Common use of TECHNOLOGY/KNOWLEDGE TRANSFER ACTIVITIES Clause in Contracts

TECHNOLOGY/KNOWLEDGE TRANSFER ACTIVITIES. The goal of this task is to develop a plan to make the knowledge gained, experimental results, and lessons learned available to the public and key decision makers. The Recipient shall: ● Prepare an Initial Fact Sheet at start of the project that describes the project. Use the format provided by the CAM. ● Prepare a Final Project Fact Sheet at the project’s conclusion that discusses results. Use the format provided by the CAM. ● Prepare a Technology/Knowledge Transfer Plan that includes: ● An explanation of how the knowledge gained from the project will be made available to the public, including the targeted market sector and potential outreach to end users, utilities, regulatory agencies, and others. ● A description of the intended use(s) for and users of the project results. ● Published documents, including date, title, and periodical name. ● Copies of documents, fact sheets, journal articles, press releases, and other documents prepared for public dissemination. These documents must include the Legal Notice required in the terms and conditions. Indicate where and when the documents were disseminated. ● A discussion of policy development. State if project has been or will be cited in government policy publications, or used to inform regulatory bodies. ● The number of website downloads or public requests for project results. ● Additional areas as determined by the CAM. ● Conduct technology transfer activities in accordance with the Technology/Knowledge Transfer Plan. These activities will be reported in the Progress Reports. ● When directed by the CAM, develop Presentation Materials for an Energy Commission- sponsored conference/workshop(s) on the project. ● When directed by the CAM, participate in annual EPIC symposium(s) sponsored by the California Energy Commission. ● Provide at least (6) six High Quality Digital Photographs (minimum resolution of 1300x500 pixels in landscape ratio) of pre and post technology installation at the project sites or related project photographs. ● Prepare a Technology/Knowledge Transfer Report on technology transfer activities conducted during the project. Products: ● Initial Fact Sheet (draft and final) ● Final Project Fact Sheet (draft and final) ● Presentation Materials (draft and final) ● High Quality Digital Photographs ● Technology/Knowledge Transfer Plan (draft and final) ● Technology/Knowledge Transfer Report (draft and final) TASK 10: PRODUCTION READINESS PLAN The goal of this task is to determine the steps that will lead to the manufacturing of technologies developed in this project or to the commercialization of the project’s results. The Recipient shall:

TECHNOLOGY/KNOWLEDGE TRANSFER ACTIVITIES. The goal of this task is to develop a plan to make the knowledge gained, experimental results, and lessons learned available to the public and key decision makers. The Recipient shall: ● • Prepare an Initial Fact Sheet at start of the project that describes the project. Use the format provided by the CAM. ● • Prepare a Final Project Fact Sheet at the project’s conclusion that discusses results. Use the format provided by the CAM. ● • Prepare a Technology/Knowledge Transfer Plan that includes: ● • An explanation of how the knowledge gained from the project will be made available to the public, including the targeted market sector and potential outreach to end users, utilities, regulatory agencies, and others. ● • A description of the intended use(s) for and users of the project results. ● • Published documents, including date, title, and periodical name. ● • Copies of documents, fact sheets, journal articles, press releases, and other documents prepared for public dissemination. These documents must include the Legal Notice required in the terms and conditions. Indicate where and when the documents were disseminated. ● • A discussion of policy development. State if project has been or will be cited in government policy publications, or used to inform regulatory bodies. ● • The number of website downloads or public requests for project results. ● • Additional areas as determined by the CAM. ● • Conduct technology transfer activities in accordance with the Technology/Knowledge Transfer Plan. These activities will be reported in the Progress Reports. ● • When directed by the CAM, develop Presentation Materials for an Energy Commission- sponsored conference/workshop(s) workshop on the results of the project. ● When directed by • Prepare a Technology/Knowledge Transfer Report on technology transfer activities conducted during the CAM, participate in annual EPIC symposium(s) sponsored by the California Energy Commissionproject. ● • Provide at least (6) six High Quality Digital Photographs (minimum resolution of 1300x500 pixels in landscape ratio) of pre and post technology installation at the project sites or related project photographs. ● Prepare a Technology/Knowledge Transfer Report on technology transfer activities conducted during the project. Products: ● Initial Fact Sheet (draft and final) ● Final Project Fact Sheet (draft and final) ● Presentation Materials (draft and final) ● High Quality Digital Photographs ● Technology/Knowledge Transfer Plan (draft and final) ● Technology/Knowledge Transfer Report (draft and final) TASK 10: PRODUCTION READINESS PLAN The goal of this task is to determine the steps that will lead to the manufacturing of technologies developed in this project or to the commercialization of the project’s results. The Recipient shall:.

