Common use of Warrant Solicitation Fees Clause in Contracts

Warrant Solicitation Fees. The Company hereby engages Xxxxxxx, on a non-exclusive basis, as its agent for the solicitation of the exercise of the Warrants. The Company will (i) assist Xxxxxxx with respect to such solicitation, if requested by Xxxxxxx, and (ii) at Xxxxxxx’x request, provide Xxxxxxx, and direct the Company’s transfer and warrant agent to provide to Xxxxxxx, at the Company’s cost, lists of the record and, to the extent known, beneficial owners of, the Warrants. Commencing one year from the Effective Date, the Company will pay Xxxxxxx a commission of five percent of the exercise price of the Warrants for each Warrant exercised, payable on the date of such exercise, on the terms provided for in the Warrant Agreement, only if permitted under the rules and regulations of the NASD and only to the extent that an investor who exercises his Warrants specifically designates, in writing, that Xxxxxxx solicited his exercise. Xxxxxxx may engage sub-agents in its solicitation efforts. The Company agrees to disclose the arrangement to pay such solicitation fees to Xxxxxxx in any prospectus used by the Company in connection with the registration of the shares of Common Stock underlying the Warrants.

Appears in 20 contracts

Samples: Underwriting Agreement (Stoneleigh Partners Acquisition Corp.), Underwriting Agreement (Israel Growth Partners Acquisition Corp.), Underwriting Agreement (Stoneleigh Partners Acquisition Corp.)

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Warrant Solicitation Fees. The Company hereby engages XxxxxxxBroadband, on a non-exclusive basis, as its agent for the solicitation of the exercise of the Warrants. The Company will (i) assist Xxxxxxx Broadband with respect to such solicitation, if requested by XxxxxxxBroadband, and (ii) at Xxxxxxx’x Broadband's request, provide XxxxxxxBroadband, and direct the Company’s 's transfer and warrant agent to provide to XxxxxxxBroadband, at the Company’s 's cost, lists of the record and, to the extent known, beneficial owners of, the Warrants. Commencing one year from the Effective Date, the Company will pay Xxxxxxx Broadband a commission of five percent of the exercise price of the Warrants for each Warrant exercised, payable on the date of such exercise, on the terms provided for in the Warrant Agreement, only if permitted under the rules and regulations of the NASD and only to the extent that an investor who exercises his Warrants specifically designates, in writing, that Xxxxxxx Broadband solicited his exercise. Xxxxxxx Broadband may engage sub-agents in its solicitation efforts. The Company agrees to disclose the arrangement to pay such solicitation fees to Xxxxxxx Broadband in any prospectus used by the Company in connection with the registration of the shares of Common Stock underlying the Warrants.

Appears in 7 contracts

Samples: Underwriting Agreement (Great Wall Acquisition Corp), Underwriting Agreement (Great Wall Acquisition Corp), Underwriting Agreement (China Mineral Acquisition CORP)

Warrant Solicitation Fees. The Company hereby engages XxxxxxxXxxxxx, on a non-exclusive basis, as its agent for the solicitation of the exercise of the Warrants. The Company will (i) assist Xxxxxxx Xxxxxx with respect to such solicitation, if requested by XxxxxxxXxxxxx, and (ii) at Xxxxxxx’x Xxxxxx’x request, provide XxxxxxxXxxxxx, and direct the Company’s transfer and warrant agent to provide to XxxxxxxXxxxxx, at the Company’s cost, lists of the record and, to the extent known, beneficial owners of, the Warrants. Commencing one year from the Effective Date, the Company will pay Xxxxxxx Xxxxxx a commission of five percent (5%) of the exercise price of the Warrants for each Warrant exercisedexercised for cash, payable on the date of such exercise, on the terms provided for in the Warrant Agreement, only if permitted under the rules and regulations of the NASD and only to the extent that an investor who exercises his Warrants specifically designates, in writing, that Xxxxxxx Xxxxxx solicited his exercise. Xxxxxxx Xxxxxx may engage sub-agents in its solicitation efforts. The Company agrees to disclose the arrangement to pay such solicitation fees to Xxxxxxx Xxxxxx in any prospectus used by the Company in connection with the registration of the shares of Common Stock underlying the Warrants.

Appears in 6 contracts

Samples: Underwriting Agreement (Phoenix India Acquisition Corp.), Underwriting Agreement (Phoenix India Acquisition Corp.), Underwriting Agreement (Phoenix India Acquisition Corp.)

