Specific Client Instructions Sample Clauses

Specific Client Instructions. Where you provide MULTIBANK FX INTERNATIONAL with specific instructions in relation to your entire order, or any aspect of your order, for example a preferred execution venue, MULTIBANK FX INTERNATIONAL will execute your order in accordance with your instructions, and to that extent MULTIBANK FX INTERNATIONAL will not owe you a duty of best execution. To the extent that your specific instructions relate to only one or some aspects of the order, MULTIBANK FX INTERNATIONAL will determine any unspecified aspects in accordance with its Order Execution Policy. You should be aware that where you provide MULTIBANK FX INTERNATIONAL with specific instructions in relation to the execution of your order, you may prevent MULTIBANK FX INTERNATIONAL from following some or all of the steps in our Order Execution Policy to obtain the best possible result for you in respect to those aspects affected by your instructions. While we take all reasonable steps based on the resources available to us and depending upon the market conditions and circumstances as then prevalent to enable us to provide best possible results to you, we cannot guarantee that we will always be able to provide best execution to each and every order executed on your behalf particularly where you give us specific instructions as to all or part of yourorder.
AutoNDA by SimpleDocs
Specific Client Instructions. Where you provide FCI with specific instructions in relation to your entire order, or any aspect of your order, for example a preferred execution venue, FCI may execute your order in accordance with your instructions, and to that extent FCI will not owe you a duty of best execution. To the extent that your specific instructions relate to only one or some aspects of the order, FCI will determine any unspecified aspects in accordance with its Order Execution Policy. You should be aware that where you provide FCI with specific instructions in relation to the execution of your order, you may prevent FCI from following some or all of the steps in our Order Execution Policy to obtain the best possible result for you in respect to those aspects affected by your instructions. While we take all reasonable steps based on the resources available to us and depending upon the market conditions and circumstance as then prevalent to enable us to provide best possible results for you, we cannot guarantee that we will always be able to provide best execution to each and every order executed on your behalf particularly where you give us specific instructions as to all or part of your order.
Specific Client Instructions. Where you provide BCR with specific instructions in relation to your entire order, or any aspect of your order, for example a preferred execution venue, BCR will execute your order in accordance with your instructions, and to that extent BCR will not owe you a duty of best execution. To the extent that your specific instructions relate to only one or some aspects of the order, BCR will determine any unspecified aspects in accordance with its Order Execution Policy. You should be aware that where you provide BCR with specific instructions in relation to the execution of your order, you may prevent BCR from following some or all of the steps in our Order Execution Policy to obtain the best possible result for you in respect to those aspects affected by your instructions. While we take all reasonable steps based on the resources available to us and depending upon the market conditions and circumstances as then prevalent to enable us to provide best possible results to you, we cannot guarantee that we will always be able to provide best execution to each and every order executed on your behalf particularly where you give us specific instructions as to all or part of your order.
Specific Client Instructions. 4.1. Where a client gives Mirabaud a specific instruction as to the execution of an order, Mirabaud will execute the order in accordance with those specific instructions. Where all elements of the order are deemed to be covered by a specific client instruction, and Mirabaud has no discretion as to any part of the execution of the order, the best execution obligation will not apply. Mirabaud will continue to apply the Policy to any part of the order that is not covered by a client’s specific instruction. Mirabaud will always use its expertise to employ the execution criteria set forth in this document, and should a client instruction conflict with best execution or market practice, Mirabaud will use its discretion.
Specific Client Instructions. Where you provide IMPERIAL MARKETS with specific instructions in relation to your entire order, or any aspect of your order, for example a preferred execution venue, IMPERIAL MARKETS will execute your order in accordance with your instructions, and to that extent IMPERIAL MARKETS will not owe you a duty of best execution. To the extent that your specific instructions relate to only one or some aspects of the order, IMPERIAL MARKETS will determine any unspecified aspects in accordance with its Order Execution Policy. You should be aware that where you provide IMPERIAL MARKETS with specific instructions in relation to the execution of your order, you may prevent IMPERIAL MARKETS from following some or all of the steps in our Order Execution Policy to obtain the best possible result for you in respect to those aspects affected by your instructions. While we take all reasonable steps based on the resources available to us and depending upon the market conditions and circumstances as then prevalent to enable us to provide best possible results to you, we cannot guarantee that we will always be able to provide best execution to each and every order executed on your behalf particularly where you give us specific instructions as to all or part of your order.

