Safekeeping of Securities 證券的保管 Sample Clauses

Safekeeping of Securities 證券的保管. 6.1 Any securities, which are held by, you or your associated entity for safekeeping may, at your discretion:- 寄存貴公司或 貴公司的有聯繫實體妥為保管的任何證券， 貴公司可以酌情決定：-
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Safekeeping of Securities 證券的保管. 9.1 Any securities which are held by the Broker for safekeeping may, as soon as reasonably practicable: 由經紀保管所持有的任何證券，在合理地切實可行的範圍內盡快︰
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Safekeeping of Securities 證券的保管. 9.1 Any securities which are held by the Company or the Company’s associated entity as collateral may, at the Company’s discretion:- 寄存本公司或本公司的有關係實體妥為保管的任何證券抵押品，本公司可以酌情決定：
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Safekeeping of Securities 證券的保管. Any securities which are held by FFCIL for safekeeping may, at FFCIL discretion: 由 FFCIL 寄妥為保管的任何證券， FFCIL 可以酌情決定: - (in the case of registrable securities) be registered in my/our name or in the name of your nominee; or (如屬可註冊證券)以閣下的名義或以閣下的代理人名義註冊；或 - be deposited in safe custody in a designated account with FFCIL’s bankers or with any other institution which provides facilities for the safe custody of documents. In the case of securities in Hong Kong, such institution shall be acceptable to the SFC as a provider of safe custody services. 存放於 FFCIL 的往來銀行或提供文件保管設施的任何其他機構妥為保管。如屬香港的證券，該機構應為證監會認可的提供保管服務機構。 Where securities are not registered in client name, any dividends or other benefits arising in respect of such securities shall, when received by you, be credited to client Account or paid or transferred to client, as agreed with FFCIL. Where the securities form part of a larger holding of identical securities held for FFCIL clients, Client shall be entitled to the same share of the benefits arising on the holding as client share of the total holding. 倘證券未以閣下的名義註冊， FFCIL 於收到該等證券所獲派的任何股息或其他利益時，須按閣下與 FFCIL 的協議記入閣下的戶口或支付予或轉賬予閣下。倘該等證券屬於 FFCIL 代客戶持有較大數量的同一證券的一部份，閣下有權按閣下所佔的比例獲得該等證券的利益。 FFCIL do not have client written authority under the Securities and Futures (Client Securities) Rules of the Securities and Futures Ordinance to 閣下並無根據《證券及期貨條例》之《證券及期貨 (客戶證券) 規則》以書面授權 FFCIL： - deposit any of your securities with a banking institution as collateral for an advance or loan made to FFCIL, or with the HKSCC as collateral for the discharge of FFCIL obligations under the clearing system. 將閣下的任何證券放在銀行業機構，作為 FFCIL 所獲墊支或貸款的抵押品，或者存放在中央結算，作為履行結算系統下之責任的抵押品。 - borrow or lend any of your securities. 借貸閣下的任何證券。 - otherwise part with possession (except to client or on client instructions) of any of client securities for any purpose. 基於任何目的以其他方式放棄閣下的任何證券之持有權(交由閣下持有或按閣下的指示放棄持有權除外)。
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Safekeeping of Securities 證券的保管 a. Any Securities which are held by Hao Tian in Hong Kong for safekeeping may, as soon as reasonably practicable: 由昊天在香港寄存為保管的任何證券, 在合理地切實可行的範圍內盡速:
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Safekeeping of Securities 證券的保管. 9.1 Any securities which are held by the Broker for safekeeping may, as soon as reasonably practicable: 由經紀保管所持有的任何證券，在合理地切實可行的範圍內盡速: (i) (in the case of registrable securities) be registered in the Client’s name or in the name of the Broker’s associated entity (as defined in the Securities and Futures Ordinance); or (如屬可註冊證券)以客戶的名義或以經紀的聯繫實體名義註冊 (定義已在《證券及期貨條例》的釋義條文內界定)；或 (ii) be deposited in Hong Kong into a segregated account, designated as a trust/client account and established and maintained by the Broker or its associated entity (as defined in the Securities and Futures Ordinance) in Hong Kong for the purpose of holding the client securities with any authorized financial institution, or any approved custodian by SFC, or any intermediaries licensed for dealing in securities. 存放於經紀或其聯繫實體(定義已在《證券及期貨條例》的釋義條文內界定)在香港開立及維持指定為信託帳戶或客戶帳戶的獨立帳戶，該機構應為證監會認可財務機構或核准保管人或獲發牌進行證券 交易的中介人。
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Safekeeping of Securities 證券的保管. 7.1. If in relation to any securities deposited with the Company which are not registered in the Client’s name any dividends or other distributions or benefits accrue in respect of such securities, the Client’s account with the Company shall be credited (or payment made to the Client as may be agreed) with the proportion of such benefit equal to the proportion of the total number or amount of relative securities which shall comprise securities held on behalf of the Client. 客戶寄存於本公司處而未以客戶姓名註冊之證券，若產生股息或其他的派發或利益，本公司須根據代表客戶 持有之有關證券數額，按比例將該等利益存入客戶戶口內(或協定向客戶支付有關款項)。
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Related to Safekeeping of Securities 證券的保管

