Trusted Contact Person. The Customer understands that, pursuant to FINRA regulations, the Broker is authorized to contact the Trusted Contact Person (as defined by FINRA Rule 4512) designated for the Customer Account and to disclose information about the Customer Account to address possible financial exploitation, to confirm the specifics of the Customer’s current contact information, health status, or the identity of any legal guardian, executor, trustee or holder of a power of attorney, or as otherwise permitted by Rule 2165.
Trusted Contact Person. I understand and acknowledge that I have the right to designate a Trusted Contact Person for my Account. A Trusted Contact Person is someone, age 18 years or older, whom Xxxxxx Xxxxx is authorized to contact and disclose information to about my Account to address possible financial exploitation, to confirm the specifics of my current contact information, health status, or the identity of any legal guardian, executor, trustee or holder of a power of attorney, or as otherwise permitted by applicable rules and law including, but not limited to, Financial Industry Regulatory Authority (“FINRA”) Rule 2165.
Trusted Contact Person. The Customer understands that, pursuant to FINRA regulations, FTX is authorized to contact the Trusted Contact Person (as defined by FINRA Rule 4512) designated for the Customer Account and to disclose information about the Customer Account to address possible financial exploitation, to confirm the specifics of the Customer’s current contact information, health status, or the identity of any legal guardian, executor, trustee or holder of a power of attorney, or as otherwise permitted by Rule 2165.
Trusted Contact Person. By choosing to provide information about a trusted contact person, you authorize the Fund’s Distributor and its affiliates to contact the person(s) listed below and disclose information about your account to that person in the following circumstances: to address possible financial exploitation, to confirm your current contact information, health status, or identity of any legal guardian, executor, trustee or holder of a power of attorney, or as otherwise permitted by FINRA Rule 2165 (Financial Exploitation of Specified Adults). *Note: A trusted contact person must be 18 years or older. Naming a person below does not authorize the individual to transact business on your behalf or make changes to your account.
1. Name – First, Middle, Last Name Relationship to Owner Address City ( ) ( ) State Zip ( ) Daytime Telephone Evening Telephone Cell Phone Email Address
2. Name – First, Middle, Last Name Relationship to Owner Address City ( ) ( ) State Zip ( ) Daytime Telephone Evening Telephone Cell Phone Email Address
Trusted Contact Person. When you meet with your Advisor to open an account or update your KYC information, your Advisor will ask you to appoint a Trusted Contact Person (TCP). A TCP may be a close friend, family member or caregiver that can be trusted to ensure that your interests come first. This step adds an extra layer of protection for you, providing us the opportunity to connect with the TCP where we have concerns about financial decisions or where we believe that there is financial exploitation of your Account. Should you wish to appoint a TCP, the name and contact information for the TCP will be recorded with your KYC information as well as the permission to disclose limited information about you and/or your account to the TCP. It is important to emphasize that the TCP is not the same as a power of attorney. A power of attorney has the authority to make financial decisions on your behalf whereas the TCP does not have an interest or involvement in making financial decisions for you. Aviso Wealth may place a temporary hold on the purchase or sale of a security or on the withdrawal or transfer of cash or securities from your Account, where we reasonably believe that financial exploitation has occurred, is occurring, has been attempted or will be attempted, or where we reasonably believe that you do not have the mental capacity to make decisions involving financial matters. If a temporary hold is placed, we will provide notice directly to you. It will detail the fact that we have placed a temporary hold on your account(s) and/or transaction(s), the reasons for the temporary hold, our concerns, and any other details we feel are necessary to share with you at that time.
Trusted Contact Person. I understand that, pursuant to FINRA regulations, Robinhood is authorized to contact the Trusted Contact Person (as defined by FINRA Rule 4512) designated for My Account and to disclose information about My account to address possible financial exploitation, to confirm the specifics of My current contact information, health status, or the identity of any legal guardian, executor, trustee or holder of a power of attorney, or as otherwise permitted by Rule 2165.
Trusted Contact Person. You are encouraged, but not required, to designate a trusted contact person (“TCP”) for your account. A TCP is someone at least 18 years of age we can contact if we suspect the Owner may be subject to financial exploitation or if we have questions about the Owner’s mental or physical well-being. This means that you have authorized us to contact the TCP at our discretion and to disclose any information to address possible financial exploitation, to confirm the specifics of your current contact information, health status, or the identity of any legal guardian, executor, trustee or holder of a power of attorney, or as otherwise permitted by industry regulations or state law. Designating a TCP does not ensure that financial exploitation will not be attempted or occur and does not obligate us to contact the TCP. You waive any claim for loss or damages against Jiko Securities arising out of or relating to our contacting (or not contacting) a designated TCP.
Trusted Contact Person. If you are 65 years of age or older or LEX has reasonable grounds to believe that you have a mental or physical impairment that render you unable to protect your own interests, you may be required to designate a “Trusted Contact Person” to address concerns LEX may have about xxxxx- cial exploitation. By opening an account, you au- thorize LEX and its representatives to contact your Trusted Contact Person and disclose infor- mation about your account to address possible fi- nancial exploitation, to confirm the specifics of your current contact information, health status, or the identity of any legal guardian, executor, trustee or holder of a power of attorney, or as oth- erwise permitted by applicable rules. You hereby release and discharge LEX Mar- kets from all claims, causes of action, damages, losses, expenses, costs, and liabilities of any kind that may arise out of, relate to, or are in connec- tion with the release of, or failure to release, per- xxxxx and/or account information to the Trusted Contact Person.
Trusted Contact Person. You may appoint an adult at least 18 years of age as a Trusted Contact Person who we may contact about Your Brokerage Account. We may disclose information about Your Brokerage Account to your Trusted Contact Person in order to address possible wrongful or unauthorized use of your assets or to confirm the specifics of your contact information, health status, or the identity of any legal guardian, executor, trustee, or holder of a power of attorney.
Trusted Contact Person. Ally Invest will provide Me with the ability to designate a “Trusted Contact Person”. To the extent I have designated a Trusted Contact Person for My Account(s), Ally Invest and associated persons of Ally Invest are authorized to contact My Trusted Contact Person and disclose information about My Account(s) to address possible financial exploitation, to confirm the specifics of the customer's current contact information, health status, or the identity of any legal guardian, executor, trustee or holder of a power of attorney, or as otherwise permitted by FINRA Rule 2165.
