Reporting Issuer Status and Stock Exchange Compliance. (i) As of the date hereof, Yamana is a reporting issuer (or the equivalent) not in default under Canadian Securities Laws in each of the provinces and territories of Canada, and is in material compliance with all applicable Canadian Securities Laws therein. There is no Order delisting, suspending or cease trading any securities of Yamana. The Yamana Shares are listed and posted for trading on the TSX and are listed on the NYSE and the LSE, and are not listed on any market other than the TSX, the NYSE and the LSE, and Yamana is in compliance in all material respects with the applicable listing and corporate governance rules and regulations of the TSX, the NYSE and the LSE.
(ii) Yamana has not taken any action to cease to be a reporting issuer in any province or territory nor has Yamana received notification from the Ontario Securities Commission, as principal regulator, or any other applicable securities commissions or securities regulatory authority of a province or territory of Canada seeking to revoke Yamana’s reporting issuer status. No delisting, suspension of trading or cease trade or other order or restriction with respect to any securities of Yamana is pending, in effect, has been threatened, or to the knowledge of Yamana, is expected to be implemented or undertaken, and Yamana is not subject to any formal or informal review, enquiry, investigation or other proceeding relating to any such order or restriction.
Reporting Issuer Status and Stock Exchange Compliance. (i) As of the date hereof, the Company is a reporting issuer not in default (or the equivalent) under Canadian Securities Laws in each of the provinces and territories of Canada. The Company Shares are listed and posted for trading on the TSX and NYSE, and are not listed on any other market, and the Company is in compliance in all material respects with the applicable listing, corporate governance, and other rules and regulations of the TSX and NYSE.
(ii) The Company has not taken any action to cease to be a reporting issuer in any jurisdiction nor has the Company received notification from any Securities Authority, in each case seeking to revoke the Company’s reporting issuer status. No delisting, suspension of trading or cease trade or other Order or restriction with respect to any securities of the Company is pending, in effect, or, to the knowledge of the Company, has been threatened, or is expected to be implemented or undertaken, and, to the knowledge of the Company, it is not subject to any formal or informal review, enquiry, investigation or other proceeding relating to any such Order or restriction.
(iii) Except as disclosed in Section 3.1(j)(iii) of the Company Disclosure Letter, the Company is in compliance, in all material respects, with all applicable Securities Laws and there are no current, pending or, to the knowledge of the Company, threatened proceedings before any Securities Authority or other Governmental Entity relating to any alleged non-compliance with any Securities Laws.
Reporting Issuer Status and Stock Exchange Compliance. (i) As of the date hereof, the Company is a “reporting issuer” within the meaning of applicable Canadian Securities Laws in each of the provinces and territories of Canada, and is not in default of any material requirement of any Canadian Securities Laws. There is no Order delisting, suspending or cease trading any securities of the Company. The Company Shares are listed and posted for trading on the TSX, and the Company has not applied to have the Company Shares listed on any market other than the TSX (provided that the Company Shares are quoted on the “over the counter” markets in the U.S.), and the Company is in compliance in all material respects with the applicable listing and corporate governance rules and regulations of the TSX.
(ii) The Company has not taken any action to cease to be a “reporting issuer” within the meaning of applicable Canadian Securities Laws in any province or territory of Canada, nor has the Company received notification from the British Columbia Securities Commission or any other applicable Securities Authority of a province of Canada, in each case seeking to revoke the Company’s reporting issuer status. No delisting, suspension of trading or cease trade or other order or restriction with respect to any securities of the Company is pending, in effect, or, to the knowledge of the Company, has been threatened, and to the knowledge of the Company it is not subject to any formal or informal review, enquiry, investigation or other proceeding relating to any such order or restriction.
Reporting Issuer Status and Stock Exchange Compliance. (i) As of the date hereof, TransGlobe is a reporting issuer (or the equivalent) not in default under Canadian Securities Laws in each of the provinces of Canada, and is in material compliance with all applicable Canadian Securities Laws therein. There is no Order delisting, suspending or cease trading any securities of TransGlobe. The TransGlobe Shares are listed and posted for trading on the TSX, NASDAQ and AIM, and are not listed on any market other than the TSX, NASDAQ and AIM, and TransGlobe is in compliance in all material respects with the applicable listing and corporate governance rules and regulations of the TSX, NASDAQ and AIM.
(ii) TransGlobe has not taken any action to cease to be a reporting issuer in any province nor has TransGlobe received notification from the Alberta Securities Commission, as principal regulator, or any other applicable securities commissions or securities regulatory authority of a province of Canada seeking to revoke TransGlobe’s reporting issuer status. No delisting, suspension of trading or cease trade or other order or restriction with respect to any securities of TransGlobe is in effect, or, to the knowledge of TransGlobe, is pending or has been threatened, or is expected to be implemented or undertaken, and to the knowledge of TransGlobe, is not subject to any formal or informal review, enquiry, investigation or other proceeding relating to any such order or restriction.