TECHNOLOGY/KNOWLEDGE TRANSFER ACTIVITIES. The goal of this task is to develop a plan to make the knowledge gained, experimental results, and lessons learned available to the public and key decision makers. The Recipient shall: ● • Prepare an Initial Fact Sheet at start of the project that describes the project. Use the format provided by the CAM. ● • Prepare a Final Project Fact Sheet at the project’s conclusion that discusses results. Use the format provided by the CAM. ● • Prepare a Technology/Knowledge Transfer Plan that includes: ● • An explanation of how the knowledge gained from the project will be made available to the public, including the targeted market sector and potential outreach to end users, utilities, regulatory agencies, and others. ● • A description of the intended use(s) for and users of the project results. ● • Published documents, including date, title, and periodical name. ● • Copies of documents, fact sheets, journal articles, press releases, and other documents prepared for public dissemination. These documents must include the Legal Notice required in the terms and conditions. Indicate where and when the documents were disseminated. ● • A discussion of policy development. State if project has been or will be cited in government policy publications, or used to inform regulatory bodies. ● • The number of website downloads or public requests for project results. ● • Additional areas as determined by the CAM. ● • Conduct technology transfer activities in accordance with the Technology/Knowledge Transfer Plan. These activities will be reported in the Progress Reports. ● • When directed by the CAM, develop Presentation Materials for an Energy Commission- sponsored conference/workshop(s) workshop on the results of the project. ● When directed by the CAM, participate in annual EPIC symposium(s) sponsored by the California Energy Commission. ● Provide at least (6) six High Quality Digital Photographs (minimum resolution of 1300x500 pixels in landscape ratio) of pre and post technology installation at the project sites or related project photographs. ● • Prepare a Technology/Knowledge Transfer Report on technology transfer activities conducted during the project. Products: ● Initial Fact Sheet (draft and final) ● Final Project Fact Sheet (draft and final) ● Presentation Materials (draft and final) ● High Quality Digital Photographs ● Technology/Knowledge Transfer Plan (draft and final) ● Technology/Knowledge Transfer Report (draft and final) TASK 10: PRODUCTION READINESS PLAN The goal of this task is to determine the steps that will lead to the manufacturing of technologies developed in this project or to the commercialization of the project’s results. The Recipient shall:.

TECHNOLOGY/KNOWLEDGE TRANSFER ACTIVITIES. The goal of this task is to develop a plan to make the knowledge gained, experimental results, and lessons learned available to the public and key decision makers. The Recipient shall: ● • Prepare an Initial Fact Sheet at start of the project that describes the project. Use the format provided by the CAM. ● • Prepare a Final Project Fact Sheet at the project’s conclusion that discusses results. Use the format provided by the CAM. ● • Prepare a Technology/Knowledge Transfer Plan that includes: ● • An explanation of how the knowledge gained from the project will be made available to the public, including the targeted market sector and potential outreach to end users, utilities, regulatory agencies, and others. ● • A description of the intended use(s) for and users of the project results. ● • Published documents, including date, title, and periodical name. ● • Copies of documents, fact sheets, journal articles, press releases, and other documents prepared for public dissemination. These documents must include the Legal Notice required in the Agreement terms and conditions. Indicate where and when the documents were disseminated. ● • A discussion of policy development. State if project has been or will be cited in government policy publications, or used to inform regulatory bodies. ● • The number of website downloads or public requests for project results. ● • Additional areas as determined by the CAM. ● • Conduct technology transfer activities in accordance with the Technology/Knowledge Transfer Plan. These activities will be reported in the Progress Reports. ● • When directed by the CAM, develop Presentation Materials for an Energy Commission- sponsored conference/workshop(s) workshop on the project. ● • When directed by the CAM, participate in annual EPIC symposium(s) sponsored by the California Energy Commission. ● • Provide at least (6) six High Quality Digital Photographs high quality digital photographs (minimum resolution of 1300x500 pixels in landscape ratio) of pre and post technology installation at the project sites or related project and complete signed photo waiver release form allowing the California Energy Commission to use the photographs. ● • Prepare a Technology/Knowledge Transfer Report on technology transfer activities conducted during the project. Products: ● Initial Fact Sheet (draft and final) ● Final Project Fact Sheet (draft and final) ● Presentation Materials (draft and final) ● High Quality Digital Photographs ● Technology/Knowledge Transfer Plan (draft and final) ● Technology/Knowledge Transfer Report (draft and final) TASK 10: PRODUCTION READINESS PLAN The goal of this task is to determine the steps that will lead to the manufacturing of technologies developed in this project or to the commercialization of the project’s results. The Recipient shall:.

