CAPSTONE TURBINE CORPORATION _________ SHARES COMMON STOCKUnderwriting Agreement • June 12th, 2000 • Capstone Turbine Corp • Motors & generators • New York
CAPSTONE TURBINE CORPORATION 7,000,000 SHARES COMMON STOCKUnderwriting Agreement • November 16th, 2000 • Capstone Turbine Corp • Motors & generators • New York
SERIES D COMMON STOCK PURCHASE WARRANT CAPSTONE TURBINE CORPORATIONCAPSTONE TURBINE Corp • September 6th, 2019 • Engines & turbines
THIS SERIES D COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after April 2, 2020 (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) on April 2, 2025 (the “Termination Date”) but not thereafter, to subscribe for and purchase from Capstone Turbine Corporation, a Delaware corporation (the “Company”), up to shares (as subject to adjustment hereunder, the “Warrant Shares”) of Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
OFFICE LEASE WARNER CENTEROffice Lease • March 29th, 2002 • Capstone Turbine Corp • Engines & turbines • California
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • September 6th, 2019 • CAPSTONE TURBINE Corp • Engines & turbines • New York
This Securities Purchase Agreement (this “Agreement”) is dated as of September 4, 2019, between Capstone Turbine Corporation, a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”).
CAPSTONE TURBINE CORPORATION STOCK OPTION AGREEMENT WITH SID CONRAD This Stock Option Agreement (the "Stock Option Agreement") is entered into as of September 29, 2003 to attract and retain Mr. Conrad for the position of Vice President of...Stock Option Agreement • December 1st, 2003 • Capstone Turbine Corp • Engines & turbines • Delaware
Exhibit 4.1 RIGHTS AGREEMENTRights Agreement • July 8th, 2005 • Capstone Turbine Corp • Engines & turbines • New York
1 EXHIBIT 9.2 AMENDMENTS TO THE INVESTOR RIGHTS AGREEMENT The following amendment to the Investor Rights Agreement dated August 22, 1997, as amended on February 24, 2000 among Capstone Turbine Corporation, a California corporation (the "Company") and...Investor Rights Agreement • June 21st, 2000 • Capstone Turbine Corp • Motors & generators
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • October 18th, 2016 • CAPSTONE TURBINE Corp • Engines & turbines • New York
This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of October 18, 2016, is by and among Capstone Turbine Corporation, a Delaware corporation with offices located at 21211 Nordhoff Street, Chatsworth, CA 91311 (the “Company”), and each of the investors listed on the Schedule of Buyers attached hereto (individually, a “Buyer” and collectively, the “Buyers”).
RIGHTS AGREEMENT dated as of May 6, 2019 between CAPSTONE TURBINE CORPORATION as the Company and BROADRIDGE FINANCIAL SOLUTIONS, INC. as the Rights AgentRights Agreement • May 6th, 2019 • CAPSTONE TURBINE Corp • Engines & turbines • Delaware
RIGHTS AGREEMENT, dated as of May 6, 2019, (this “Agreement”), by and between Capstone Turbine Corporation, a Delaware corporation (the “Company”), and Broadridge Financial Solutions, Inc., a Delaware corporation, as rights agent (the “Rights Agent”).
CAPSTONE TURBINE CORPORATION 2,700,000 Shares of Common Stock Series A Warrants to Purchase 4,107,500 Shares of Common Stock Pre-Funded Series B Warrants to Purchase 5,515,000 Shares of Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • April 21st, 2016 • CAPSTONE TURBINE Corp • Engines & turbines • New York
EXHIBIT 9.4 AMENDMENT NO. 3 TO INVESTORS RIGHTS AGREEMENT This AMENDMENT NO. 3 TO INVESTORS RIGHTS AGREEMENT (this "Amendment") is made effective as of October 25, 2000 and amends that certain INVESTORS RIGHTS AGREEMENT, dated August 22, 1997, by and...Investors Rights Agreement • November 16th, 2000 • Capstone Turbine Corp • Motors & generators • California
EXHIBIT 4.2 CAPSTONE TURBINE CORPORATION RESTRICTED STOCK PURCHASE AGREEMENT I. NOTICE OF GRANT OF RESTRICTED STOCK NAME: JOHN TUCKER ADDRESS: 450 IRONWOOD DRIVE CANONSBURG, PA 15317 You have been granted a right to purchase Shares of Restricted...Capstone Turbine Corp • August 4th, 2003 • Engines & turbines • California
CAPSTONE TURBINE CORPORATION AT-THE-MARKET EQUITY OFFERING SALES AGREEMENTSales Agreement • August 28th, 2015 • CAPSTONE TURBINE Corp • Engines & turbines • New York
Capstone Turbine Corporation (the “Company”), confirms its agreement (this “Agreement”) with Cowen and Company, LLC (“Cowen”), as follows:
EXHIBIT 4.1 STOCK OPTION AGREEMENT WITH EMILY M. LIGGETTStock Option Agreement • December 20th, 2002 • Capstone Turbine Corp • Engines & turbines • Delaware
INDEMNITY AGREEMENTIndemnity Agreement • December 11th, 2023 • Capstone Green Energy Holdings, Inc. • Engines & turbines • Delaware
THIS INDEMNITY AGREEMENT (this “Agreement”) is made as of [__], by and between Capstone Green Energy Holdings, Inc., a Delaware corporation (the “Company”), and [●] (“Indemnitee”).
