Right to refuse to deal. You acknowledge that Openmarkets may at any time refuse to deal in, or may limit dealings in, the Financial Products offered under ASX BookBuild for you. Openmarkets is not required to act in accordance with your instructions where to do so would constitute a breach of the ASX Rules or the Corporations Act. Openmarkets (or the Intermediary on Openmarkets’ behalf) will notify you of any refusal or limitation as soon as practicable.
Right to refuse to deal. 13.1 The Customer acknowledges that IB reserves the right to refuse to deal (including instruct its Executing Participant) on the Customer's behalf in relation to any transactions (other than closing out existing open positions held in IB's account on the Customer's behalf) or limit the number of open positions held on the Customer's behalf or both.
Right to refuse to deal. An acknowledgment by the Customer that Interactive Brokers LLC reserves the right to refuse to Deal on behalf of the Customer in relation to any Dealings in Contracts (other than Closing Out existing Open Positions held in the Interactive Brokers LLC's account on behalf of the Customer) or limit the number of Open Positions held on behalf of the Customer or both. Interactive Brokers LLC will inform the Customer of any refusal at or before the time of the Customer placing the Order or as soon as possible thereafter.
Right to refuse to deal. SMFX reserve the right to, at any time, limit or refuse to enter into a Contract for the Client but warrant that we will notify you of any refusal or limitation as soon as practicable. Such refusal or limitation shall be without prejudice to any other rights and powers under this Agreement. SMFX is not required to act in accordance with the Client’s instructions where to do so would cause a breach of any applicable legislation, rules or regulations or cause a breach of this Agreement.
Right to refuse to deal. The Client acknowledges that Xxxxxxx may at any time refuse to deal in, or may limit dealings in, the Financial Products offered under ASX BookBuild for the Client. Xxxxxxx is not required to act in accordance with the Client's instructions, where to do so would constitute a breach of the ASX Operating Rules or the Corporations Act. Xxxxxxx will notify the Client of any refusal or limitation as soon as practicable. Offers in the U.S. or to U.S. persons where terms of offer are silent If the terms of the offer are silent on whether offers and issues of Financial Products are prohibited in the United States or to U.S. persons, then the Client acknowledges that the following terms of the offer will apply:
(a) The Financial Products have not been, and will not be, registered under the US Securities Act of 1933 (the US Securities Act), and may not be offered, sold or resold in the United States, or to or for the account or benefit of U.S. persons, except in accordance with an exemption from, or in a transaction not subject to, the registration requirements of the US Securities Act;
(b) Expressions used but not defined in these terms have the meanings set forth in Regulation S under the US Securities Act.
Right to refuse to deal. The Client acknowledges that the Trading Participant may at any time refuse to deal in, or may limit dealings in, the Financial Products offered under ASX BookBuild for the Client. The Trading Participant is not required to act in accordance with the Client's instructions, where to do so would constitute a breach of the ASX Operating Rules or the Corporations Act. The Trading Participant will notify the Client of any refusal or limitation as soon as practicable.
Right to refuse to deal. You acknowledge that Openmarkets may at any time refuse to deal in, or may limit dealings in, the Financial Products offered under ASX BookBuild for you. Openmarkets is not required to act in accordance with your instructions when it would constitute a breach of the ASX Rules or the Corporations Act. Openmarkets (or the Intermediary on Openmarkets’ behalf) will notify you of any refusal or limitation as soon as practicable. B33. Wholesale clients You agree that, if you are not a Wholesale Client for the purposes of the ASIC Market Integrity Rules, you will not place an Order in relation to an offer of Financial Products on ASX BookBuild where that offer is limited to Wholesale Clients. B34. Offers in the U.S. or to U.S. persons where terms of offer are silent If the terms of the offer are silent on whether offers and issues of Financial Products are prohibited in the United States or to U.S. persons, then you acknowledge that the following terms of the offer will apply:
(a) the Financial Products have not been, and will not be, registered under the US Securities Act of 1933 (Securities Act), and may not be offered, sold or resold in the United States, or to or for the account or benefit of U.S. persons, except in accordance with an exemption from, or in a transaction not subject to, the registration requirements of the US Securities Act;
(b) expressions used but not defined in these terms have the meanings set forth in Regulation S under the US Securities Act.
Right to refuse to deal. ATHERFX LLC reserve the right to, at any time, limit or refuse to enter a Contract for the Client but warrant that we will notify you of any refusal or limitation as soon as practicable. Such refusal or limitation shall be without prejudice to any other rights and powers under this Agreement. ATHERFX LLC is not required to act by the Client’s instructions where to do so would cause a breach of any applicable legislation, rules or regulations or cause a breach of this Agreement.
Right to refuse to deal. An acknowledgment by the Client that the Clearing Participant reserves the right to refuse to Deal on behalf of the Client in relation to any Dealings in Contracts (other than closing out existing Open Positions held in the Clearing Participant’s account on behalf of the Client) or limit the number of Open Positions held on behalf of the Client or both. The Clearing Participant will inform the Client of any refusal at or before the time of the Client placing the order or as soon as possible thereafter.
Right to refuse to deal. Client acknowledges that Spectrum Live may at any time refuse to deal in, or may limit dealing in, the ASX Derivative Products for Client. Spectrum Live will notify Client of any refusal or limitation as soon as practicable after the decision.
