Common use of Rules 17a Clause in Contracts

Rules 17a. 3 and 17a-4. The Shareholder Servicing Agent shall maintain accurate and complete records with respect to services performed by the Shareholder Servicing Agent in connection with the purchase and redemption of Class A Shares through the Distributor. Such records shall be maintained in a form reasonably acceptable to the Company and in compliance with the requirements of Rules 17a-3 and 17a-4 under the Securities Exchange Act of 1934, as amended, pursuant to which any dealer of Class A Shares must maintain certain records. All such records maintained by the Shareholder Servicing Agent shall be the property of the Distributor and will be made available for inspection and use by the Company or the Distributor upon the request of either. The Shareholder Servicing Agent shall file with the Securities and Exchange Commission and other appropriate governmental authorities, and furnish to the Company and the Distributor copies of, all reports and undertakings as may be reasonably requested by the Company or the Distributor in order to comply with such rules. If so requested by the Distributor, the Shareholder Servicing Agent shall confirm to the Distributor its obligations under this Section 10.2 by a writing reasonably satisfactory to the Distributor.

Rules 17a. 3 and 17a-4. The Shareholder Servicing Agent shall maintain accurate and complete records with respect to services performed by the Shareholder Servicing Agent in connection with the purchase and redemption of Class A B Shares through the Distributor. Such records shall be maintained in a form reasonably acceptable to the Company and in compliance with the requirements of Rules 17a-3 and 17a-4 under the Securities Exchange Act of 1934, as amended, pursuant to which any dealer of Class A B Shares must maintain certain records. All such records maintained by the Shareholder Servicing Agent shall be the property of the Distributor and will be made available for inspection and use by the Company or the Distributor upon the request of either. The Shareholder Servicing Agent shall file with the Securities and Exchange Commission and other appropriate governmental authorities, and furnish to the Company and the Distributor copies of, all reports and undertakings as may be reasonably requested by the Company or the Distributor in order to comply with such rules. If so requested by the Distributor, the Shareholder Servicing Agent shall confirm to the Distributor its obligations under this Section 10.2 by a writing reasonably satisfactory to the Distributor.

Rules 17a. 3 and 17a-4. The Shareholder Servicing Agent shall maintain accurate and complete records with respect to services performed by the Shareholder Servicing Agent in connection with the purchase and redemption of Class A Shares E shares through the Distributor. Such records shall be maintained in a form reasonably acceptable to the Company and in compliance with the requirements of Rules 17a-3 and 17a-4 under the Securities Exchange Act of 1934, as amended, pursuant to which any dealer of the Class A Shares E shares must maintain certain records. All such records maintained by the Shareholder Servicing Agent shall be the property of the Distributor and will be made available for inspection and use by the Company or the Distributor upon the request of either. The Shareholder Servicing Agent shall file with the Securities and Exchange Commission and other appropriate governmental authorities, and furnish to the Company and the Distributor copies of, all reports and undertakings as may be reasonably requested by the Company or the Distributor in order to comply with such rules. If so requested by the Distributor, the Shareholder Servicing Agent shall confirm to the Distributor its obligations under this Section 10.2 by a writing reasonably satisfactory to the Distributor.

Rules 17a. 3 and 17a-4. The Shareholder Servicing Agent shall maintain accurate and complete records with respect to services performed by the Shareholder Servicing Agent in connection with the purchase and redemption of Class A Shares shares through the Distributor. Such records shall be maintained in a form reasonably acceptable to the Company and in compliance with the requirements of Rules 17a-3 and 17a-4 under the Securities Exchange Act of 1934, as amended, pursuant to which any dealer of the Class A Shares shares must maintain certain records. All such records maintained by the Shareholder Servicing Agent shall be the property of the Distributor and will be made available for inspection and use by the Company or the Distributor upon the request of either. The Shareholder Servicing Agent shall file with the Securities and Exchange Commission and other appropriate governmental authorities, and furnish to the Company and the Distributor copies of, all reports and undertakings as may be reasonably requested by the Company or the Distributor in order to comply with such rules. If so requested by the Distributor, the Shareholder Servicing Agent shall confirm to the Distributor its obligations under this Section 10.2 by a writing reasonably satisfactory to the Distributor.

