SUITABILITY ASSESSMENT. 4.1 SoFi HK makes available to you the Robo Advisory Service and assess the suitability of recommendation based on the information you have provided such as your age, risk appetite, knowledge and experience of investing, financial situation and investment objectives etc. You undertake as an ongoing obligation to provide SoFi HK with updates of such information as well as other information that he provided in your Account Application and to inform SoFi HK as according to clause 29.6 under the Customer Agreement if there is any change. 4.2 SoFi HK will ask you to review and update (if needed) your suitability assessments result on every 12 months. Failure to provide up-to-date information may have impact on the ability of SoFi HK to provide the Robo Advisory Service to you. You are advised that in case SoFi HK receive no request for any update, your previous profile and relevant suitability assessments result on record will continue to be used. 4.3 You will only receive recommendation for Model Portfolios which aligns with your suitability assessment result. 4.4 You acknowledge and agree that any subsequently amendment request from you on the information you have previously provided and hence the suitability assessment result, will not affect the Rebalancing recommendation of any Robo Account created previously. The suitability assessment of the Rebalancing recommendation is based on the result at the time when the Robo Account is created and remain unchanged upon the amendment request. However, SoFi HK may not permit any additional deposit Initiated by you, to be invested in the relevant Robo Account if they are no longer aligns with your suitability assessment result and risk profile, except for any monthly recurring deposit that you have previously setup before such amendment request. 4.5 The suitability assessment and the results are for your reference only and should not be construed as an offer to sell, or a solicitation for an offer to purchase any securities or services. SoFI HK and its Affiliates accept no responsibility or liability for the accuracy or completeness of the information provided in the suitability assessment and the results. The assessment is not a comprehensive financial tool and is not a substitute for independent professional advice.
Appears in 4 contracts
Samples: Robo Advisory Agreement, Robo Advisory Agreement, Robo Advisory Agreement