Related to Specific Client Instructions

  • Payment Instructions Agent shall have received written instructions from Borrowing Agent directing the application of proceeds of the initial Advances made pursuant to this Agreement;

  • SETTLEMENT INSTRUCTIONS Promptly after the execution of each Securities transaction, Customer will issue to BNY Mellon Instructions to settle such transaction. Unless otherwise agreed by BNY Mellon and subject to Section 8.1, Assets will be credited to the relevant Account only when actually received by BNY Mellon.

  • Disbursement Instructions Borrower understands that no loan proceeds will be disbursed until all of Bank's conditions for making the loan have been satisfied. Please disburse the loan proceeds as follows: Bridge Loan ------------ Amount paid to Borrower directly: $750,000 Undisbursed Funds $ ---------- Principal $ ---------- CHARGES PAID IN CASH. Borrower has paid or will pay in cash as agreed the following charges: Prepaid Finance Charges Paid in Cash: $ ---------- $10,000 Loan Fee $ Accounts Receivable Audit Fee -------- Other Charges Paid in Cash: $ ---------- $ TBD UCC Search Fees -------- $ TBD UCC Filing Fees -------- $ TBD Patent Filing Fees -------- $ TBD Trademark Filing Fees -------- $ TBD Copyright Filing Fees -------- $ TBD Outside Counsel Fees and Expenses (Estimate) -------- Total Charges Paid in Cash $ ---------- AUTOMATIC PAYMENTS. Borrower hereby authorizes Bank automatically to deduct from Borrower's account numbered _____________the amount of any loan payment. If the funds in the account are insufficient to cover any payment, Bank shall not be obligated to advance funds to cover the payment. FINANCIAL CONDITION. BY SIGNING THIS AUTHORIZATION, BORROWER REPRESENTS AND WARRANTS TO BANK THAT THE INFORMATION PROVIDED ABOVE IS TRUE AND CORRECT AND THAT THERE HAS BEEN NO ADVERSE CHANGE IN BORROWER'S FINANCIAL CONDITION AS DISCLOSED IN BORROWER'S MOST RECENT FINANCIAL STATEMENT TO BANK. THIS AUTHORIZATION IS DATED AS OF JUNE 26, 1996.