Reporting Issuer Status and Stock Exchange Compliance. (i) As of the date hereof, GTI is a reporting issuer not in default (or the equivalent) under Canadian Securities Laws in the provinces of British Columbia, Alberta and Ontario. There is no Order delisting, suspending or cease trading any securities of GTI. The GTI Shares are listed and posted for trading on the Exchange, and are not listed on any market other than the Exchange, and GTI is in compliance in all material respects with the applicable listing and corporate governance rules and regulations of the Exchange.
(ii) GTI has not taken any action to cease to be a reporting issuer in any jurisdiction, province or territory nor has GTI received notification from any applicable Securities Authority seeking to revoke GTI’s reporting issuer status. No delisting, suspension of trading or cease trade or other order or restriction with respect to any securities of GTI is pending, in effect, has been threatened, or is expected to be implemented or undertaken, and GTI is not subject to any formal or informal review, enquiry, investigation or other proceeding relating to any such order or restriction, other than the suspension of the trading of the GTI Shares on the TSXV since June 4, 2020 in connection with the announcement of the proposed transaction between GTI and Socati.
Reporting Issuer Status and Stock Exchange Compliance. (a) As of the date hereof, the Company is a reporting issuer not in default (or the equivalent) under Canadian Securities Laws in each of the provinces and territories of Canada. There is no order delisting, suspending or cease trading any securities of the Company. The Shares are listed and posted for trading on the TSX, and are not listed or quoted on any market other than the TSX, and the Company is in compliance in all material respects with the applicable listing and corporate governance rules and regulations of the TSX.
(b) The Company has not taken any action to cease to be a reporting issuer in any province or territory of Canada nor has the Company received notification from the Ontario Securities Commission or any other Canadian Securities Administrator seeking to revoke the Company’s reporting issuer status.
(c) No delisting, suspension of trading or cease trade or other order or restriction with respect to any securities of the Company is pending, in effect, has been threatened in writing or, to the Knowledge of the Company, has been otherwise threatened, or is expected to be implemented or undertaken, and the Company is not subject to any formal or informal review, enquiry, investigation or other proceeding relating to any such order or restriction.
Reporting Issuer Status and Stock Exchange Compliance. As of the date hereof, Aastra is a reporting issuer not in default (or the equivalent) under Canadian Securities Laws in each of the provinces and territories of Canada. There is no delisting, suspension of trading in or cease trading order with respect to any securities of Aastra. The Aastra Shares are listed and posted for trading on the TSX, and are not listed on any market other than TSX, and Aastra is in compliance in all material respects with the applicable listing and corporate governance rules and regulations of the TSX.
Reporting Issuer Status and Stock Exchange Compliance. As of the date hereof, Mitel is a reporting issuer not in default (or the equivalent) under the Canadian Securities Laws of each of the provinces and territories of Canada. There is no delisting, suspension of trading in or cease trading order with respect to any securities of Mitel. The Mitel Shares are listed and posted for trading on the TSX and NASDAQ, and are not listed or quoted on any market other than the TSX and NASDAQ, and Mitel is in compliance in all material respects with the applicable listing and corporate governance rules and regulations of the TSX and NASDAQ.
Reporting Issuer Status and Stock Exchange Compliance. (i) As of the date hereof, Yooma is a reporting issuer not in default (or the equivalent) under Canadian Securities Laws in the provinces of British Columbia, Alberta and Ontario. There is no Order delisting, suspending or cease trading any securities of Yooma. The Yooma Shares are listed and posted for trading on the Exchange, and are not listed on any market other than the Exchange, and Yooma is in compliance in all material respects with the applicable listing and corporate governance rules and regulations of the Exchange.
(ii) Yooma has not taken any action to cease to be a reporting issuer in any jurisdiction, province or territory nor has Yooma received notification from any applicable Securities Authority seeking to revoke Yooma’s reporting issuer status. No delisting, suspension of trading or cease trade or other order or restriction with respect to any securities of Yooma is pending, in effect, has been threatened, or is expected to be implemented or undertaken, and Yooma is not subject to any formal or informal review, enquiry, investigation or other proceeding relating to any such order or restriction.
Reporting Issuer Status and Stock Exchange Compliance. (i) As of the date hereof, Novadaq is a reporting issuer not in default (or the equivalent) under Canadian Securities Laws in each of the provinces and territories of Canada. There is no Order delisting, suspending or cease trading any securities of Novadaq. The Novadaq Shares are listed and posted for trading on the TSX and NASDAQ, and are not listed on any market other than TSX and NASDAQ, and Novadaq is in compliance in all material respects with the applicable listing and corporate governance rules and regulations of the TSX and NASDAQ.
(ii) Novadaq has not taken any action to cease to be a reporting issuer in any jurisdiction (including the United States), province or territory nor has Novadaq received notification from the Ontario Securities Commission or the U.S. Securities and Exchange Commission or any other applicable securities commissions or securities regulatory authority of a province or territory of Canada or state of the United States, in each case seeking to revoke Novadaq’s reporting issuer status. No delisting, suspension of trading or cease trade or other order or restriction with respect to any securities of Novadaq is pending, in effect, has been threatened, or is expected to be implemented or undertaken, and Novadaq is not subject to any formal or informal review, enquiry, investigation or other proceeding relating to any such order or restriction.
