REPRESENTATION TO CLIENT Sample Clauses

REPRESENTATION TO CLIENT. 16.1 Investment Advisor shall ensure that it will take all consents and permissions from the client prior to undertaking any actions in relation to the securities or investment product advised by the investment adviser.
Sample 1Sample 2Sample 3
AutoNDA by SimpleDocs
REPRESENTATION TO CLIENT. Investment Adviser shall ensure that it will take all consents and permissions from the client prior to undertaking any actions in relation to the securities or investment product advised by the investment adviser.
Sample 1Sample 2
REPRESENTATION TO CLIENT. CapitalVia represents that it shall not provide any distribution services, for securities and investment products it advises, either directly or through its group to an advisory Client. • CapitalVia shall ensure that it will take all consents and permissions from the Client prior to undertaking any actions in relation to the securities or investment product advised by the investment adviser. • CapitalVia serves all it customers only vide the phone no. series as mentioned in the Website. • CapitalVia does not seek any power of attorney or authorizations from its Clients for auto implementation of investment advice. • CapitalVia strictly follows one family one Client policy.
Sample 1Sample 2
REPRESENTATION TO CLIENT. That the client hereby gives an irrevocable and unconditional consent and permission to the advisor to undertake any actions in relation to the securities and investment product advised by the investment adviser and also for taking such advise.
Sample 1
REPRESENTATION TO CLIENT. The investment adviser Xxxxxxxx Xxxx Prop.E H Research will ensure that it will take all consents and permissions from the client prior to undertaking any actions in relation to the securities or investment product advised by the investment adviser.
Sample 1
REPRESENTATION TO CLIENT. That the client hereby gives an irrevocable and unconditional consent and permission to the advisor to undertake any actions in relation to the securities and investment product advised by the investment adviser and also for taking such advice.
Sample 1
REPRESENTATION TO CLIENT.  CapitalVia represents that it shall not provide any distribution services, for securities and investment products it advises, either directly or through its group to an advisory Client.  CapitalVia represents that it shall not provide any investment advisory services, for securities and investment products it advises, either directly or through its group to a distribution Client.  CapitalVia shall ensure that it will take all consents and permissions from the Client prior to undertaking any actions in relation to the securities or investment product advised by the investment adviser.  CapitalVia serves all it customers only vide the phone no. series as mentioned in the Website.  CapitalVia does not seek any power of attorney or authorizations from its Clients for auto implementation of investment advice.  CapitalVia strictly follows one family one Client policy.
Sample 1
AutoNDA by SimpleDocs
REPRESENTATION TO CLIENT. When applicable, Opportune ensures that it will take all consents and permissions from the Client prior to undertaking any actions in relation to the securities or investment product advised by the investment adviser.
Sample 1

Related to REPRESENTATION TO CLIENT

  • Right to Union Representation A. An employee shall have the right to Union representation if requested by the employee, only as provided below. There will be no exceptions to this rule.

  • Client Representations Client represents and warrants to Consultant that;

  • False Representation Contractor understands, acknowledges, and agrees that any false representation or any failure to comply with a representation, warranty, or certification made by Contractor is subject to all civil and criminal consequences provided at law or in equity including, but not limited to, immediate termination of this Contract.

  • Representation Fee A. If an employee does not become a member of the Association during any membership year (i.e., from September 1 to the following August 31), which is covered in whole or in part by this Agreement, said employee will be required to pay a representation fee to the Association for that membership year. This fee shall be the maximum allowed by law.

  • FALSE STATEMENTS; BREACH OF REPRESENTATIONS The Parties acknowledge that this Agreement has been negotiated, and is being executed, in reliance upon the information contained in the Application, and any supplements or amendments thereto, without which the Comptroller would not have approved this Agreement and the District would not have executed this Agreement. By signature to this Agreement, the Applicant:

  • Representation and Warranty The Executive hereby acknowledges and represents that he has had the opportunity to consult with legal counsel regarding his rights and obligations under this Agreement and that he fully understands the terms and conditions contained herein. Executive represents and warrants that Executive has provided the Company a true and correct copy of any agreements that purport: (a) to limit Executive’s right to be employed by the Company; (b) to prohibit Executive from engaging in any activities on behalf of the Company; or (c) to restrict Executive’s right to use or disclose any information while employed by the Company. Executive further represents and warrants that Executive will not use on the Company’s behalf any information, materials, data or documents belonging to a third party that are not generally available to the public, unless Executive has obtained written authorization to do so from the third party and provided such authorization to the Company. In the course of Executive’s employment with the Company, Executive is not to breach any obligation of confidentiality that Executive has with third parties, and Executive agrees to fulfill all such obligations during Executive’s employment with the Company. Executive further agrees not to disclose to the Company or use while working for the Company any trade secrets belonging to a third party.

Draft better contracts in just 5 minutes Get the weekly Law Insider newsletter packed with expert videos, webinars, ebooks, and more!