  • Investment Instructions (a) Any investment instructions required to be given to the Trustee pursuant to the terms hereof must be given to the Trustee no later than 10:30 a.m. (New York City time) on the date such investment is to be made. In the event the Trustee receives such investment instruction later than such time, the Trustee may, but shall have no obligation to, make such investment. In the event the Trustee is unable to make an investment required in an investment instruction received by the Trustee after 10:30 a.m. (New York City time) on such day, such investment shall be made by the Trustee on the next succeeding Business Day. In no event shall the Trustee be liable for any investment not made pursuant to investment instructions received after 10:30 a.m. (New York City time) on the day such investment is requested to be made. (b) The Trustee shall hold each Eligible Investment that constitutes investment property through a securities intermediary, which securities intermediary shall agree with the Trustee that (i) such investment property at all times shall be credited to a securities account of the Trustee, (ii) all property credited to such securities account shall be treated as a financial asset, (iii) such securities intermediary shall treat the Trustee as entitled to exercise the rights that comprise each financial asset credited to such securities account, (iv) such securities intermediary shall comply with entitlement orders originated by the Trustee without the further consent of any other person or entity, (v) such securities intermediary shall not agree with any person or entity other than the Trustee to comply with entitlement orders originated by any person or entity other than the Trustee, (vi) such securities account and all property credited thereto shall not be subject to any lien, security interest, right of set-off, or encumbrance in favor of such securities intermediary or anyone claiming through such securities intermediary (other than the Trustee), (vii) such agreement between such securities intermediary and the Trustee shall be governed by the laws of the State of New York, and (viii) such securities intermediary’s jurisdiction for purposes of the Uniform Commercial Code shall be the State of New York. The Trustee shall maintain possession of each other Eligible Investment in the State of New York, separate and apart from all other property held by the Trustee. Notwithstanding any other provision of this Supplement, the Trustee shall not hold any Eligible Investment through an agent except as expressly permitted by this Section 4.13(b). Each term used in this Section 4.13(b) and defined in the New York Uniform Commercial Code shall have the meaning set forth in the New York Uniform Commercial Code. (c) With respect to investments made by the Trustee pursuant to the terms hereof, the Servicer may appoint as its agent under a separate agreement a registered investment advisor and authorize such agent to give instructions, which may be provided to the Trustee through S.W.I.F.T., on behalf of the Servicer to the Trustee for funds to be invested and reinvested in one or more Eligible Investments. The Servicer shall provide the Trustee with a written direction certifying any such appointment. The Trustee shall be entitled to conclusively rely on, and shall be protected in acting upon, instructions, which may be provided to the Trustee through S.W.I.F.T., received from such agent on behalf of the Servicer. Section 4.14. [Reserved].

  • Wire Transfer Instructions I will wire funds from my outside account according to the “Subscription Instructions” Page. ____ I will wire funds from my Aegis Capital Account. ____The funds for this investment are rolled over, tax deferred from __________ within the allowed 60 day window.

  • Suspension or Debarment Instructions Instructions for Certification 1. By answering yes to the next Attribute question below, the vendor and prospective lower tier participant is providing the certification set out herein in accordance with these instructions.

  • Stop Transfer Instructions In order to enforce the foregoing covenants, the Company may impose stop-transfer instructions with respect to the securities of each Holder (and the securities of every other person subject to the restrictions in Section 1.14(a)).

  • Special Account Instructions You may request that we facilitate certain trust, will, or court-ordered account arrangements. However, because we do not give legal advice, we cannot counsel you as to which account arrangement most appropriately meets the specific requirements of your trust, will, or court order. If you ask us to follow any instructions that we believe might expose us to claims, lawsuits, expenses, liabilities, or damages, whether directly or indirectly, we may refuse to follow your instructions or may require you to indemnify us or post a bond or provide us with other protection. We may require that account changes requested by you, or any account owner, such as adding or closing an account or service, be evidenced by a signed Account Change Card or other document which evidences a change to an account and accepted by us.

  • Form instructions This form does not mandate the use of a specific font size or style but the font must be legible.

  • Irrevocable Transfer Agent Instructions The Company shall issue irrevocable instructions to its transfer agent, and any subsequent transfer agent, in the form of Exhibit E attached hereto (the “Irrevocable Transfer Agent Instructions”). The Company represents and warrants that no instruction other than the Irrevocable Transfer Agent Instructions referred to in this Section 4.1(d) (or instructions that are consistent therewith) will be given by the Company to its transfer agent in connection with this Agreement, and that the Securities shall otherwise be freely transferable on the books and records of the Company as and to the extent provided in this Agreement and the other Transaction Documents and applicable law. The Company acknowledges that a breach by it of its obligations under this Section 4.1(d) will cause irreparable harm to a Purchaser. Accordingly, the Company acknowledges that the remedy at law for a breach of its obligations under this Section 4.1(d) will be inadequate and agrees, in the event of a breach or threatened breach by the Company of the provisions of this Section 4.1(d), that a Purchaser shall be entitled, in addition to all other available remedies, to an order and/or injunction restraining any breach and requiring immediate issuance and transfer, without the necessity of showing economic loss and without any bond or other security being required.

Draft better contracts in just 5 minutes Get the weekly Law Insider newsletter packed with expert videos, webinars, ebooks, and more!