Wash Sales Sample Clauses

Wash Sales. Monitor purchases and sales of Fund investments within 30 days of each other to determine compliance with rules governing "wash sales."
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Wash Sales. This involves buying and selling a share at the same price so as to significantly increase the trading volume in order to attract new buying interest. ▪ Marking the Close Where an order is placed in an attempt to artificially influence the closing price of the security, this may have an impact on the security during the subsequent trading day and as such can be regarded as manipulative trading. ▪ Pass the Parcel Trading the same parcel of securities backwards and forwards to move the stock price or to create a false impression of volume. ▪ Bid Support This involves multiple bids for small amounts of a particular stock being placed just below the highest bid price in order to prop up a company’s stock price. ▪ Price Driving Placing bids/offers in the market to intentionally drive the price of a stock positively or negatively. ABN 95 000 000 000 | AFSL 247 100 State One Stockbroking has in place a Market Surveillance Team dedicated to monitoring all trades entered into the market through State One. Any occurrences of suspicious or manipulative activity are immediately raised to the compliance team where further analysis is conducted. If we deem that you have participated in manipulative trading (whether intentional or not), we may decline to act on your behalf and report your trading activity to the Australian Securities and Investments Commission. Trading Account Number Customer ID Number As per the Amscot Client Agreement:
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Related to Wash Sales

  • Volume of TIPS Sales Nothing in this Agreement or any TIPS communication may be construed as a guarantee that TIPS or TIPS Members will submit any TIPS orders to Vendor at any time.

  • Contract Quarterly Sales Reports The Contractor shall submit complete Quarterly Sales Reports to the Department’s Contract Manager within 30 calendar days after the close of each State fiscal quarter (the State’s fiscal quarters close on September 30, December 31, March 31, and June 30). Reports must be submitted in MS Excel using the DMS Quarterly Sales Report Format, which can be accessed at xxxxx://xxx.xxx.xxxxxxxxx.xxx/business_operations/ state_purchasing/vendor_resources/quarterly_sales_report_format. Initiation and submission of the most recent version of the Quarterly Sales Report posted on the DMS website is the responsibility of the Contractor without prompting or notification from the Department’s Contract Manager. If no orders are received during the quarter, the Contractor must email the DMS Contract Manager confirming there was no activity.

  • Contract Year A twelve (12) month period during the term of the Agreement commencing on the Effective Date and each anniversary thereof.

  • Compressed Work Week The Company and Union recognize the concept of the compressed work week. It is further understood that the compressed work week conditions will apply only to those departments that are on the compressed work week.

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