Safekeeping of Securities. 6.1 Any Securities which are held by CAL for safekeeping may, at CAL’s discretion, either:-
6.1.1 (in the case of registrable Securities) be registered in the Client’s name or in the name of CAL’s nominee; or
6.1.2 be deposited in safe custody in a designated account with CAL’s bankers or with any other institution which provides facilities for the safe custody of documents. In the case of Securities in Hong Kong, such institution shall be acceptable to the SFC as a provider of safe custody services. Any Securities kept outside Hong Kong shall be subject to the applicable laws, rules, regulations and customs and/or bye-laws.
6.2 CAL shall not bound to redeliver to the Client the identical Securities or certificates representing Securities received by CAL from or for the Client but may redeliver other Securities or certificates representing Securities of like kind and amount. CAL’s obligation shall be to deliver to the Client or the Client’s lawful representative such Securities or certificates representing Securities of like kind and amount at the office at which the Account is carried provided that CAL shall not be responsible for the loss or damage to any Securities deposited with or held by CAL or its agents or otherwise on its behalf, unless due to gross negligence or willful default on CAL’s or their part.
6.3 The Client acknowledges and agrees that Securities from time to time acquired and/or held through or in CCASS shall be held subject to and in accordance with CCASS rules. Where the Client has an Investor CCASS Account and specifies that Securities are to be held in the relevant Investor CCASS Account, such Securities shall, save where the context otherwise requires, be treated in this Agreement as held for the Account. The Client shall be responsible for all costs and expenses in respect of the Investor CCASS Account.
6.4 Where any Securities are held in the name of CAL or its nominee, unless CAL receives the Client’s Instruction or any Event of Default occurs, CAL shall not attend any meeting or exercise any voting or other rights including the completion of proxies.
6.5 Where Securities are registered in the name of CAL or its nominee and have been deposited under the terms hereof, CAL shall notify Client of information received by CAL which requires action to be taken by Client in relation to such Securities and to request, collect, receive and make payments or distributions attributable to such securities(“Corporate Action”) arising from acq...
Safekeeping of Securities. 保 管證 券
7.1 Any Securities which are held by the Company for safekeeping may, at the Company’s discretion: 由本公司妥為保管之任何證券，本公司可以酌情決定：
7.1.1 (in the case of registrable securities) be registered in the Client’s name or in the name of the Company’s nominee; or （如屬可註冊證券）以客戶之名義或以本公司代理人之名義註冊；或
7.1.2 be deposited in safe custody in a designated account with the Company’s bankers or with any other institution which providers facilities for the safe custody of documents. In the case of Securities in Hong Kong, such institution shall be acceptable to the SFC as a provider of safe custody services. Any Securities kept outside Hong Kong shall be subject to the applicable laws, rules, regulations and customs and /or by-laws. 在本公司的往來銀行所指定帳戶保管寄存或其他機構保管寄存。如屬香港證券，該機構須為經證監會接納為提供設施保管此等文件之機構。任何在香港以外地方存放之證券， 須遵守適用此等證券之法律、規例及慣例及/或附例。
7.2 Where Securities are not registered in the Client’s name, any dividends or other benefits arising in respect of such Securities shall, when received by the Company, be credited to the Client’s Account or paid or transferred to the Client, as agreed with the Company. Where the Securities form part of a larger holding of identical Securities held for the Company’s clients, the Client shall be entitled to the same share of the benefits arising on the holding as the Client’s share of the total holding. 倘證券未以客戶之名義註冊﹔本公司於收到該等證券所獲派任何股息或其他利益時，須按客戶與本公司之協議記入客戶之帳 戶或支付予或轉賬予客戶。倘該等證券屬於本公司代客戶持有較大數量之同一證券之一部份，客戶有權按客戶所佔之比例獲得該等證券之利益。
7.3 In relation to any Securities deposited with the Company, which are not registered in the name of the Client, any loss is suffered by the Company arising therefrom, the relevant Account may be debited (or payment made by the Client as may be agreed) with the proportion of such loss equal to the proportion of the total number or amount of relative Securities held on behalf of the Client. 任何寄存在本公司而非以客戶名義登記之證券，如本公司就此所受任何損失，可從有關帳戶中扣除（或如同意，由客戶支付）有關損失中按照代客戶所持證券之總數或金額比例計算的損失部份。
7.4 The Company will not return to the Client the securities originally delivered or deposited but will return securities of the same class, denominations and nominal amount and ranking to the Client. 本公司將不會向客戶交還客戶原先所交付或存放的證券，而只會向客戶付還同一類別、面值、名義數額及等級的證券。
7.5 The Securities and Futures (Client Securities) Rules provide that a licensed corporation shall neither deposit nor lend a client’s securities or securities collateral against loans or advances made to the licensed corporation for any purpose except with the specific written authority of the client concerned. The...
