RISK OF PROVIDING AN AUTHORITY TO HOLD MAIL OR TO DIRECT. MAIL TO THIRD PARTIES If you provide the Broker with an authority to hold mail or to direct mail to third parties, it is important for you to promptly collect in person all contract notes and statements of the Accounts and review them in detail to ensure that any anomalies or mistakes can be detected in a timely fashion.
RISK OF PROVIDING AN AUTHORITY TO HOLD MAIL OR TO DIRECT. MAIL TO THIRD PARTIES If you provide Galaxy International Securities and/or Galaxy International Futures with an authority to hold mail or to direct mail to third parties, it is important for you to promptly collect in person all contract notes and statements of your account and review them in detail to ensure that any anomalies or mistakes can be detected in a timely fashion.
RISK OF PROVIDING AN AUTHORITY TO HOLD MAIL OR TO DIRECT. MAIL TO THIRD PARTIES 提供代存郵件或將郵件轉交第三方的授權書的風險
RISK OF PROVIDING AN AUTHORITY TO HOLD MAIL OR TO DIRECT. MAIL TO THIRD PARTIES 假如你向持牌人或註冊人提供授權書，允許他代存郵件或將郵件轉交予第三方，那麼你便須盡速親身收取所有關於你帳戶的成交單據及結單，並加以詳細閱讀，以確保可及時偵察到任何差異或錯誤。 If you provide the licensed or registered person with an authority to hold mail or to direct mail to third parties, it is important for you to promptly collect in person all contract notes and statements of your account and review them in detail to ensure that any anomalies or mistakes can be detected in a timely fashion. 保證金買賣的風險 RISK OF MARGIN TRADING 藉存放抵押品而為交易取得融資的虧損風險可能極大。你所蒙受的虧蝕可能會超過你存放於有關持牌人或註冊人作為抵押品的現金及任何其他資產。市場情況可能使備用交易指示，例如“止蝕”或“限價”指示無法執行。你可能會在短時間內被要求存入額外的保證金款額或繳付利息。假如你未能在指定的時間內支付所需的保證金款額或利息，你的抵押品可能會在未經你的同意下被出售。此外，你將要為你的帳戶內因此而出現的任何短欠數額及需繳付的利息負責。因此，你應根據本身的財政狀況及投資目標，仔細考慮這種融資安排是否適合你。 The risk of loss in financing a transaction by deposit of collateral is significant. You may sustain losses in excess of your cash and any other assets deposited as collateral with the licensed or registered person. Market conditions may make it impossible to execute contingent orders, such as "stop-loss" or "stop-limit" orders. You may be called upon at short notice to make additional margin deposits or interest payments. If the required margin deposits or interest payments are not made within the prescribed time, your collateral may be liquidated without your consent. Moreover, you will remain liable for any resulting deficit in your account and interest charged on your account. You should therefore carefully consider whether such a financing arrangement is suitable in light of your own financial position and investment objectives. 在香港聯合交易所有限公司買賣納斯達克－美國證券交易所證券的風險 RISK OF TRADING NASDAQ-AMEX SECURITIES AT THE STOCK EXCHANGE OF HONG KONG LIMITED 按照納斯達克－美國證券交易所試驗計劃(“試驗計劃”)掛牌買賣的證券是為熟悉投資技巧的投資者而設的。你在買賣該項試驗計劃的證券之前，應先諮詢有關持牌人或註冊人的意見和熟悉該項試驗計劃。你應知悉，按照該項試驗計劃掛牌買賣的證券並非以香港聯合交易所有限公司的主板或創業板作第一或第二上市的證券類別加以監管。 The securities under the Nasdaq-Amex Pilot Program (“PP”) are aimed at sophisticated investors. You should consult the licensed or registered person and become familiarised with the PP before trading in the PP securities. You should be aware that the PP securities are not regulated as a primary or secondary listing on the Main Board or the Growth Enterprise Market of The Stock Exchange of Hong Kong Limited. 電子通訊相關的風險 RISK ASSOCIATED WITH ELECTRONIC COMMUNICATION 電子交易的設施是以電腦組成系統來進行交易指示傳遞、執行、配對、登記或交易結算。然而，所有設施及系統均有可能會暫時中斷或失靈，而你就此所能獲得的賠償或會受制於系統供應商、市場、結算公司及/或參與者商號就其所承擔的責任所施加的限制。由於這些責任限制可以各有不同，你應向為你進行交易的商號查詢這方面的詳情。 Electronic trading facilities are supported by computer-based c...
RISK OF PROVIDING AN AUTHORITY TO HOLD MAIL OR TO DIRECT. MAIL TO THIRD PARTIES If you provide CJF HK with an authority to hold mail or to direct mail to third parties, it is important for you to promptly collect in person all contract notes and statements of your account and review them in detail to ensure that any anomalies or mistakes can be detected in a timely fashion. Futures
RISK OF PROVIDING AN AUTHORITY TO HOLD MAIL OR TO DIRECT. MAIL TO THIRD PARTIES If you provide SHKIS with an authority to hold mail or to direct mail to third parties, it is important for you to promptly collect in person all contract notes and statements of your account and review them in detail to ensure that any anomalies or mistakes can be detected in a timely fashion. RISKS IN LEAVING MONEY OR OTHER PROPERTY IN THE CUSTODY OF SHKIS OR ITS NOMINEES OR AGENTS You acknowledge that there are risks in leaving money or other property in the custody of SHKIS or its nominees or agents. For example, if SHKIS is holding your money or other property and becomes insolvent, you may experience significant delay in recovering the same. These are risks that you are prepared to accept. RISKS OF CLIENT ASSETS RECEIVED OR HELD OUTSIDE HONG KONG Client assets received or held by SHKIS or SHKIS’s nominee outside Hong Kong are subject to the applicable laws and regulations of the relevant overseas jurisdiction which may be different from the Securities and Futures Ordinance (Cap.571) and the rules made thereunder. Consequently, such client assets may not enjoy the same protection as that conferred on client assets received or held in Hong Kong.
