Common use of SIPC MEMBERSHIP Clause in Contracts

SIPC MEMBERSHIP. Rule 10b-10 under the Securities Exchange Act of 1934, as amended, requires the disclosure of non-SIPC membership on confirmations of customer purchases of shares of the Funds. Please indicate your SIPC status by checking the appropriate box below. It is your responsibility to promptly notify us in writing of any change in your SIPC status. ____________________________________ ___ is ___ is not a member of SIPC. Broker/Dealer Name (Please print.) ND CAPITAL, INC. Date________________________________ By_______________________________ The undersigned accepts your invitation to become a dealer and agrees to abide by the foregoing terms and conditions. Date: __________________ By: _______________________________ ____________________________________ Print Signature and Title Contact Name: _______________________________________ Address: _______________________________________ _______________________________________ _______________________________________ Phone #: (_____) ________________________________ Fax #: (_____) ________________________________ Email: _______________________________________ *DATE*