TECHNOLOGY/KNOWLEDGE TRANSFER ACTIVITIES. The goal of this task is to develop a plan to make the knowledge gained, experimental results, and lessons learned available to the public and key decision makers. The Recipient shall: ● • Prepare an Initial Fact Sheet at start of the project that describes the project. Use the format provided by the CAM. ● • Prepare a Final Project Fact Sheet at the project’s conclusion that discusses results. Use the format provided by the CAM. ● • Prepare a Technology/Knowledge Transfer Plan that includes: ● • An explanation of how the knowledge gained from the project will be made available to the public, including the targeted market sector and potential outreach to end users, utilities, regulatory agencies, and others. ● • A description of the intended use(s) for and users of the project results. ● • Published documents, including date, title, and periodical name. ● • Copies of documents, fact sheets, journal articles, press releases, and other documents prepared for public dissemination. These documents must include the Legal Notice required in the terms and conditions. Indicate where and when the documents were disseminated. ● • A discussion of policy development. State if project has been or will be cited in government policy publications, or used to inform regulatory bodies. ● • The number of website downloads or public requests for project results. ● • Additional areas as determined by the CAM. ● • Conduct technology transfer activities in accordance with the Technology/Knowledge Transfer Plan. These activities will be reported in the Progress Reports. ● • When directed by the CAM, develop Presentation Materials for an Energy Commission- sponsored conference/workshop(s) workshop on the results of the project. ● When directed by the CAM, participate in annual EPIC symposium(s) sponsored by the California Energy Commission. ● Provide at least (6) six High Quality Digital Photographs (minimum resolution of 1300x500 pixels in landscape ratio) of pre and post technology installation at the project sites or related project photographs. ● • Prepare a Technology/Knowledge Transfer Report on technology transfer activities conducted during the project. Products: ● • Initial Fact Sheet (draft and final) ● • Final Project Fact Sheet (draft and final) ● • Presentation Materials (draft and final) ● High Quality Digital Photographs ● • Technology/Knowledge Transfer Plan (draft and final) ● • Technology/Knowledge Transfer Report (draft and final) TASK 10IV. PROJECT SCHEDULE Please see the attached Excel spreadsheet. RESOLUTION NO: PRODUCTION READINESS PLAN 17-0809-1c STATE OF CALIFORNIA STATE ENERGY RESOURCES‌‌ CONSERVATION AND DEVELOPMENT COMMISSION RESOLUTION - RE: SIERRA INSTITUTE FOR COMMUNITY AND ENVIRONMENT RESOLVED, that the State Energy Resources Conservation and Development Commission (Energy Commission) adopts the staff CEQA findings contained in the Agreement or Amendment Request Form (as applicable); and RESOLVED, that the Energy Commission approves Amendment 1 to Agreement EPC-14-082 with Sierra Institute for Community and Environment to reduce California Energy Commission funding by $217,967 and proportionally reduce match funding by $59,084. The goal size and scope of this task combined heat and power demonstration is being scaled down to determine serve smaller electrical and thermal loads than originally planned. In addition, the steps project term is being extended by 17 months until December 31, 2019; and FURTHER BE IT RESOLVED, that will lead to the manufacturing of technologies developed in this project Executive Director or to his/her designee shall execute the commercialization same on behalf of the project’s results. The Recipient shall:Energy Commission.