Safekeeping of Securities. 6.1 Records of uncertificated Securities held by Computershare shall be kept and maintained in the manner provided for in the Securities Legislation.
6.2 Securities held by Computershare shall at all times be held in accordance with the election detailed in Part E of this Agreement. Any Client who elects the Own Name custody service, utilising Computershare’s Deal Routing Service, shall be subject to the terms and conditions from time to time under which the Deal Routing service is administered, and the Client shall by instructing Computershare to register Securities using this service be deemed thereby to agree to such terms and conditions.
6.3 Computershare shall take such steps to protect Securities held under custody against theft, loss or destruction.
Safekeeping of Securities. 25.1 Where Securities are not registered in the Customer's name, any dividends or other benefits arising in respect of such Securities shall, when received by FSL, be credited to the Customer's Account or paid or transferred to the Customer in accordance with the Securities and Futures (Client Securities) Rules (Cap.571H), as agreed with FSL. Where Securities form part of a larger holding of identical Securities held for FSL's clients, the Customer shall be entitled to the same share of the benefits arising on the holding as the Customer's share of the total holding.
25.2 Any Securities which are held by FSL for safekeeping may, at FSL's discretion:
(a) (in the case of registrable Securities) be registered in the Customer's name or in the name of FSL's nominee; or
(b) be deposited in a safe custody in a designated account with FSL's bankers or with any other institution which provides facilities for the safe custody of documents. In the case of Securities in Hong Kong, such institution shall be acceptable to the SFC as a provider of safe custody services.
25.3 In the case of a purchase Transaction, if the selling broker fails to deliver on the settlement date and FSL has to purchase Securities to settle the Transaction, FSL shall not be responsible to the Customer for the costs of such purchase.
25.4 FSL and FSL's nominee may hold any Securities on behalf of the Customer and are not bound to redeliver to the Customer the identical Securities received from or purchased for the Customer but may redeliver to the Customer, at the office at which the Account is kept, Securities of like quantity, type and description.
25.5 (Applicable to cash securities trading account only) FSL does not have the Customer's written authority under Section 7 of the Securities and Futures (Client Securities) Rules (Cap.571H) under the Ordinance to:
(a) deposit any of the Customer's Securities with a banking institution as collateral for an advance or loan made to FSL, or with the Clearing House as collateral for the discharge of FSL's obligations under the clearing system;
(b) borrow or lend any of the Customer's Securities (unless prior written agreement has been entered between FSL and the Customer); and
(c) otherwise part with possession (except to the Customer or on the Customer's instructions) of any of the Customer's Securities for any purpose.
25.6 FSL may at any time require the Customer to collect the Securities and documents of title thereto by 30 days' notice in writing...
Safekeeping of Securities. 9.1 Any Securities which are held by the Company for safekeeping may, at the Company’s discretion,
(a) (in the case of registrable Securities) be registered in my/our name or in the name of the Company’s nominee; or
(b) be deposited in safe custody in a designated account with the Company’s bankers or with any other institution which provides facilities for the safe custody of documents. In the case of Securities in Hong Kong, such institution shall be acceptable to the SFC as a provider of safe custody services.
9.2 Where Securities are not registered in my/our name(s), any dividends or other benefits arising in respect of such Securities shall, when received by the Company, be credited to my/our Account or paid or transferred to me/us, as agreed with the Company. Where the Securities form part of a larger holding of identical Securities held for the Company’s clients, I/we shall be entitled to the same share of the benefits arising on the holding as my/our share of the share holding.
