Trading Market Compliance. The Company has not, in the previous twelve (12) months, received, nor is there any reasonable basis for, (i) written notice from the Trading Market that the Company is not in compliance with the listing or maintenance requirements of the Trading Market that would result in immediate delisting or (ii) any notification, Staff Delisting Determination, or Public Reprimand Letter (as such terms are defined in applicable listing rules of the Trading Market) that requires a public announcement by the Company of any noncompliance or deficiency with respect to such listing or maintenance requirements. The Company is in compliance with all listing and maintenance requirements of the Trading Market on the date hereof.
Trading Market Compliance. Neither the Company, nor any of its Affiliates, nor any Person acting on its or their behalf has, directly or indirectly, made any sales of any security, under circumstances that would cause this offering of the Securities to be integrated with prior offerings by the Company for purposes of any applicable shareholder approval provisions of any Trading Market on which any of the securities of the Company are listed or designated.
Trading Market Compliance. The Common Stock is registered pursuant to Section 12(b) of the Exchange Act, and the Company has taken no action designed to, or which to its knowledge is likely to have the effect of, terminating the registration of the Common Stock under the Exchange Act nor has the Company received any notification that the Commission is contemplating terminating such registration. The Company has not, in the previous twelve (12) months, received (a) written notice from the Trading Market that the Company is not in compliance with the listing or maintenance requirements of the Trading Market that would result in immediate delisting or (b) any notification, Staff Delisting Determination, or Public Reprimand Letter (as such terms are defined in applicable listing rules of the Trading Market) that requires a public announcement by the Company of any noncompliance or deficiency with respect to such listing or maintenance requirements. The Company is in compliance with all listing and maintenance requirements of the Trading Market on the date hereof.
Trading Market Compliance. Except as disclosed in the SEC Documents, the Company has not, in the previous twelve (12) months, received, nor is there any reasonable basis for, (i) written notice from the Trading Market that the Company is not in compliance with the listing or maintenance requirements of the Trading Market that would result in immediate delisting or (ii) any notification, Staff Delisting Determination, or Public Reprimand Letter (as such terms are defined in applicable listing rules of the Trading Market) that requires a public announcement by the Company of any noncompliance or deficiency with respect to such listing or maintenance requirements. Except as disclosed in the SEC Documents, the Company is in compliance with all listing and maintenance requirements of the Trading Market on the date hereof.
Trading Market Compliance. Notwithstanding any provision in this Agreement to the contrary, Parent shall not issue any Parent Common Stock either upon conversion, exercise or otherwise pursuant to the terms of this Agreement if the issuance of such Parent Common Stock would exceed the aggregate number of shares of Parent Common Stock which Parent may issue pursuant to the terms of this Agreement without breaching the Parent’s obligations under the rules or regulations of Nasdaq (the number of shares of Parent Common Stock which may be issued without violating such rules and regulations, the “Exchange Cap”), except that such limitation shall not apply if Parent obtains the approval of its shareholders for issuances of shares of Parent Common Stock to Seller in excess of such amount as required by the applicable rules of Nasdaq or such other principal trading market on which the Company’s stock is then listed or admitted for trading.
Trading Market Compliance. The Common Stock is registered pursuant to Section 12(b) of the Exchange Act and is listed for trading on the Nasdaq Capital Market under the symbol “KRRO”. Except as disclosed in the SEC Reports, the Company has not, in the previous 12 months, received, nor is there any reasonable basis for, (i) written notice from the Trading Market that the Company is not in compliance with the listing or maintenance requirements of the Trading Market that would result in immediate delisting or (ii) any notification, Staff Delisting Determination, or Public Reprimand Letter (as such terms are defined in applicable listing rules of the Trading Market) that requires a public announcement by the Company of any noncompliance or deficiency with respect to such listing or maintenance requirements. Except as disclosed in the SEC Documents, the Company is in compliance with all listing and maintenance requirements of the Trading Market on the date hereof. The issuance and sale of the Shares hereunder does not contravene the rules and regulations of the Trading Market.
Trading Market Compliance. The Company shall not be obligated to issue any Securities or pay any amounts under this Agreement, if (i) the issuance of such Securities would result in the Company being deemed to issue (or to have issued) shares in a transaction that is not at or above market under the rules of NASDAQ, (ii) such issuance, together with all prior issues that are deemed to be aggregated under the rules of NASDAQ, would exceed the Nasdaq Market Cap, or (iii) such issuance would otherwise violate the Company’s obligations under the rules or regulations of NASDAQ (collectively, the “Company Issuance Limit”), except that such limitation shall not apply in the event that the Company obtains the approval of its stockholders for issuances of such Securities as required by the applicable rules of NASDAQ. Until and unless such approval is obtained, the Company shall not issue any Securities to the extent such issuance would result in the Company exceeding the Company Issuance Limit. In no event will the Company be required to take any action pursuant to this Agreement, including issuing any Securities hereunder or making any payments hereunder, if such action requires stockholder approval under the rules of NASDAQ or any other Eligible Market on which the Company is then listed and such approval has not been obtained.
Trading Market Compliance. The issued and outstanding shares of Common Stock are registered pursuant to Section 12(b) of the Exchange Act and are listed for trading on the Trading Market under the symbol “XXXX”. The Company has not, in the previous twelve (12) months, received, nor is there any reasonable basis for, (i) written notice from the Trading Market that the Company is not in compliance with the listing or maintenance requirements of the Trading Market that would result in immediate delisting, (ii) any notification, Staff Delisting Determination, or Public Reprimand Letter (as such terms are defined in applicable listing rules of the Trading Market) that requires a public announcement by the Company of any noncompliance or deficiency with respect to such listing or maintenance requirements or (iii) the delisting of the Common Stock from the Trading Market. The Company is in compliance with all listing and maintenance requirements of the Trading Market on the date hereof.