  • Safekeeping of Securities 6.1 Records of uncertificated Securities held by Computershare shall be kept and maintained in the manner provided for in the Securities Legislation.

  • Offering of Securities Neither the Company nor any person acting on its behalf has taken any action (including any offering of any securities of the Company under circumstances which would require the integration of such offering with the offering of any of the Preferred Shares under the Securities Act, and the rules and regulations of the Securities and Exchange Commission (the “SEC”) promulgated thereunder), which might subject the offering, issuance or sale of any of the Preferred Shares to Treasury pursuant to this Agreement to the registration requirements of the Securities Act.

  • RISK OF SECURITIES TRADING The prices of securities fluctuate, sometimes dramatically. The price of a security may move up or down, and may become valueless. It is as likely that losses will be incurred rather than profit made as a result of buying and selling securities.

  • SUBSTITUTION OF SECURITIES Upon request and at the sole cost and expense of Contractor, District shall permit substitution of securities in lieu of retention, in accordance with Public Contract Code Section 22300.

  • Delivery of Securities The Custodian shall release and deliver domestic securities owned by a Portfolio held by the Custodian, in a U.S. Securities System account of the Custodian or in an account at the Underlying Transfer Agent, only upon receipt of Proper Instructions on behalf of the applicable Portfolio, which may be continuing instructions when deemed appropriate by the parties, and only in the following cases:

  • Form of Securities Bearer Security. The Securities will be issued in global bearer form, evidenced on issue by a Temporary Bearer Global Security. Beneficial interests in a Temporary Bearer Global Security will be exchangeable for beneficial interests in a Permanent Bearer Global Security on or after the date which is 40 days after the date on which the Temporary Bearer Global Security is issued and upon certification as to non-U.S. beneficial ownership as required by U.S. Treasury regulations.

  • Issuance of Securities The Convertible Debentures are duly authorized and, upon issuance in accordance with the terms hereof, shall be duly issued, fully paid and nonassessable, are free from all taxes, liens and charges with respect to the issue thereof. The Conversion Shares issuable upon conversion of the Convertible Debentures have been duly authorized and reserved for issuance. Upon conversion or exercise in accordance with the Convertible Debentures the Conversion Shares will be duly issued, fully paid and nonassessable.

  • Provision of Security At least thirty (30) Calendar Days prior to the commencement of the procurement, installation, or construction of a discrete portion of a Connecting Transmission Owner’s Attachment Facilities, Developer shall provide Connecting Transmission Owner, at Developer’s option, a guarantee, a surety bond, letter of credit or other form of security that is reasonably acceptable to Connecting Transmission Owner and is consistent with the Uniform Commercial Code of the jurisdiction identified in Article 14.2.1 of this Agreement. Such security for payment shall be in an amount sufficient to cover the cost for the Developer’s share of constructing, procuring and installing the applicable portion of Connecting Transmission Owner’s Attachment Facilities, and shall be reduced on a dollar-for-dollar basis for payments made to Connecting Transmission Owner for these purposes. In addition:

  • Reissuance of Securities The Company agrees to reissue certificates representing the Securities without the legends set forth in Section 5.8 above at such time as:

  • Return of Security Aurizon Network must return to the Access Holder (and, where appropriate, give the Access Holder any necessary releases in relation to) any Security provided by the Access Holder under this clause 6:

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