TECHNOLOGY/KNOWLEDGE TRANSFER ACTIVITIES. The goal of this task is to develop a plan to make the knowledge gained, experimental results, and lessons learned available to the public and key decision makers. The Recipient shall: ● • Prepare an Initial Fact Sheet at start of the project that describes the project. Use the format provided by the CAM. ● • Prepare a Final Project Fact Sheet at the project’s conclusion that discusses results. Use the format provided by the CAM. ● • Prepare a Technology/Knowledge Transfer Plan that includes: ● • An explanation of how the knowledge gained from the project will be made available to the public, including the targeted market sector and potential outreach to end users, utilities, regulatory agencies, and others. ● • A description of the intended use(s) for and users of the project results. ● • Published documents, including date, title, and periodical name. ● • Copies of documents, fact sheets, journal articles, press releases, and other documents prepared for public dissemination. These documents must include the Legal Notice required in the terms and conditions. Indicate where and when the documents were disseminated. ● • A discussion of policy development. State if project has been or will be cited in government policy publications, or used to inform regulatory bodies. ● • The number of website downloads or public requests for project results. ● • Additional areas as determined by the CAM. ● • Conduct technology transfer activities in accordance with the Technology/Knowledge Transfer Plan. These activities will be reported in the Progress Reports. ● • When directed by the CAM, develop Presentation Materials for an Energy Commission- sponsored conference/workshop(s) workshop on the results of the project. ● When directed by the CAM, participate in annual EPIC symposium(s) sponsored by the California Energy Commission. ● Provide at least (6) six High Quality Digital Photographs (minimum resolution of 1300x500 pixels in landscape ratio) of pre and post technology installation at the project sites or related project photographs. ● • Prepare a Technology/Knowledge Transfer Report on technology transfer activities conducted during the project. Products: ● • Initial Fact Sheet (draft and final) ● • Final Project Fact Sheet (draft and final) ● • Presentation Materials (draft and final) ● High Quality Digital Photographs ● • Technology/Knowledge Transfer Plan (draft and final) ● • Technology/Knowledge Transfer Report (draft and final) TASK 10V. PROJECT SCHEDULE Please see the attached Excel spreadsheet. RESOLUTION NO: PRODUCTION READINESS PLAN The goal 17-0412-15d STATE OF CALIFORNIA STATE ENERGY RESOURCES‌‌ CONSERVATION AND DEVELOPMENT COMMISSION RESOLUTION - RE: ELECTRIC POWER RESEARCH INSTITUTE, INC. RESOLVED, that the State Energy Resources Conservation and Development Commission (Energy Commission) adopts the staff CEQA findings contained in the Agreement or Amendment Request Form (as applicable); and RESOLVED, that the Energy Commission approves Agreement EPC-16-048 from GFO-16-305 with Electric Power Research Institute, Inc. (EPRI) for a $2,406,054 grant to demonstrate and pilot-test an advanced natural refrigerant based cooling system for an industrial food processing application. This technology has the potential of this task is 20% energy savings compared to determine conventional cooling systems using hydrofluorocarbons; and FURTHER BE IT RESOLVED, that the steps that will lead to Executive Director or his/her designee shall execute the manufacturing of technologies developed in this project or to the commercialization same on behalf of the project’s results. The Recipient shall:Energy Commission.

TECHNOLOGY/KNOWLEDGE TRANSFER ACTIVITIES. The goal of this task is to develop a plan to make the knowledge gained, experimental results, and lessons learned available to the public and key decision makers. The Recipient shall: ● • Prepare an Initial Fact Sheet at start of the project that describes the project. Use the format provided by the CAM. ● • Prepare a Final Project Fact Sheet at the project’s conclusion that discusses results. Use the format provided by the CAM. ● • Prepare a Technology/Knowledge Transfer Plan that includes: ● • An explanation of how the knowledge gained from the project will be made available to the public, including the targeted market sector and potential outreach to end users, utilities, regulatory agencies, and others. ● • A description of the intended use(s) for and users of the project results. ● • Published documents, including date, title, and periodical name. ● • Copies of documents, fact sheets, journal articles, press releases, and other documents prepared for public dissemination. These documents must include the Legal Notice required in the terms and conditions. Indicate where and when the documents were disseminated. ● • A discussion of policy development. State if project has been or will be cited in government policy publications, or used to inform regulatory bodies. ● • The number of website downloads or public requests for project results. ● • Additional areas as determined by the CAM. ● • Conduct technology transfer activities in accordance with the Technology/Knowledge Transfer Plan. These activities will be reported in the Progress Reports. ● • When directed by the CAM, develop Presentation Materials for an Energy Commission- sponsored conference/workshop(s) workshop on the results of the project. ● When directed by the CAM, participate in annual EPIC symposium(s) sponsored by the California Energy Commission. ● Provide at least (6) six High Quality Digital Photographs (minimum resolution of 1300x500 pixels in landscape ratio) of pre and post technology installation at the project sites or related project photographs. ● • Prepare a Technology/Knowledge Transfer Report on technology transfer activities conducted during the project. Products: ● • Initial Fact Sheet (draft and final) ● • Final Project Fact Sheet (draft and final) ● • Presentation Materials (draft and final) ● High Quality Digital Photographs ● • Technology/Knowledge Transfer Plan (draft and final) ● • Technology/Knowledge Transfer Report (draft and final) TASK 10: PRODUCTION READINESS PLAN The goal of this task is to determine the steps that will lead to the manufacturing of technologies developed in this project or to the commercialization of the project’s results. The Recipient shall:)

