Client Profile Sample Clauses

Client Profile. (a) Client, with assistance of Advisor, has completed the required investment profile questionnaire provided to Client by Advisor or has otherwise provided Client’s financial information to Advisor. Client certifies to Advisor and Platform Manager that Client has completely and accurately provided information regarding Client’s financial condition and investment objectives. Client acknowledges and agrees that Advisor and Platform Manager base their recommendations and decisions for Client on information that Client has provided and that Advisor, Platform Manager and any Sub-Managers retained by Platform Manager may rely on such information. Client further agrees to notify Advisor immediately if Client’s financial condition and/or investment objectives change. Client understands that Client’s failure to provide Advisor with current, accurate information could adversely affect Advisor’s and/or Platform Manager’s ability to effectively allocate Client’s assets within the Program. (b) Client agrees to maintain a separate account for each Sub-Manager managing Separately Managed Account Program Assets and each alternative investment product purchased on its behalf, one account for: (i) all MMA Program Assets; (ii) Manager Blend Program Assets; (iii) UMA Program Assets); and (iv) one account for each Wrap Program (collectively, the “Accounts”).
Sample 1
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Client Profile. Project management determined that, in addition to the stakeholders meetings, other activities were needed for a complete industry assessment. From July to September 2001, World Lab and INZMV surveyed potential participant processors, using the Client Profile attached in Annex A of the 2001 Assessment Report. The goals of the Profile, in order of priority, were as follows: 1. Generate a representative sample of potential participants for the stakeholder meeting; 2. Provide the basis for a database of potential participants; and 3. Analyze data for preliminary findings. In general, the Client Profile was conducted as a mail survey. Processors were identified through collaboration with such government agencies as the Moldovan Ministry of Agriculture and Food Processing Industry and the National Statistics Department. The numbers of establishments responding to the profile were 282 in Ukraine (providing a total of 559 product lines) and fifty-three in Moldova (providing a total of 140 product lines). A complete presentation of the findings is provided in Annex B of the 2001 Assessment Report. It contains fifteen summary tables that provide descriptive statistics for red meat, poultry and seafood industries in Ukraine and Moldova. The data includes production capacities, capacity utilization, sales, and employment data. Both World Lab and INZMV designed client locater maps using the data available from the client profile (shown below). World Lab’s map is electronically linked to its database. Locator Map, Ukraine Locator Map, Moldova
Sample 1
Client Profile. Any application submitted by Seller setting forth details regarding Seller’s business.
Sample 1
Client Profile. The Government of the Republic of Angola and the Government of the Republic of Namibia, represented by the Permanent Joint Technical Commission of Angola and Namibia on the Cunene River Basin (PJTC) is the Client for this project. A sub-committee of the PJTC has been established and is, on behalf of the PJTC, responsible for the day-to-day administration and management of the project. To ensure the environmental component of the study conforms with the latest international requirements and expectations, the International Union for the Conservation of Nature (IUCN) is assisting the PJTC and advise in this regard.
Sample 1
Client Profile. You agree to notify BWN promptly of any material change in the information provided to BWN or any other material change in your financial circumstances or investment objectives that might affect the manner in which the Account should be invested. You also agree to provide BWN with such additional information as BWN may request from time to time to assist it in advising you. You may use automated tools to help you develop your own investment or savings plan to help you meet your investment objectives within your particular risk profile.
Sample 1
Client Profile. 2.1 You shall be taken to have accepted the terms and conditions of this Agreement upon your first access and use of your Account and/or the Services. 2.2 The Account which we grant to you also belongs exclusively to you and is not transferable to any other person. 2.3 You undertake not to register for more than one individual Account or register an individual Account on behalf of any person other than yourself unless otherwise approved by us. 2.4 Your executor or administrator shall be the only person recognised by us in the event of your death. Upon your death, we are entitled to retain any of your assets by us, and any monies payable to or credit in any Account until such time that a grant of probate or letters of administration are produced by your executor or administrator.
Sample 1
Client Profile. 2.1 We will carry out a review of your investment knowledge and experience, risk profile, financial objectives, financial situation, and particular needs (the "Client Profile") before opening any Account or entering into any Transaction for your Account as well as while providing any Services on an on- going and regular basis. The Client Profile may be recorded in such document as we may require from time to time. Pursuant to such Client Profile, we may collect information about your risk profile, investment knowledge, investment experience, investment objectives, financial situation and/or particular needs, which may include (but is not limited to) the following: 2.1.1 your financial objectives; 2.1.2 your risk profile and risk appetite; 2.1.3 your employment status, financial situation and income sources; 2.1.4 your financial commitments and liabilities; 2.1.5 your current investment portfolio, including any life policy; 2.1.6 your investment experience; and 2.1.7 your employment history. 2.2 You represent, warrant and undertake that on each occasion that any information is provided to us for the purposes of determining your investment knowledge, experience, risk profile, financial objectives, financial situation and/or particular needs, that all such information provided to us is accurate, correct, complete, and up-to-date. 2.3 You agree and acknowledge that: 2.3.1 we are entitled to rely and act, and continue to rely and act, on the information you provide to us without verifying such information, and without any further inquiry or investigation; 2.3.2 you are, at all times, responsible and liable for the accuracy, correctness, and completeness of the information; 2.3.3 you will promptly update and inform us of any change in such information; 2.3.4 you agree from time to time to sign (or cause to be signed on your behalf) all such documents and to provide all such information as we may consider necessary or desirable in connection with this Agreement; 2.3.5 if you do not provide the information requested by us, or if you provide us with incorrect or incomplete information, we may recommend an investment strategy to you based only on the information you have provided, and you shall be solely responsible for ensuring that the investment strategy is suitable and appropriate for yourself, taking into account your risk profile, investment knowledge, investment experience, investment objectives, financial situation and/or particular needs. Further, we may al...
Sample 1
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Client Profile. Adviser’s understanding of Client’s current investment objectives is based on Client answers to the Client Profile. It will be Client's responsibility to advise Adviser of the investment objectives of the Account(s) and of any changes or modifications therein. Adviser will rely upon this information in managing Client Account(s) and it is important that it be kept up to date. Client confirms that answers are accurate and complete, and agrees to inform Adviser in writing of any changes, including changes in financial circumstances or investment objectives.
Sample 1

