RISK OF TRADING NASDAQ-AMEX SECURITIES AT THE SEHK Sample Clauses

RISK OF TRADING NASDAQ-AMEX SECURITIES AT THE SEHK. The securities under the NASDAQ-Amex Pilot Program (“PP”) are aimed at sophisticated investors. You should consult SHKIS and become familiarised with the PP before trading in the PP securities. You should be aware that the PP securities are not regulated as a primary or secondary listing on the Main Board or the Growth Enterprise Market of the SEHK. You should only consider participating in the PP if you have sufficient means and resources to acquire and understand the relevant product and market information regarding the PP which is published on or distributed via the internet in English.
Sample 1Sample 2See All (4)
AutoNDA by SimpleDocs
RISK OF TRADING NASDAQ-AMEX SECURITIES AT THE SEHK. The securities under the Nasdaq-Amex Pilot Program ("PP") are aimed at sophisticated investors. You should consult CSSS and/or your own adviser and become familiarized with the PP before trading in the PP securities. You should be aware that the PP securities are not regulated as a primary or secondary listing on the Main Board or the GEM of the SEHK.
Sample 1Sample 2See All (4)
RISK OF TRADING NASDAQ-AMEX SECURITIES AT THE SEHK. The securities under the Nasdaq-Amex Pilot Program (“the PP”) are aimed at sophisticated investors. The Client should consult the Client’s dealer and become familiarized with the PP before trading in the PP securities. The Client should be aware that the PP securities are not regulated as a primary or secondary listing on the Main Board or GEM of SEHK. Risk Disclosure Statements – Renminbi Currency/ Exchange Traded Funds / Listed Derivative Warrants /Callable Bull / Bear Contract (CBBC) / Derivative-related Unit Trusts / Listed Structured Products / Bonds
Sample 1Sample 2Sample 3
RISK OF TRADING NASDAQ-AMEX SECURITIES AT THE SEHK. The securities under the NASDAQ-Amex Pilot Program (“PP”) are aimed at sophisticated investors. You should consult SHKOS and become familiarised with the PP before trading in the PP securities. You should be aware that the PP securities are not regulated as a primary or secondary listing on the Main Board or the Growth Enterprise Market of the SEHK. You should only consider participating in the PP if you have sufficient means and resources to acquire and understand the relevant product and market information regarding the PP which is published on or distributed via the internet in English. RISKS OF TRADING IN EXCHANGE-TRADED STRUCTURED PRODUCTS (“Structured Products”) e.g. Derivative Warrants (“Warrants”), Callable Bull/Bear Contracts (“CBBC”)
Sample 1Sample 2

Related to RISK OF TRADING NASDAQ-AMEX SECURITIES AT THE SEHK

  • Stock Exchange Listing The shares of Common Stock have been approved for listing on the NASDAQ Capital Market (the “Exchange”), and the Company has taken no action designed to, or likely to have the effect of, delisting the shares of Common Stock from the Exchange, nor has the Company received any notification that the Exchange is contemplating terminating such listing except as described in the Registration Statement, the Pricing Disclosure Package and the Prospectus.

  • Use of Bulletin Boards Space shall be made available to OCEA on agency/departmental bulletin boards within the Representation Unit provided such use does not interfere with the needs of the agency/department and material posted is not derogatory to the County, County employees or other employee organizations. Notice shall be dated and signed by the authorized representatives of OCEA responsible for its issuance.

  • RISK OF SECURITIES TRADING The prices of securities fluctuate, sometimes dramatically. The price of a security may move up or down, and may become valueless. It is as likely that losses will be incurred rather than profit made as a result of buying and selling securities.

  • Bulletin Board The Employer shall provide a bulletin board which shall be placed so that all employees will have access to it and upon which the Union shall have the right to post notices of regular meetings, special meetings, seminars or Union activities.

  • ARTICLE BULLETIN BOARDS The Employer agrees to supply and make available to the Union for the posting of seniority lists and Union notices one (1) bulletin board in such place so as to inform all employees in the bargaining unit of the activities of the Union.

  • GENERAL RULES OF TRADING 14.1. Without prejudice to any other provisions herein and in particular paragraph 14.13 of this Agreement, once the Client places an Order on the Trading Platform, the Company arranges for the execution of the said Order with the Execution Venue according to the Summary of Best Interest and Order Execution Policy, found on the Company’s Website. It is understood that the Company executes the Client Orders in CFDs as an agent, i.e. the Company executes Client’s orders in third party Execution Venue(s).

  • Bulletin Boards The Employer shall provide bulletin board facilities for the exclusive use of the Union, the sites to be determined by mutual agreement. The use of such bulletin board facilities shall be restricted to the business affairs of the Union.

  • Exchange of Traffic 66.2.1. The Parties may send each other Indirect Traffic.

  • Open Listing The general non-exclusive right to sell, trade, convey, or exchange the Property during the Listing Period in accordance with the terms and conditions set forth in this Agreement. Seller hereby appoints Agency to represent the Seller as their client ONLY if a potential Buyer is produced by the Agency. Seller retains the right to sell the Property directly, on their own behalf, with no commission due to the Agency. In addition, Seller reserves the right to enter into similar arrangements with other real estate agents.

  • Trading With respect to the securities and other investments to be purchased or sold for the Fund, Subadviser shall place orders with or through such persons, brokers, dealers, or futures commission merchants (including, but not limited to, broker-dealers that are affiliated with AEFC or Subadviser) selected by Subadviser; provided, however, that such orders shall be consistent with the brokerage policy set forth in the Fund's Prospectus and SAI, or approved by the Board; conform with federal securities laws; and be consistent with securing the most favorable price and efficient execution. Within the framework of this policy, Subadviser may consider the research, investment information, and other services provided by, and the financial responsibility of, brokers, dealers, or futures commission merchants who may effect, or be a party to, any such transaction or other transactions to which Subadviser's other clients may be a party.

Draft better contracts in just 5 minutes Get the weekly Law Insider newsletter packed with expert videos, webinars, ebooks, and more!