Transactions not on regulated markets. Certain stock exchanges or investment exchanges in the EEA are designated as regulated markets or as MTFs or as OTFs. Investments bought or sold on these are subject to a regulatory regime imposed by EU directives. If investments are bought or sold on other markets or over-the-counter, they may be exposed to greater risk especially in relation to the quality of the investment (credit risk) or in relation to the settlement of the bargain (settlement failure risk).
Transactions not on regulated markets. We may arrange a deal for you in circumstances in which the relevant deal is not regulated by the rules of any investment exchange.
