Training and Supervision. Broker/Dealer, through its designated principals or members of its staff authorized to supervise employees, shall train, supervise, control, and assume responsibility for all of the securities activities of the Dual Representatives in connection with the offer and sale of Variable Products.
Appears in 4 contracts
Samples: Wholesaling Agreement (American Equity Life Variable Account), Wholesaling Agreement (Equitrust Life Annuity Account Ii), Wholesaling Agreement (Equitrust Life Variable Account Ii)
Training and Supervision. Broker/-Dealer, through its designated designated, registered principals or members of its staff authorized to supervise employeespersonnel, shall train, supervise, control, and assume responsibility for all of the securities activities of the Unlicensed Personnel (who are subject to the limitations set forth in Section 6.2 below) and Dual Representatives in connection with the offer provision of marketing support, distribution and sale of Variable sales services for Registered Products.
Appears in 1 contract
Samples: Insurance Networking Agreement (Gainbridge Life Insurance Co)