CAPSTONE TURBINE CORPORATION SERIES A WARRANT TO PURCHASE COMMON STOCKCAPSTONE TURBINE Corp • April 21st, 2016 • Engines & turbines • New York
Capstone Turbine Corporation, a company organized under the laws of Delaware (the “Company”), hereby certifies that, for good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, [HOLDER], the registered holder hereof or its permitted assigns (the “Holder”), is entitled, subject to the terms set forth below, to purchase from the Company, at the Exercise Price (as defined below) then in effect, at any time or times on or after October 23, 2016 (the “Initial Exercisability Date”), but not after 11:59 p.m., New York time, on the Expiration Date, (as defined below), ______________ (_____________)1 fully paid nonassessable shares of Common Stock (as defined below), subject to adjustment as provided herein (the “Warrant Shares”). Except as otherwise defined herein, capitalized terms in this Series A Warrant to Purchase Common Stock (including any Warrants to Purchase Common Stock issued in exchange, transfer or replacement hereof, this “Warrant”), shall h
CONFIDENTIALLicense Agreement • October 16th, 2000 • Capstone Turbine Corp • Motors & generators • California
1 EXHIBIT 10.2 [LOGO] AMERICAN INDUSTRIAL REAL ESTATE ASSOCIATION STANDARD INDUSTRIAL/COMMERCIAL SINGLE-TENANT LEASE -- NET (DO NOT USE THIS FORM FOR MULTI-TENANT BUILDINGS) 1. BASIC PROVISIONS ("BASIC PROVISIONS"). 1.1 PARTIES: This Lease ("LEASE"),...Capstone Turbine Corp • March 22nd, 2000 • California
AMENDED AND RESTATED UNDERWRITING AGREEMENTUnderwriting Agreement • June 22nd, 2021 • Capstone Green Energy Corp • Engines & turbines • New York
The undersigned, Capstone Green Energy Corporation, a company incorporated under the laws of Delaware (collectively with its subsidiaries and affiliates, including, without limitation, all entities disclosed or described in the Registration Statement as being subsidiaries or affiliates of Capstone Green Energy Corporation, the “Company”), hereby confirms its agreement (this “Agreement”) with the several underwriters (such underwriters, including the Representative (as defined below), the “Underwriters” and each an “Underwriter”) named in Schedule I hereto for which H.C. Wainwright & Co., LLC is acting as representative to the several Underwriters (the “Representative” and if there are no Underwriters other than the Representative, references to multiple Underwriters shall be disregarded and the term Representative as used herein shall have the same meaning as Underwriter) on the terms and conditions set forth herein. This Amended and Restated Underwriting Agreement amends, restates, an
INDENTUREIndenture • September 8th, 2005 • Capstone Turbine Corp • Engines & turbines • New York
Exhibit 10.14 PERSONAL & CONFIDENTIAL November 21, 2002 Mr. Eric Young Director Capstone Turbine 21211 Nordhoff St. Chatsworth, CA 91311 RE: INTERIM EXECUTIVE OFFICER SERVICES FOR CAPSTONE TURBINE Dear Eric, Under the terms of this letter Agreement...Letter Agreement • March 31st, 2003 • Capstone Turbine Corp • Engines & turbines • California
22,500,000 Units (Each Unit consisting of One Share of Common Stock, par value $0.001, and One Warrant to Purchase One Share of Common Stock) And up to 19,000,000 Additional Shares of Common Stock CAPSTONE TURBINE CORPORATION Common Stock (par value...Placement Agent Agreement • February 29th, 2012 • CAPSTONE TURBINE Corp • Engines & turbines • New York
CAPSTONE TURBINE CORPORATION PRE-FUNDED SERIES B WARRANT TO PURCHASE COMMON STOCKCAPSTONE TURBINE Corp • April 21st, 2016 • Engines & turbines • New York
Capstone Turbine Corporation, a company organized under the laws of Delaware (the “Company”), hereby certifies that, for good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, [HOLDER], the registered holder hereof or its permitted assigns (the “Holder”), is entitled, subject to the terms set forth below, to purchase from the Company, at the Exercise Price (as defined below) then in effect, at any time or times on or after the date hereof (the “Initial Exercisability Date”), but not after 11:59 p.m., New York time, on the Expiration Date, (as defined below), ______________ (_____________)1 fully paid nonassessable shares of Common Stock (as defined below), subject to adjustment as provided herein (the “Warrant Shares”); provided, however, in the event that on the Expiration Date the Holder beneficially owns the Maximum Percentage (as defined below) then the Expiration Date shall be tolled and extended until such time that the Holder beneficially
AT THE MARKET OFFERING AGREEMENT June 7, 2018The Market Offering Agreement • June 7th, 2018 • CAPSTONE TURBINE Corp • Engines & turbines • New York
Capstone Turbine Corporation, a corporation organized under the laws of Delaware (the “Company”), confirms its agreement (this “Agreement”) with H.C. Wainwright & Co., LLC (the “Manager”) as follows:
EXPORT-IMPORT BANK OF THE UNITED STATES WORKING CAPITAL GUARANTEE PROGRAM BORROWER AGREEMENTBorrower Agreement • June 7th, 2017 • CAPSTONE TURBINE Corp • Engines & turbines
THIS BORROWER AGREEMENT (this "Agreement") is made and entered into by the entity identified as Borrower on the signature page hereof ("Borrower") in favor of the Export- Import Bank of the United States ("Ex-Im Bank") and the institution identified as Lender on the signature page hereof ("Lender").