Related to Client Profile

  • Elements Unsatisfactory Needs Improvement Proficient Exemplary IV-A-1. Reflective Practice Demonstrates limited reflection on practice and/or use of insights gained to improve practice. May reflect on the effectiveness of lessons/ units and interactions with students but not with colleagues and/or rarely uses insights to improve practice. Regularly reflects on the effectiveness of lessons, units, and interactions with students, both individually and with colleagues, and uses insights gained to improve practice and student learning. Regularly reflects on the effectiveness of lessons, units, and interactions with students, both individually and with colleagues; and uses and shares with colleagues, insights gained to improve practice and student learning. Is able to model this element.

  • SERVICE MONITORING, ANALYSES AND ORACLE SOFTWARE 11.1 We continuously monitor the Services to facilitate Oracle’s operation of the Services; to help resolve Your service requests; to detect and address threats to the functionality, security, integrity, and availability of the Services as well as any content, data, or applications in the Services; and to detect and address illegal acts or violations of the Acceptable Use Policy. Oracle monitoring tools do not collect or store any of Your Content residing in the Services, except as needed for such purposes. Oracle does not monitor, and does not address issues with, non-Oracle software provided by You or any of Your Users that is stored in, or run on or through, the Services. Information collected by Oracle monitoring tools (excluding Your Content) may also be used to assist in managing Oracle’s product and service portfolio, to help Oracle address deficiencies in its product and service offerings, and for license management purposes. 11.2 We may (i) compile statistical and other information related to the performance, operation and use of the Services, and (ii) use data from the Services in aggregated form for security and operations management, to create statistical analyses, and for research and development purposes (clauses i and ii are collectively referred to as “Service Analyses”). We may make Service Analyses publicly available; however, Service Analyses will not incorporate Your Content, Personal Data or Confidential Information in a form that could serve to identify You or any individual. We retain all intellectual property rights in Service Analyses. 11.3 We may provide You with the ability to obtain certain Oracle Software (as defined below) for use with the Services. If we provide Oracle Software to You and do not specify separate terms for such software, then such Oracle Software is provided as part of the Services and You have the non-exclusive, worldwide, limited right to use such Oracle Software, subject to the terms of this Agreement and Your order (except for separately licensed elements of the Oracle Software, which separately licensed elements are governed by the applicable separate terms), solely to facilitate Your use of the Services. You may allow Your Users to use the Oracle Software for this purpose, and You are responsible for their compliance with the license terms. Your right to use any Oracle Software will terminate upon the earlier of our notice (by web posting or otherwise) or the end of the Services associated with the Oracle Software. Notwithstanding the foregoing, if Oracle Software is licensed to You under separate terms, then Your use of such software is governed by the separate terms. Your right to use any part of the Oracle Software that is licensed under the separate terms is not restricted in any way by this Agreement.

  • Customer Cooperation 3.2.1. Customer shall provide and make available all Customer personnel as may be further addressed in an applicable Order Form or that SAP reasonably requires in connection with performance of the Services. 3.2.2. Customer shall appoint a contact person with the authority to make decisions and to supply SAP with any necessary or relevant information expeditiously.

  • Hosting Services 13.1 If Supplier or its subcontractor, affiliate or any other person or entity providing products or services under the Contract Hosts Customer Data in connection with an Acquisition, the provisions of Appendix 1, attached hereto and incorporated herein, apply to such Acquisition. 13.2 If the Hosting of Customer Data by Supplier or its subcontractor, affiliate or any other person or entity providing products or services under the Contract contributes to or directly causes a Data Breach, Supplier shall be responsible for the obligations set forth in Appendix 1 related to breach reporting requirements and associated costs. Likewise if such Hosting contributes to or directly causes a Security Incident, Supplier shall be responsible for the obligations set forth in Appendix 1, as applicable. 14 Change Management

