Securities Authority definition

Securities Authority means the Ontario Securities Commission and any other applicable securities commissions or securities regulatory authority of a province or territory of Canada.
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Securities Authority means all applicable securities regulatory authorities, including the applicable securities commissions or similar regulatory authorities in each of the provinces of Canada;
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Securities Authority means the British Columbia Securities Commission and any other applicable securities commissions or securities regulatory authority of a province or territory of Canada or the United States, including the United States Securities and Exchange Commission.
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Examples of Securities Authority in a sentence

  • To the knowledge of the Company, neither the Company nor any of the Company Filings is subject of an ongoing audit, review, comment or investigation by any Securities Authority or the TSX.


More Definitions of Securities Authority

Securities Authority means the British Columbia Securities Commission and any other applicable provincial securities commission; “Subscriber” means a subscriber for Preferred Shares;
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Securities Authority has the meaning ascribed thereto in the Business Combination Agreement.
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Securities Authority means the British Columbia Securities Commission and any other applicable provincial securities commission;
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Securities Authority means the Ontario Securities Commission and any other applicable securities commission or securities regulatory authority of a province or territory of Canada.
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Securities Authority means the SEC, any state securities commission, securities regulatory authority or any other Governmental Entity having jurisdiction with respect to the Company or the transactions contemplated hereby pursuant to applicable securities law.
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Securities Authority means the Governmental Authority having jurisdiction to enforce Alignvest Securities Laws or Sagicor Securities Laws, as applicable.
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Securities Authority means the OSC and any other applicable securities commission or securities regulatory authority of any province or territory of Canada or the United Sates, including the United States Securities and Exchange Commission.
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