RISK OF PROVIDING AN AUTHORITY TO HOLD MAIL OR TO DIRECT. MAIL TO THIRD PARTIES 提供代存郵件或將郵件轉交第三方的授權書的風險 If you provide DT Securities and Futures Co. Limited with an authority to hold mail or to direct mail to third parties, it is important for you to promptly collect in person all contract notes and statements of your account and review them in detail to ensure that any anomalies or mistakes can be detected in a timely fashion. 假如你向大田證券及期貨有限公司提供授權書, 允許它代存郵件或將郵件轉交予第三方, 那麼你便須盡速親身收取所有關於你帳戶的成交單據及結單, 並加以詳細閱讀, 以確保可及時偵察到任何差異或錯誤。
RISK OF PROVIDING AN AUTHORITY TO HOLD MAIL OR TO DIRECT. MAIL TO THIRD PARTIES If the Client provides AIML with an authority to hold mail or to direct mail to third parties, it is important for the Client to promptly collect in person all contract notes and statements of the Clients account and review them in detail to ensure that any anomalies or mistakes can be detected in a timely fashion. AIML should confirm with the Client at least on an annual basis whether the Client wishes to revoke the authority. For the avoidance of doubt, it will be acceptable for AIML to send a notification to the Client before the expiry date of the authority and inform the Client that it is automatically renewed unless the Client specifically revokes it in writing before the expiry date.
RISK OF PROVIDING AN AUTHORITY TO HOLD MAIL OR TO DIRECT. MAIL TO THIRD PARTIES If you provide AIF SEC with an authority to hold mail or to direct mail to third parties, it is important for you to promptly collect in person all contract notes and statements of the Accounts and review them in detail to ensure that any anomalies or mistakes can be detected in a timely fashion.
RISK OF PROVIDING AN AUTHORITY TO HOLD MAIL OR TO DIRECT. MAIL TO THIRD PARTIES If you provide BOCOM with an authority to hold mail or direct mail to third parties, it is important for you to promptly collect in person all contract notes and statements of your account and review them in detail to ensure that any anomalies or mistakes can be detected in a timely fashion. STOCK OPTIONS TRADING RISK DISCLOSURE STATEMENT This Risk Disclosure Statement (this “RDS”) forms an integral part of the Stock Options Trading Supplemental Client Agreement (including any addendum and supplemental agreement thereto) (the “Client Agreement”) entered into between the Client and BOCOM and the risks, warnings and other matters disclosed in this RDS are in addition to those disclosed in the Client Agreement. Accordingly, this RDS should be read in conjunction with the Client Agreement. This RDS is an important document which the Client should read carefully. Unless the context otherwise requires, the terms used herein shall have the same meanings ascribed to them in the Client Agreement. HOWEVER, THE CLIENT SHOULD BE AWARE THAT THIS RDS IS FOR GENERAL GUIDANCE ONLY AND DOES NOT PURPORT TO DISCLOSE OR DISCUSS ALL OF THE RISKS OR OTHER SIGNIFICANT ASPECTS OR ANY PARTICULAR TRANSACTION OR PRODUCT. THE CLIENT SHOULD THEREFORE CONSULT WITH HIS OWN LEGAL, TAX AND FINANCIAL ADVISERS PRIOR TO ENTERING INTO ANY PARTICULAR TRANSACTION. IT IS IMPORTANT FOR THE CLIENT TO DETERMINE WHETHER A PARTICULAR TRANSACTION IS SUITABLE FOR HIS SITUATION, OPERATION, BUSINESS AND/OR ORGANISATION, AND HE SHOULD BE AWARE THAT THIS IS HIS SOLE RESPONSIBILITY (EXCEPT TO THE EXTENT OF BOCOM SOLICITING THE SALE OF OR RECOMMENDING ANY FINANCIAL PRODUCT TO THE CLIENT). ALSO, THE CLIENT SHOULD SEEK INDEPENDENT PROFESSIONAL ADVICE IF HE IS UNCERTAIN OF OR DOES NOT UNDERSTAND ANY ASPECTS OF THIS RDS OR THE NATURE OR RISKS INVOLVED IN ANY PARTICULAR PRODUCT OR TRANSACTION. THE CLIENT SHOULD NOT ENTER INTO A TRANSACTION UNLESS HE FULLY UNDERSTANDS THE NATURE OF AND RISKS ASSOCIATED WITH THE SUBJECT PRODUCT OR TRANSACTION AND THE EXTENT OF EXPOSURE TO POTENTIAL LOSSES.