  • Compliance Support Services Provide compliance policies and procedures related to services provided by BNY Mellon and, if mutually agreed, certain of the BNY Mellon Affiliates; summary procedures thereof; and periodic certification letters. · Such Compliance Support Services are administrative in nature and do not constitute, nor shall they be construed as constituting, legal advice or the provision of legal services for or on behalf of a Fund or any other person, and such services are subject to review and approval by the applicable Fund and by the Fund’s legal counsel. · Provide access to Fund records so as to permit the Fund or TRP to test the performance of BNY Mellon in providing the services under this Agreement. · Such Compliance Support Services performed by BNY Mellon under this Agreement shall be at the request and direction of the Fund and/or its chief compliance officer (the “Fund’s CCO”), as applicable. BNY Mellon disclaims liability to the Fund, and the Fund is solely responsible, for the selection, qualifications and performance of the Fund’s CCO and the adequacy and effectiveness of the Fund’s compliance program.

  • Client Data The Subrecipient shall maintain client data demonstrating client eligibility for services provided. Such data shall include, but not be limited to, client name, address, income level or other basis for determining eligibility, and description of service provided. Such information shall be made available to Grantee monitors or their designees for review upon request.

  • Supplier Diversity Seller shall comply with Xxxxx’s Supplier Diversity Program in accordance with Appendix V.

  • Information Services Traffic 5.1 For purposes of this Section 5, Voice Information Services and Voice Information Services Traffic refer to switched voice traffic, delivered to information service providers who offer recorded voice announcement information or open vocal discussion programs to the general public. Voice Information Services Traffic does not include any form of Internet Traffic. Voice Information Services Traffic also does not include 555 traffic or similar traffic with AIN service interfaces, which traffic shall be subject to separate arrangements between the Parties. Voice Information services Traffic is not subject to Reciprocal Compensation charges under Section 7 of the Interconnection Attachment. 5.2 If a D&E Customer is served by resold Verizon Telecommunications Service or a Verizon Local Switching UNE, subject to any call blocking feature used by D&E, to the extent reasonably feasible, Verizon will route Voice Information Services Traffic originating from such Service or UNE to the Voice Information Service platform. For such Voice Information Services Traffic, unless D&E has entered into an arrangement with Verizon to xxxx and collect Voice Information Services provider charges from D&E’s Customers, D&E shall pay to Verizon without discount the Voice Information Services provider charges. D&E shall pay Verizon such charges in full regardless of whether or not it collects such charges from its own Customers. 5.3 D&E shall have the option to route Voice Information Services Traffic that originates on its own network to the appropriate Voice Information Services platform(s) connected to Verizon’s network. In the event D&E exercises such option, D&E will establish, at its own expense, a dedicated trunk group to the Verizon Voice Information Service serving switch. This trunk group will be utilized to allow D&E to route Voice Information Services Traffic originated on its network to Verizon. For such Voice Information Services Traffic, unless D&E has entered into an arrangement with Verizon to xxxx and collect Voice Information Services provider charges from D&E’s Customers, D&E shall pay to Verizon without discount the Voice Information Services provider charges. 5.4 D&E shall pay Verizon such charges in full regardless of whether or not it collects charges for such calls from its own Customers. 5.5 For variable rated Voice Information Services Traffic (e.g., NXX 550, 540, 976, 970, 940, as applicable) from D&E Customers served by resold Verizon Telecommunications Services or a Verizon Local Switching Network Element, D&E shall either (a) pay to Verizon without discount the Voice Information Services provider charges, or (b) enter into an arrangement with Verizon to xxxx and collect Voice Information Services provider charges from D&E’s Customers. 5.6 Either Party may request the other Party provide the requesting Party with non discriminatory access to the other party’s information services platform, where such platform exists. If either Party makes such a request, the Parties shall enter into a mutually acceptable written agreement for such access. 5.7 In the event D&E exercises such option, D&E will establish, at its own expense, a dedicated trunk group to the Verizon Information Service serving switch. This trunk group will be utilized to allow D&E to route information services traffic originated on its network to Verizon.

  • Review of Documentation The Depositor, by execution and delivery hereof, acknowledges receipt of the Mortgage Files pertaining to the Mortgage Loans listed on the Mortgage Loan Schedule, subject to review thereof by Xxxxx Fargo Bank National Association, LaSalle Bank National Association, Deutsche Bank National Trust Company and U.S. Bank National Association as applicable (each, a “Custodian” and, together, the “Custodians”), for the Depositor. Each Custodian is required to review, within 45 days following the Closing Date, each applicable Mortgage File. If in the course of such review the related Custodian identifies any Material Defect, the Seller shall be obligated to cure such Material Defect or to repurchase the related Mortgage Loan from the Depositor (or, at the direction of and on behalf of the Depositor, from the Trust Fund), or to substitute a Qualifying Substitute Mortgage Loan therefor, in each case to the same extent and in the same manner as the Depositor is obligated to the Trustee and the Trust Fund under Section 2.02(c) of the Trust Agreement.

  • Deliverables Upon satisfactory completion of the work authorization, the Engineer shall submit the deliverables as specified in the executed work authorization to the State for review and acceptance.

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