9.3 Unless the Company have obtained my/our written consent, it does not have my/our written authority to :
(a) deposit any of my/our Securities with a banking institution as collateral for an advance or loan made to the Company, or with HKSCC as collateral for the discharge of the Company’s obligations under the clearing system;
(b) borrow or lend any of my/our Securities; or
(c) otherwise part with possession (except to me/us or on my/our Instructions) of any of my/our Securities for any purpose.
Safekeeping of Securities. 3.01 Custodian shall in all instances maintain Principal's Securities and similar investments in accordance with governing law including, but not limited to, the Oklahoma Insurance Code, as amended from time to time. Custodian shall maintain Securities in safe-keeping on Custodian's premises, in a recognized clearing corporation, or in the Federal Reserve book-entry system.
3.02 Certificated Securities deposited by Principal and held by the Custodian shall be held separate and physically segregated from the Securities of the Custodian and of all of its other customers and shall be in the name of the Principal or a nominee of the Principal or, if in a clearing corporation, in the name of the clearing corporation or its nominee.
3.03 Securities held in a fungible bulk by the Custodian as part of a Filing of Securities by Issue (FOSBI) arrangement and Securities deposited in a clearing corporation or in the Federal Reserve book-entry system shall be deposited in an account that includes only assets held by Custodian for its customers and shall be separately identified on the Custodian's official records as being owned by the Principal. The Custodian may deposit the Securities directly or through one or more agents which are also qualified to act as custodian for investment companies. Custodian's records shall identify which Securities are held by Custodian or by its agent and which Securities are in a clearing corporation or in the Federal Reserve book-entry system. If the Securities are in a clearing corporation or in the Federal Reserve book-entry system, the records shall also identify where the Securities are and, if in a clearing corporation, the name of the clearing corporation and, if through an agent, the name of the agent. Custodian shall send Principal a confirmation of any transfers to or from the account of Principal. Where Securities are transferred to that account, Custodian shall also, by book entry or otherwise, identify as belonging to Principal a quantity of securities in a fungible bulk of securities (i) registered in the name of Custodian (or its nominee) or (ii) shown on Custodian's account on the books of the clearing agency, the book entry system, or Custodian's agent.
Safekeeping of Securities. Any Securities held by CIF for safekeeping pursuant to these Terms may, at CIF' discretion and subject to applicable laws and regulations:
(i) in the case of registerable securities) be registered in the name of the Client or in the name of CIF or its Associate; or
(ii) be deposited in safe custody in a designated account of CIF with a bank or other institutions which provides facilities for the safe custody of Securities and documents relating thereto. In the case of securities in Hong Kong, such institution shall be acceptable to the Securities and Futures Commission as a provider of safe custody services.
Safekeeping of Securities. Any Securities which are held by USL for safekeeping may, at USL’s discretion, be registered (if registrable) in the Client’s name or in the name of USL’s nominee; or be deposited, at the Client’s cost, in safe custody in a designated account with USL’s bankers or with any other institution approved by the SFC, which provides facilities for the safe custody of documents. Where securities are not registered in the Client’s name, any dividends or other benefits arising in respect of such securities shall, when received by USL, be credited to the Client’s Account or paid or transferred to the Client, as agreed with USL. Where the Securities form part of a larger holding of identical securities held for USL’s clients, the Client shall be entitled to the same share of the benefits arising on the holding as the Client’s share of the total holding.
Safekeeping of Securities. 9.1 Safekeeping Any Securities which are held by you for safekeeping may at our own risks and expense, at your discretion:
(a) (in the case of registrable Securities) be registered in our name or in the name of your Associated Entity or nominee; or
(b) be deposited in safe custody in a designated account with your bankers or with any other institution which provides facilities for the safe custody of documents to the satisfaction of the Securities and Futures Commission of Hong Kong.
Safekeeping of Securities. 證 券 的 保 管
6.1 Any securities which are held by you for safekeeping may, at your discretion: 寄存貴司妥為保管的任何證券，貴司可以酌情決定： - in the case of registrable securities, be registered in my/our name or in the name of your nominee; or