Rules 17a. 3 and 17a-4. The Shareholder Servicing Agent shall maintain accurate and complete records with respect to services performed by the Shareholder Servicing Agent in connection with the purchase and redemption of Class A Shares B shares through the Distributor. Such records shall be maintained in a form reasonably acceptable to the Company and in compliance with the requirements of Rules 17a-3 and 17a-4 under the Securities Exchange Act of 1934, as amended, pursuant to which any dealer of the Class A Shares B shares must maintain certain records. All such records maintained by the Shareholder Servicing Agent shall be the property of the Distributor and will be made available for inspection and use by the Company or the Distributor upon the request of either. The Shareholder Servicing Agent shall file with the Securities and Exchange Commission and other appropriate governmental authorities, and furnish to the Company and the Distributor copies of, all reports and undertakings as may be reasonably requested by the Company or the Distributor in order to comply with such rules. If so requested by the Distributor, the Shareholder Servicing Agent shall confirm to the Distributor its obligations under this Section 10.2 by a writing reasonably satisfactory to the Distributor.

Rules 17a. 3 and 17a-4. The Shareholder Servicing Agent shall maintain accurate and complete records with respect to services performed by the Shareholder Servicing Agent in connection with the purchase and redemption of Class A Fund Shares through the Distributor. Such records shall be maintained in a form reasonably acceptable to the Company and in compliance with the requirements of Rules 17a-3 and 17a-4 under the Securities Exchange Act of 1934, as amended, pursuant to which any dealer of Class A Fund Shares must maintain certain records. All such records maintained by the Shareholder Servicing Agent shall be the property of the Distributor and will be made available for inspection and use by the Company or the Distributor upon the request of either. The Shareholder Servicing Agent shall file with the Securities and Exchange Commission and other appropriate governmental authorities, and furnish to the Company and the Distributor copies of, all reports and undertakings as may be reasonably requested by the Company or the Distributor in order to comply with such rules. If so requested by the Distributor, the Shareholder Servicing Agent shall confirm to the Distributor its obligations under this Section 10.2 by a writing reasonably satisfactory to the Distributor.

Rules 17a. 3 and 17a-4. The Shareholder Servicing Agent shall maintain accurate and complete records with respect to services performed by the Shareholder Servicing Agent in connection with the purchase and redemption of Class A Shares shares through the Distributor. Such records shall be maintained in a form reasonably acceptable to the Company and in compliance with the requirements of Rules 17a-3 and 17a-4 under the Securities Exchange Act of 1934, as amended, pursuant to which any dealer of Class A Shares the shares must maintain certain records. All such records maintained by the Shareholder Servicing Agent shall be the property of the Distributor and will be made available for inspection and use by the Company or the Distributor upon the request of either. The Shareholder Servicing Agent shall file with the Securities and Exchange Commission and other appropriate governmental authorities, and furnish to the Company and the Distributor copies of, all reports and undertakings as may be reasonably requested by the Company or the Distributor in order to comply with such rules. If so requested by the Distributor, the Shareholder Servicing Agent shall confirm to the Distributor its obligations under this Section 10.2 by a writing reasonably satisfactory to the Distributor.

Rules 17a. 3 and 17a-4. The Shareholder Servicing Agent shall maintain accurate and complete records with respect to services performed by the Shareholder Servicing Agent in connection with the purchase and redemption of Institutional Class A Shares shares through the Distributor. Such records shall be maintained in a form reasonably acceptable to the Company and in compliance with the requirements of Rules 17a-3 and 17a-4 under the Securities Exchange Act of 1934, as amended, pursuant to which any dealer of the Institutional Class A Shares shares must maintain certain records. All such records maintained by the Shareholder Servicing Agent shall be the property of the Distributor and will be made available for inspection and use by the Company or the Distributor upon the request of either. The Shareholder Servicing Agent shall file with the Securities and Exchange Commission and other appropriate governmental authorities, and furnish to the Company and the Distributor copies of, all reports and undertakings as may be reasonably requested by the Company or the Distributor in order to comply with such rules. If so requested by the Distributor, the Shareholder Servicing Agent shall confirm to the Distributor its obligations under this Section 10.2 by a writing reasonably satisfactory to the Distributor.