Wit SoundView Corporation. Total............................................ =================
Wit SoundView Corporation. C.E. Xxxxxxxxx, Xxwbin, L.P................... Total.............. SCHEDULE II LOCK-UP AGREEMENT April __, 2000 BEAR, STEAXXX & XO., INC. SG Cxxxx Xxxurities Corporation Wit SoundView Corporation C.E. Xxxxxxxxx, Xxwbin as Representatives of the several Underwriters named in that certain Registration Statement, File No. 333-33818 c/o Bear, Steaxxx & Xo. Inc. 245 Xxxx Xxxxxx Xxx Xxxx, Xxx Xxxx 00000 Re: ServiceWare Technologies, Inc. Ladies and Gentlemen: In consideration of and as an inducement to the several Underwriters, for which Bear, Steaxxx & Xo. Inc., SG Cxxxx Xxxurities Corporation, Wit SoundView Corporation and C.E. Xxxxxxxxx, Xxwbin intend to act as Representatives, agreeing to underwrite the proposed initial public offering (the "Offering") of shares of common stock, no par value per share (the "Common Stock"), of ServiceWare Technologies, Inc., a corporation organized under the laws of the State of Delaware (the "Company"), as contemplated by a registration statement with respect to such shares filed with the Securities and Exchange Commission on Form S-1 (Registration No. 333-33818), the undersigned hereby (i) agrees that the undersigned will not, directly or indirectly, during a period of 180 days from the date of the final prospectus for the Offering (the "Lock-Up Period"), without the prior written consent of Bear, Steaxxx & Xo. Inc., issue, sell, offer, agree to sell, grant any option or contract for the sale of, pledge, make any short sale of, maintain any short position with respect to, establish or maintain a "put equivalent position" (within the meaning of Rule 16a-1(h) under the Securities Exchange Act of 1934, as amended) with respect to, enter into any swap, derivative transaction or other arrangement (whether any such transaction is to be settled by delivery of Common Stock, other securities, cash or other consideration) that transfers to another, in whole or in part, any of the economic consequences of ownership, or otherwise dispose of, any shares of capital stock of the Company (or any securities convertible into, exercisable for or exchangeable for shares of capital stock of the Company) or interest therein or any capital stock of any of its subsidiaries, and (ii) authorizes the Company during the Lock-Up Period to cause the transfer agent for the Common Stock to decline to transfer or to note stop transfer restrictions on the transfer books and records of the Company with respect to, any shares of capital stock of the Company a...
Wit SoundView Corporation. Total U.S. Firm Shares............. 11,840,000 ============== SCHEDULE II
Wit SoundView Corporation. Total.............................................. 5,000,000 =============== EXHIBIT A Form of Lock-up Agreement
Wit SoundView Corporation. Total......................................................... ========== Sch A - 1 SCHEDULE B IPG PHOTONICS CORPORATION [ ] Shares of Common Stock (Par Value $.0001 Per Share)
Wit SoundView Corporation. SG Securities (HK) Securities............................................. Total..................................................................... Sch A-1 SCHEDULE B ALLIANCE FIBER OPTIC PRODUCTS, INC. o Shares of Common Stock (Par Value $.001 Per Share)
Wit SoundView Corporation. Total............................................... 105,000,000 ----------- 41 SCHEDULE II Number of Selling Shareholder U.S. Underwritten Shares ------------------- ------------------------ Singapore Technologies Semiconductors Pte Ltd........... 58,200,000 51 Cxxxxxx Xxxx #00-00 Xxxxxxxxx 000000 List of Signatories to Letter Attached as Exhibit A
Wit SoundView Corporation. [Names of other Underwriters]................................... ---------------- ------------------ ================ ================== ANNEX I DESCRIPTION OF COMFORT LETTER Pursuant to Section 7(d) of the Underwriting Agreement, the accountants shall furnish letters to the Underwriters to the effect that:
Wit SoundView Corporation. Total ................................... =============== ===============
Wit SoundView Corporation. CIBC World Markets Inc....................................... Total........................................................ ------------------ 7,000,000 ------------------ SCHEDULE B EXFO ELECTRO-OPTICAL ENGINEERING INC. 7,000,000 Subordinate Voting Shares (without par value)