TECHNOLOGY/KNOWLEDGE TRANSFER ACTIVITIES. The goal of this task is to develop a plan to make the knowledge gained, experimental results, and lessons learned available to the public and key decision makers. The Recipient shall: ● • Prepare an Initial Fact Sheet at the start of the project that describes the project. Use the format provided by the CAM. ● • Prepare a Final Project Fact Sheet at the project’s conclusion that discusses results. Use the format provided by the CAM. ● • Prepare a Technology/Knowledge Transfer Plan that includes: ● • An explanation of how the knowledge gained from the project will be made available to the public, including the targeted market sector and potential outreach to end users, utilities, regulatory agencies, and others. ● • A description of the intended use(s) for and users of the project results. ● • Published documents, including date, title, and periodical name. ● • Copies of documents, fact sheets, journal articles, press releases, and other documents prepared for public dissemination. These documents must include the Legal Notice required in the terms and conditions. Indicate where and when the documents were disseminated. ● • A discussion of policy development. State if project has been or will be cited in government policy publications, or used to inform regulatory bodies. ● • The number of website downloads or public requests for project results. ● • Additional areas as determined by the CAM. ● • Conduct technology transfer activities in accordance with the Technology/Knowledge Transfer Plan. These activities will be reported in the Progress Reports. ● • When directed by the CAM, develop Presentation Materials for an Energy Commission- sponsored conference/workshop(s) workshop on the results of the project. ● When directed by • Prepare a Technology/Knowledge Transfer Report on technology transfer activities conducted during the CAM, participate in annual EPIC symposium(s) sponsored by the California Energy Commissionproject. ● • Provide at least (6) six High Quality Digital Photographs (minimum resolution of 1300x500 pixels in landscape ratio) of pre and post technology installation at the project sites or related project photographs. ● Prepare a Technology/Knowledge Transfer Report on technology transfer activities conducted during the project. Products: ● Initial Fact Sheet (draft and final) ● Final Project Fact Sheet (draft and final) ● Presentation Materials (draft and final) ● High Quality Digital Photographs ● Technology/Knowledge Transfer Plan (draft and final) ● Technology/Knowledge Transfer Report (draft and final) TASK 10: PRODUCTION READINESS PLAN The goal of this task is to determine the steps that will lead to the manufacturing of technologies developed in this project or to the commercialization of the project’s results. The Recipient shall:.

TECHNOLOGY/KNOWLEDGE TRANSFER ACTIVITIES. The goal of this task is to develop a plan to make the knowledge gained, experimental results, and lessons learned available to the public and key decision makers. The Recipient shall: ● • Prepare an Initial Fact Sheet at start of the project that describes the project. Use the format provided by the CAM. ● • Prepare a Final Project Fact Sheet at the project’s conclusion that discusses results. Use the format provided by the CAM. ● • Prepare a Technology/Knowledge Transfer Plan that includes: ● • An explanation of how the knowledge gained from the project will be made available to the public, including the targeted market sector and potential outreach to end users, utilities, regulatory agencies, and others. ● • A description of the intended use(s) for and users of the project results. ● • Published documents, including date, title, and periodical name. ● • Copies of documents, fact sheets, journal articles, press releases, and other documents prepared for public dissemination. These documents must include the Legal Notice required in the terms and conditions. Indicate where and when the documents were disseminated. ● • A discussion of policy development. State if project has been or will be cited in government policy publications, or used to inform regulatory bodies. ● • The number of website downloads or public requests for project results. ● • Additional areas as determined by the CAM. ● • Conduct technology transfer activities in accordance with the Technology/Knowledge Transfer Plan. These activities will be reported in the Progress Reports. ● • When directed by the CAM, develop Presentation Materials for an Energy Commission- sponsored conference/workshop(s) on the project. ● • When directed by the CAM, participate in annual EPIC symposium(s) sponsored by the California Energy Commission. ● • Provide at least (6) six High Quality Digital Photographs (minimum resolution of 1300x500 pixels in landscape ratio) of pre and post technology installation at the project sites or related project photographs. ● • Prepare a Technology/Knowledge Transfer Report on technology transfer activities conducted during the project. Products: ● • Initial Fact Sheet (draft Draft and finalFinal) ● • Final Project Fact Sheet (draft Draft and finalFinal) ● • Presentation Materials (draft Draft and finalFinal) ● • High Quality Digital Photographs ● • Technology/Knowledge Transfer Plan (draft Draft and finalFinal) ● • Technology/Knowledge Transfer Report (draft Draft and final) TASK 10: PRODUCTION READINESS PLAN The goal of this task is to determine the steps that will lead to the manufacturing of technologies developed in this project or to the commercialization of the project’s results. The Recipient shall:Final)