Warrant Solicitation Fees. The Company hereby engages Xxxxxxx, on a non-exclusive basis, as its agent for the solicitation of the exercise of the Warrants. The Company will (i) assist Xxxxxxx with respect to such solicitation, if requested by Xxxxxxx, and (ii) at Xxxxxxx’x Xxxxxxx'x request, provide Xxxxxxx, and direct the Company’s 's transfer and warrant agent to provide to Xxxxxxx, at the Company’s 's cost, lists of the record and, to the extent known, beneficial owners of, the Warrants. Commencing one year from the Effective Date, the Company will pay Xxxxxxx a commission of five percent of the exercise price of the Warrants for each Warrant exercised, payable on the date of such exercise, on the terms provided for in the Warrant Agreement, only if permitted under the rules and regulations of the NASD and only to the extent that an investor who exercises his Warrants specifically designates, in writing, that Xxxxxxx solicited his exercise. Xxxxxxx may engage sub-agents in its solicitation efforts. The Company agrees to disclose the arrangement to pay such solicitation fees to Xxxxxxx in any prospectus used by the Company in connection with the registration of the shares of Common Stock underlying the Warrants.

Appears in 5 contracts

Samples: Underwriting Agreement (Trinity Partners Acquistion CO Inc.), Underwriting Agreement (Juniper Partners Acquisition Corp.), Underwriting Agreement (Juniper Partners Acquisition Corp.)

Warrant Solicitation Fees. The Company hereby engages XxxxxxxXxxxxx, on a non-exclusive basis, as its agent for the solicitation of the exercise of the Warrants. The Company will (i) assist Xxxxxxx Xxxxxx with respect to such solicitation, if requested by XxxxxxxXxxxxx, and (ii) at Xxxxxxx’x Xxxxxx’x request, provide XxxxxxxXxxxxx, and direct the Company’s transfer and warrant agent to provide to XxxxxxxXxxxxx, at the Company’s cost, lists of the record and, to the extent known, beneficial owners of, the Warrants. Commencing one year from the Effective Date, the Company will pay Xxxxxxx Xxxxxx a commission of five percent of the exercise price of the Warrants for each Warrant exercised, payable on exercised within three (3) business days of the date of such exercisethe exercise price is paid, on the terms provided for in the Warrant Agreement, only if permitted under the rules and regulations of the NASD and only to the extent that an investor who exercises his Warrants specifically designates, in writing, that Xxxxxxx Xxxxxx solicited his exercise. Xxxxxxx Xxxxxx may engage sub-agents in its solicitation efforts. The Company agrees to disclose the arrangement to pay such solicitation fees to Xxxxxxx Xxxxxx in any prospectus used by the Company in connection with the registration of the shares of Common Stock underlying the Warrants.

Appears in 3 contracts

Samples: Underwriting Agreement (Argyle Security Acquisition CORP), Underwriting Agreement (Argyle Security Acquisition CORP), Underwriting Agreement (Argyle Security Acquisition CORP)

Warrant Solicitation Fees. The Company hereby engages XxxxxxxBroadband, on a non-exclusive basis, as its agent for the solicitation of the exercise of the Warrants. The Company will (i) assist Xxxxxxx Broadband with respect to such solicitation, if requested by XxxxxxxBroadband, and (ii) at Xxxxxxx’x Broadband’s request, provide XxxxxxxBroadband, and direct the Company’s transfer and warrant agent to provide to XxxxxxxBroadband, at the Company’s cost, lists of the record and, to the extent known, beneficial owners of, the Warrants. Commencing one year from the Effective Date, the Company will pay Xxxxxxx Broadband a commission of five percent of the exercise price of the Warrants for each Warrant exercised, payable on the date of such exercise, on the terms provided for in the Warrant Agreement, only if permitted under the rules and regulations of the NASD and only to the extent that an investor who exercises his Warrants specifically designates, in writing, that Xxxxxxx Broadband solicited his exercise. Xxxxxxx Broadband may engage sub-agents in its solicitation efforts. The Company agrees to disclose the arrangement to pay such solicitation fees to Xxxxxxx Broadband in any prospectus used by the Company in connection with the registration of the shares of Common Stock underlying the Warrants.

Appears in 2 contracts

Samples: Underwriting Agreement (Services Acquisition Corp. International), Underwriting Agreement (Services Acquisition Corp. International)

Warrant Solicitation Fees. The Company hereby engages XxxxxxxXxxxxx, on a non-exclusive basis, as its agent for the solicitation of the exercise of the Warrants. The Company will (i) assist Xxxxxxx Xxxxxx with respect to such solicitation, if requested by XxxxxxxXxxxxx, and (ii) at Xxxxxxx’x Xxxxxx'x request, provide XxxxxxxXxxxxx, and direct the Company’s 's transfer and warrant agent to provide to XxxxxxxXxxxxx, at the Company’s 's cost, lists of the record and, to the extent known, beneficial owners of, the Warrants. Commencing one year from the Effective Date, the Company will pay Xxxxxxx Xxxxxx a commission of five percent of the exercise price of the Warrants for each Warrant exercised, payable on exercised within three (3) business days of the date of such exercisethe exercise price is paid, on the terms provided for in the Warrant Agreement, only if permitted under the rules and regulations of the NASD and only to the extent that an investor who exercises his Warrants specifically designates, in writing, that Xxxxxxx Xxxxxx solicited his exercise. Xxxxxxx Xxxxxx may engage sub-agents in its solicitation efforts. The Company agrees to disclose the arrangement to pay such solicitation fees to Xxxxxxx Xxxxxx in any prospectus used by the Company in connection with the registration of the shares of Common Stock underlying the Warrants.