14,450,868 Shares of Common Stock and Warrants to Purchase up to 10,838,151 Shares of Common Stock CAPSTONE TURBINE CORPORATION Common Stock (par value $0.001) PLACEMENT AGENT AGREEMENTAgent Agreement • May 4th, 2009 • Capstone Turbine Corp • Engines & turbines • New York
by and between AMB PROPERTY, L.P. "LANDLORD" and CAPSTONE TURBINE CORPORATION "TENANT"Industrial Lease • March 29th, 2002 • Capstone Turbine Corp • Engines & turbines
CONFIDENTIALTransition Agreement • October 16th, 2000 • Capstone Turbine Corp • Motors & generators • California
CAPSTONE TURBINE CORPORATION 40,000,000 Shares Warrants to Purchase 20,000,000 Shares Common Stock ($0.001 Par Value) PLACEMENT AGENCY AGREEMENTCapstone Turbine Corp • January 19th, 2007 • Engines & turbines • New York
The undersigned, Capstone Turbine Corporation, a Delaware corporation (the “Company”), hereby addresses you (the “Placement Agent”) and confirms its agreement with you as follows:
NOTE PURCHASE AGREEMENT dated as of December 7, 2023 among CAPSTONE GREEN ENERGY LLC, as Company, and CAPSTONE GREEN ENERGY HOLDINGS, INC. and CAPSTONE TURBINE FINANCIAL SERVICES, LLC as Guarantors, VARIOUS PURCHASERS, GOLDMAN SACHS SPECIALTY LENDING...Note Purchase Agreement • December 11th, 2023 • Capstone Green Energy Holdings, Inc. • Engines & turbines • New York
This NOTE PURCHASE AGREEMENT, dated as of December 7, 2023, is entered into by and among CAPSTONE GREEN ENERGY LLC (“Company”), as issuer, CAPSTONE GREEN ENERGY HOLDINGS, INC. (“Holdings”) and CAPSTONE TURBINE FINANCIAL SERVICES, LLC, as guarantors, the Purchasers party hereto from time to time, and GOLDMAN SACHS SPECIALTY LENDING GROUP, L.P., (“GSSLG”) as collateral agent (in such capacity, “Collateral Agent”).
CAPSTONE TURBINE CORPORATION 21,485,660 Shares Warrants to Purchase 6,445,698 Shares Common Stock ($0.001 Par Value) PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • September 18th, 2008 • Capstone Turbine Corp • Engines & turbines • New York
The undersigned, Capstone Turbine Corporation, a Delaware corporation (the “Company”), hereby addresses you (the “Placement Agent”) and confirms its agreement with you as follows:
Capstone Turbine Corporation Purchase Warrant for Common Shares October 1, 2020CAPSTONE TURBINE Corp • October 5th, 2020 • Engines & turbines • New York
THIS WARRANT AND THE SECURITIES ISSUABLE UPON EXERCISE HEREOF HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR ANY STATE SECURITIES LAWS, AND MAY NOT BE PLEDGED, SOLD, OFFERED FOR SALE, TRANSFERRED, OR OTHERWISE DISPOSED OF IN THE ABSENCE OF REGISTRATION UNDER OR EXEMPTION FROM SUCH ACT AND ALL APPLICABLE STATE SECURITIES LAWS.
CONFIDENTIALNondisclosure Agreement • June 21st, 2000 • Capstone Turbine Corp • Motors & generators • California
FORM –FOUR YEAR VESTING SCHEDULE RESTRICTED STOCK UNIT AWARD AGREEMENT FOR COMPANY EMPLOYEES UNDER THE CAPSTONE TURBINE CORPORATIONRestricted Stock Unit Award Agreement • June 29th, 2020 • CAPSTONE TURBINE Corp • Engines & turbines
Pursuant to the Capstone Turbine Corporation 2017 Stock Option and Incentive Plan (the “Plan”) as amended through the date hereof, Capstone Turbine Corporation (the “Company”) hereby grants an award of the number of Restricted Stock Units listed above (an “Award”) to the Grantee named above. Each Restricted Stock Unit shall relate to one share of Common Stock, par value $0.001 per share (the “Stock”) of the Company.
