Common use of Your aims and objectives Clause in Contracts

Your aims and objectives. Unless we notify you in writing to the contrary, we will be treating you as a “retail client” for investment business. This means that you are afforded the highest level of protection under the regulatory system and should have the right to take any complaint to the Financial Ombudsman Service. Any advice or recommendation(s) we offer to you will only be given after we have assessed your needs and considered your financial objectives, attitude to risk and capacity to bear any losses. We will also take into account any restrictions that you wish to place on the types of products or investment strategy you would be willing to consider. Registered in England and Wales, number: 2102893, Registered Address: 00 Xxxxxxxxx Xxxx, Xxxx Xxxxxxxx, Xxxxxx XX00 0XX FPC Financial Services Ltd is authorised and regulated by the Financial Conduct Authority OUR ETHICAL POLICY We are committed to providing the highest standard of financial advice and service possible. The interest of our clients is paramount to us and to achieve this we have designed our systems and procedures to place you at the heart of our business. In doing so, we will: be open, honest and transparent in the way we deal with you; not place our interests above yours; communicate clearly, promptly and without jargon;

Appears in 2 contracts

Samples: www.fpcfinancial.co.uk, www.fpcfinancial.co.uk

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Your aims and objectives. Unless we notify you in writing to the contrary, we will be treating you as a “retail client” for investment business. This means that you are afforded the highest level of protection under the regulatory system and should have the right to take any complaint to the Financial Ombudsman Service. Any advice or recommendation(s) we offer to you will only be given after we have assessed your needs and considered your financial objectives, attitude to risk and capacity to bear any losses. We will also take into account any restrictions that you wish to place on the types of products or investment strategy you would be willing to consider. Registered in England and Wales, number: 2102893, Wales No. 8168055 Registered Addressoffice: 00 Xxxxxxxxx Xxxxxxxxxxx Xxxx, Xxxx XxxxxxxxXxxxxx, Xxxxxx XX00 Xxxxx, XX0 0XX FPC Financial Services Ltd is authorised Authorised and regulated by the Financial Conduct Authority OUR ETHICAL POLICY SFP Client Agreement V8 – January 2021 Our Ethical Policy We are committed to providing the highest standard of financial advice and service possible. The interest of our clients is paramount to us and to achieve this we have designed our systems and procedures to place you at the heart of our business. In doing so, we will: be open, honest and transparent in the way we deal with you; not place our interests above yours; communicate clearly, promptly and without jargon;

Appears in 1 contract

Samples: southernhayfinancialplanning.com

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Your aims and objectives. Unless we notify you in writing to the contrary, we will be treating you as a “retail client” for investment business. This means that you are afforded the highest level of protection under the regulatory system and should have the right to take any complaint to the Financial Ombudsman Service. Any advice or recommendation(s) we offer to you will only be given after we have assessed your needs and considered your financial objectives, attitude to risk and capacity to bear any losses. We will also take into account any restrictions that you wish to place on the types of products or investment strategy you would be willing to consider. Registered in England and Wales, number: 2102893, Wales No. 8168055 Registered Addressoffice: 00 Xxxxxxxxx Xxxxxxxxxxx Xxxx, Xxxx XxxxxxxxXxxxxx, Xxxxxx XX00 Xxxxx, XX0 0XX FPC Financial Services Ltd is authorised Authorised and regulated by the Financial Conduct Authority OUR ETHICAL POLICY SFP Client Agreement V7 - July 2019 Our Ethical Policy We are committed to providing the highest standard of financial advice and service possible. The interest of our clients is paramount to us and to achieve this we have designed our systems and procedures to place you at the heart of our business. In doing so, we will: be open, honest and transparent in the way we deal with you; not place our interests above yours; communicate clearly, promptly and without jargon;

Appears in 1 contract

Samples: www.southernhayfinancialplanning.com

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