Sophisticated Investors definition

Sophisticated Investors means any person who falls within any of the categories of investors set out in Part I, Schedules 6 and 7 of the CMSA or any person who acquires unlisted capital market products where the consideration is not less than RM250,000 or its equivalent in foreign currencies for each transaction whether such amount is paid for in cash or otherwise, and/or any other category(ies) of investors as may be permitted by the SC from time to time.
Sophisticated Investors has the meaning ascribed thereto in the third paragraph of this Agreement;
Sophisticated Investors means a Customer who has successfully declared themselves as a sophisticated investor, which term is as defined in Clause 2.01 of the ‘Guidelines on Unlisted Capital Market Products under the Lodge and Launch Framework’ issued by the SC dated 9 March 2015 (as the same may be amended, varied or replaced from time to time) and the CMSA (as the same may be amended from time to time);

Examples of Sophisticated Investors in a sentence

  • The Underwriters will not, directly or indirectly, solicit offers to purchase or sell the Offered Shares (or CDIs in respect of the Offered Shares) from or to or deliver any Offering Document to purchasers in Australia who are not Sophisticated Investors or Professional Investors and any such offer or delivery shall be made in compliance with Australian Securities Laws.

  • As a market limited to Sophisticated Investors only, the LEAP Market may not have the trading activities or liquidity of the ACE Market or Main Market.

  • The LEAP Market has a regulatory framework on disclosure and post-listing requirements appropriate for Sophisticated Investors only.

  • Any products mentioned on or traded via Marquee are being offered only to Sophisticated Investors, in all cases under circumstances that will fall within the private placement or other exemptions of applicable law and any applicable guidelines or rulings issued from time to time by the ISA.

  • However, the Manager has the discretion to allow or to reject any application to switch, either generally (for all Sophisticated Investors) or specifically (for any particular Sophisticated Investor).


More Definitions of Sophisticated Investors

Sophisticated Investors means sophisticated or professional investors who can afford to take a higher
Sophisticated Investors means any person who falls within any of the specific classes of investors specified in section 20 of the SMO.
Sophisticated Investors means a person that, at the applicable time of determination, is both an Accredited Investor and either a Qualified Purchaser or a Knowledgeable Employee;
Sophisticated Investors as defined in Article 50 of the FPO; a sophisticated investor is an individual:
Sophisticated Investors has the meaning ascribed to it under Guidance Letter HKEX-GL92-18 issued by the Stock Exchange and refers to Temasek Holdings (Private) Limited, Mirae Asset Securities (HK) Ltd., Mirae Asset - Naver Asia Growth Investment Pte. Ltd., Mirae Asset - Celltrion New Growth Fund, Mirae Asset Capital Co., Ltd and Sequoia Capital China Venture Fund VI, L.P. [REDACTED] [REDACTED] “State Councilthe PRC State Council ( 中 華 人 民 共 和 國 國 務 院 )
Sophisticated Investors has the meaning ascribed to it under Guidance Letter HKEX-GL92-18 issued by the Stock Exchange, and unless the context otherwise requires, refers to OAP, FIIF, LBC Sunshine, AIHC, Five Investment, Highlight Medical and Ourea Biotech “Special Regulationsthe Special Regulations of the State Council on the Overseas Offering and Listing of Shares by Joint Stock Limited Companies (國務院關於股份有限公司境外募集股份及上市的特別規定), promulgated by the State Council on August 4, 1994 [REDACTED] “State Council” the State Council of the PRC ( 中 華 人 民 共 和 國 國 務 院 )
Sophisticated Investors has the meaning ascribed to it under Guidance Letter HKEX-GL92-18 issued by the Stock Exchange, and unless the context otherwise requires, refers to OAP, FIIF, LBC Sunshine, AIHC, Five Investment, Highlight Medical and Ourea Biotech “Special Regulationsthe Special Regulations of the State Council on the Overseas Offering and Listing of Shares by Joint Stock Limited Companies (國務院關於股份有限公司境外募集股份及上市的特別規定), promulgated by the State Council on August 4, 1994 [REDACTED] “State Council” the State Council of the PRC ( 中 華 人 民 共 和 國 國 務 院 ) “subsidiary(ies)” has the meaning ascribed thereto under the Listing Rules “substantial shareholder(s)” has the meaning ascribed thereto under the Listing Rules “Supervisor(s)” member(s) of our Supervisory Committee “Supervisory Committee” the supervisory committee of our CompanyTakeovers Code” the Codes on Takeovers and Mergers and Share Buy-back issued by the SFC, as amended, supplemented or otherwise modified from time to time