Unit Investment Trust Concessions Sample Clauses

Unit Investment Trust Concessions. LPL receives a dealer concession from a unit investment trust (“UIT”) sponsor in connection with the Plan’s investment in a UIT, up to 2.60% LPL also receives additional payments from UIT sponsors, also known as volume concessions, based on LPL’s aggregate sales volume with the sponsor.
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Unit Investment Trust Concessions. LPL receives a dealer concession from a unit investment trust (“UIT”) sponsor in connection with the Plan’s investment in a UIT, which may range from 1% to 3.5%. LPL also receives additional payments from UIT sponsors, also known as volume concessions, based on LPL’s aggregate sales volume with the sponsor. With respect to certain Invesco-sponsored UITs, and in addition to any regular or volume concession described in such UIT’s prospectus, LPL receives a reallowance of 0.05% of the public offering price per unit on all units of such UITs sold by LPL during the initial offering period.
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Unit Investment Trust Concessions. LPL receives a dealer concession from a unit investment trust (“UIT”) sponsor in connection with the Plan’s investment in a UIT, which may range from 1% to 3.5%. This compensation is shared between LPL and your Representative. LPL also receives additional payments from UIT sponsors, also known as volume concessions, based on LPL’s aggregate sales volume with the sponsor. This compensation is not shared between LPL and your Representative. With respect to certain Invesco-sponsored UITs, and in addition to any regular or volume concession described in such UIT’s prospectus, LPL receives a reallowance of 0.05% of the public offering price per unit on all units of such UITs sold by LPL during the initial offering period.
Sample 1

Related to Unit Investment Trust Concessions

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  • Asset Management Supplier will: i) maintain an asset inventory of all media and equipment where Accenture Data is stored. Access to such media and equipment will be restricted to authorized Personnel; ii) classify Accenture Data so that it is properly identified and access to it is appropriately restricted; iii) maintain an acceptable use policy with restrictions on printing Accenture Data and procedures for appropriately disposing of printed materials that contain Accenture Data when such data is no longer needed under the Agreement; iv) maintain an appropriate approval process whereby Supplier’s approval is required prior to its Personnel storing Accenture Data on portable devices, remotely accessing Accenture Data, or processing such data outside of Supplier facilities. If remote access is approved, Personnel will use multi-factor authentication, which may include the use of smart cards with certificates, One Time Password (OTP) tokens, and biometrics.

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