Appears in 2 contracts

Samples: Underwriting Agreement (InterAmerican Acquisition Group Inc), Underwriting Agreement (Argyle Security Acquisition CORP)

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Warrant Solicitation Fees. The Company hereby engages XxxxxxxXxxxxx, on a non-exclusive basis, as its agent for the solicitation of the exercise of the Warrants. The Company will (i) assist Xxxxxxx Xxxxxx with respect to such solicitation, if requested by XxxxxxxXxxxxx, and (ii) at Xxxxxxx’x Xxxxxx'x request, provide XxxxxxxXxxxxx, and direct the Company’s 's transfer and warrant agent to provide to XxxxxxxXxxxxx, at the Company’s 's cost, lists of the record and, to the extent known, beneficial owners of, the Warrants. Commencing one year from the Effective Date, the Company will pay Xxxxxxx Xxxxxx a commission of five three percent of the exercise price of the Warrants for each Warrant exercised, payable on exercised within three (3) business days of the date of such exercisethe exercise price is paid, on the terms provided for in the Warrant Agreement, only if permitted under the rules and regulations of the NASD and only to the extent that an investor who exercises his Warrants specifically designates, in writing, that Xxxxxxx Xxxxxx solicited his exercise. Xxxxxxx Xxxxxx may engage sub-agents in its solicitation efforts. The Company agrees to disclose the arrangement to pay such solicitation fees to Xxxxxxx Xxxxxx in any prospectus used by the Company in connection with the registration of the shares of Common Stock underlying the Warrants.

Appears in 2 contracts

Samples: Underwriting Agreement (Vector Intersect Security Acquisition Corp.), Underwriting Agreement (Vector Intersect Security Acquisition Corp.)

Warrant Solicitation Fees. The Company hereby engages XxxxxxxXxxxxx, on a non-non- exclusive basis, as its agent for the solicitation of the exercise of the Warrants. The Company will (i) assist Xxxxxxx Xxxxxx with respect to such solicitation, if requested by XxxxxxxXxxxxx, and (ii) at Xxxxxxx’x Xxxxxx'x request, provide XxxxxxxXxxxxx, and direct the Company’s 's transfer and warrant agent to provide to XxxxxxxXxxxxx, at the Company’s 's cost, lists of the record and, to the extent known, beneficial owners of, the Warrants. Commencing one year from the Effective Date, the Company will pay Xxxxxxx Xxxxxx a commission of five percent of the exercise price of the Warrants for each Warrant exercised, payable on exercised within three (3) business days of the date of such exercisethe exercise price is paid, on the terms provided for in the Warrant Agreement, only if permitted under the rules and regulations of the NASD and only to the extent that an investor who exercises his Warrants specifically designates, in writing, that Xxxxxxx Xxxxxx solicited his exercise. Xxxxxxx Xxxxxx may engage sub-agents in its solicitation efforts. The Company agrees to disclose the arrangement to pay such solicitation fees to Xxxxxxx Xxxxxx in any prospectus used by the Company in connection with the registration of the shares of Common Stock underlying the Warrants.

Appears in 1 contract

Samples: Underwriting Agreement (InterAmerican Acquisition Group Inc)

Warrant Solicitation Fees. The Company hereby engages XxxxxxxRxxxxx, on a non-exclusive basis, as its agent for the solicitation of the exercise of the Warrants. The Company will (i) assist Xxxxxxx Rxxxxx with respect to such solicitation, if requested by XxxxxxxRxxxxx, and (ii) at Xxxxxxx’x Rxxxxx’x request, provide XxxxxxxRxxxxx, and direct the Company’s transfer and warrant agent to provide to XxxxxxxRxxxxx, at the Company’s cost, lists of the record and, to the extent known, beneficial owners of, the Warrants. Commencing one year from the Effective Date, the Company will pay Xxxxxxx Rxxxxx a commission of five percent of the exercise price of the Warrants for each Warrant exercised, payable on exercised within three (3) business days of the date of such exercisethe exercise price is paid, on the terms provided for in the Warrant Agreement, only if permitted under the rules and regulations of the NASD and only to the extent that an investor who exercises his Warrants specifically designates, in writing, that Xxxxxxx Rxxxxx solicited his exercise. Xxxxxxx Rxxxxx may engage sub-agents in its solicitation efforts. The Company agrees to disclose the arrangement to pay such solicitation fees to Xxxxxxx Rxxxxx in any prospectus used by the Company in connection with the registration of the shares of Common Stock underlying the Warrants.

Appears in 1 contract

Samples: Underwriting Agreement (Argyle Security Acquisition CORP)

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