Risk Profile. The attention of the CLIENT is drawn to the fact that the shares on offer are listed/unlisted and should be considered as a risk capital investment.
Risk Profile. Please provide a full description of all brokered commodities. (Be specific, no “FAK”, “General Commodities,” etc.) Do you have any operations outside of the United States and Canada? ☐ Yes ☐ No If “Yes,” please describe Do you have any shared ownership or financial interest in any specific motor carriers? ☐ Yes ☐ No If “Yes,” please provide DOT#(s) Do you ever broker loads to a trucking company affiliated with your Freight Brokerage operation? ☐ Yes ☐ No If “Yes,” what % of total revenue Do you annually review & maintain a record of each of the following: Broker Carrier Agreement ☐ Yes ☐ No Motor Carrier’s Operating Authority ☐ Yes ☐ No Certificate of Insurance for all LOB ☐ Yes ☐ No Do you receive a written broker carrier agreement with all carriers prior to their being able to being provided a load? ☐ Yes ☐ No Do you utilize the Transportation Intermediaries Association (TIA) Broker Agreement language? ☐ Yes ☐ No If “No,” to the above Does your agreement require the carrier to haul under their own authority? ☐ Yes ☐ No Does your agreement prohibit double brokering? ☐ Yes ☐ No Does your agreement require full indemnification from the carrier for loss, irrespective of whether there is insurance in place? ☐ Yes ☐ No Does your agreement require the carrier to have a bill of lading in the carrier’s name, as required by XXX, and not solely in the broker’s name? ☐ Yes ☐ No Do you require the carrier to maintain an active authority and exclude any carrier with an Unsatisfactory rating? ☐ Yes ☐ No
Risk Profile a. The Investment Adviser shall ensure that the risk assessment procedure of the Client including his risk capacity and risk aversion is followed at all times.
b. The Investment Adviser shall ensure that investment advice provided is appropriate to the risk profile and suitability to investment objectives of the Client. The Investment Adviser will not be liable or responsible for any loss or liability incurred on account of Client opting for services not suitable to the risk profile of the Client and agrees to indemnify the Investment Adviser for any liability which the Investment Adviser may incur on account of providing Services.
c. The Investment Adviser shall ensure that the risk profile of the Client is communicated to the Client.
d. The Client agrees to give consent on the risk profile arrived at in the manner as required by the Investment Adviser under the IA Regulations.
e. The Client agrees to provide all such information including but not limited to age, investment objectives including time for which the client wishes to stay invested, purposes of the investment, income details of the client, existing investments / assets; risk appetite / tolerance; liability / borrowing details as is necessary for the purpose of giving investment advice;
Risk Profile. Your risk tolerance and your risk capacity are separate considerations that, combined, make up your overall risk profile. Your risk profile reflects the lower of how much risk you willingly can take on (your risk tolerance) and your ability to endure potential financial loss (your risk capacity). Our understanding of your profile is critical. Some of the above factors are relatively easily answered with a “yes” or “no” or a number; however, some are more complex, particularly your risk profile. The combination of these factors that make up your profile will help us suggest the allocation of your holdings between, for example: registered (tax-advantaged) and non-registered accounts; debt, equity, mutual fund and other instruments; Canadian and foreign investments; whether to borrow to invest rather than paying in cash only; terms of specific instruments; and the riskiness of both individual securities and the combination of securities in your portfolio. Our Suitability Determination Process: We use a three-step approach to determine if an investment is suitable for you.
1. Based on discussion with you and your answers on the NCAF, we determine whether you are a risk-averse client, somewhat risk- tolerant or can accept higher losses in the search for higher gains.
2. We rate investments as low, medium low, medium, medium-high, or high risk. For example, a Canada Savings Bond is low risk whereas a xxxxx stock would be rated as high risk.
3. We consider other relevant factors, for example: Managed accounts: If you want predominantly socially responsible investments or at least to avoid investment in firms whose products are alcohol, tobacco, pornography, gambling, guns, and chemical, biological or nuclear weapons.
Risk Profile. All contractors shall submit a risk profile of the work to be conducted with their Health and Safety Plan.
Risk Profile. The proposed Property in the substantial majority of cases shall meet the criteria of either "Category II - Moderate Risk" or "Category III - Low Risk" as defined in "Table 1" (the "PROPERTY TARGETING CRITERIA") attached to that certain "Business Plan for Dames & Xxxxx/Brookhill, LLC," a copy of which table is attached as Exhibit "B."
Risk Profile. If there was a significant loss in your investments, how would you react? ☐ Sell all and avoid further losses ☐ Sell some to reduce exposure to risk ☐ Sell nothing and remain invested in the current strategies ☐ Buy more because opportunities are present ☐ Other
Risk Profile. The Principal's Risk Profile is chosen by the Principal before the start of management from among those described on the Site, on the basis of the information, advice and warnings provided to him by XXXXXXX with regard to the information provided by the Principal himself concerning his level of resources, his asset situation, his asset objectives and the risks of loss that he declares himself willing to accept. The main information provided by the Principal, i.e. his profession, his level of annual income, the estimated value of his digital assets and the estimated value of his total assets, as well as the chosen Risk Profile, are indicated in Appendix 1. The Principal undertakes to provide accurate, complete and up-to-date information to enable TERASUM to provide him with suitable recommendations in the context of determining his Risk Profile. He understands and acknowledges that the provision of erroneous, incomplete and/or obsolete information could lead TERASUM to make inappropriate recommendations for the determination of the Risk Profile. In the event of an update of the Algorithm involving a redefinition of the Risk Profiles, XXXXXXX will inform the Principal in advance of the update by presenting the characteristics of the new Risk Profiles, and will allow the Principal to choose between the following two solutions: (i) choose a new Risk Profile from among the new ones proposed (it being specified that TERASUM will suggest, from among the new Risk Profiles proposed, the one that most closely resembles the Principal's former Risk Profile) or (ii) terminate the Contract under the conditions set out in Article 4.2. The Risk Profile is associated with a level of exposure and a level of performance, as indicated on the Site. This level of exposure and level of performance are estimated by XXXXXXX on the basis of the past performance of the Algorithm in the context of a management carried out according to the same risk profile. Given the intrinsic volatility of digital assets, these levels can only be indicative; TERASUM undertakes to use its best efforts to ensure that the performance of the management under this Mandate is in line with these indicative levels, without this resulting in any obligation of result on its part or any guarantee for the Principal. The Principal may change his Risk Profile at any time via his personal space on the Site.
