U.S. Global Investors Funds DISTRIBUTION AGREEMENT AGREEMENT made as of the 3rd day of September 1998 between U.S. Global Investors Funds, a Massachusetts business trust (the "Trust"), having its principal place of business in San Antonio, Texas, and...Distribution Agreement • September 2nd, 1998 • Us Global Investors Funds • Texas
U.S. GLOBAL INVESTORS FUNDS DISTRIBUTION AGREEMENT AGREEMENT effective as of the 3rd day of September 1998 between U.S. Global Investors Funds, a Massachusetts business trust (the "Trust"), having its principal place of business in San Antonio, Texas,...Distribution Agreement • August 31st, 1999 • Us Global Investors Funds • Texas
AMENDMENT TO CUSTODIAN AGREEMENT This Amendment to the Custodian Agreement is dated as of April 23, 2006 by and between U.S. Global Investors Funds, a Massachusetts business trust, on behalf of each of the portfolios listed on Appendix C to the...Custodian Agreement • November 1st, 2006 • Us Global Investors Funds
TRANSFER AGENCY AGREEMENT THIS AGREEMENT is made as of the 1st day of April, 2007 by and between U.S. Global Investors Funds, an unincorporated business trust organized under the laws of the Commonwealth of Massachusetts, having its principal office...Transfer Agency Agreement • September 4th, 2007 • Us Global Investors Funds • Texas
ADVISORY AGREEMENT ADVISORY AGREEMENT AGREEMENT made as of the 27th day of October, 1989 between UNITED SERVICES ADVISORS, INC., a corporation organized under the laws of the State of Texas and having its principal place of business in San Antonio,...Advisory Agreement • August 31st, 1999 • Us Global Investors Funds
BY- LAWS OFBy-Laws • August 31st, 1999 • Us Global Investors Funds
AMENDMENT NO. 2 TO THE SECOND AMENDED AND RESTATED MASTER TRUST AGREEMENTMaster Trust Agreement • September 4th, 2007 • Us Global Investors Funds
U.S. GLOBAL BROKERAGE, INC. DISTRIBUTOR OF U.S. GLOBAL INVESTORS FUNDS AND U.S. GLOBAL ACCOLADE FUNDS SHARES -------------------------------------------------- ------------------------------ SELLING GROUP AGREEMENT ------------------------...Selling Group Agreement • September 2nd, 1998 • Us Global Investors Funds • Texas
DISTRIBUTION AGREEMENTDistribution Agreement • February 29th, 2016 • Us Global Investors Funds • Delaware
THIS AGREEMENT is made and entered into as of this 10th day of December, 2015 by and between U.S. Global Investors Funds, a Delaware statutory trust (the “Client”) and Foreside Fund Services, LLC, a Delaware limited liability company (the “Distributor”).
CUSTODIAN AGREEMENT AGREEMENT made as of this first day of November 1997 between U.S. GLOBAL INVESTORS FUNDS (the "Fund") on behalf of each of the portfolios listed on Appendix C hereto as the same may be amended from time to time (each a "Fund" and...Custodian Agreement • September 2nd, 1998 • Us Global Investors Funds • Massachusetts
TELEPHONE (617) 570-1000 TELECOPIER (617) 523-1231 TELEX 94-0640 CABLE- GOODPROCT.BOSTON August 30, 1990 United Services Funds 5300 Woodway Park, 11330 IH 10 West San Antonio, TX 78249-3340 Gentlemen: As counsel to United Services Funds (the "Trust"),...Legal Opinion • November 1st, 2006 • Us Global Investors Funds
GOODWIN, PROCTER & HOAR A PARTNERSHIP INCLUDING PROFESSIONAL CORPORATIONS COUNSELLORS AT LAW EXCHANGE PLACE BOSTON, MASSACHUSETTS 02109-2881
DEALER AGREEMENT Dear Securities Dealer: U.S. Global Brokerage, Inc. ("we" or "us") invites you to participate in the distribution of shares of the U.S. Global Investors Funds ("Investors Funds") and U.S. Global Accolade Funds (the "Trust" or...Dealer Agreement • October 31st, 2000 • Us Global Investors Funds • Texas
EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • April 26th, 2024 • Us Global Investors Funds
EXPENSE LIMITATION AGREEMENT, effective as of December 15, 2023, by and between U.S. Global Investors, Inc. (the “Adviser”) and U.S. Global Investors Funds (the “Trust”) (the “Agreement”), on behalf of each series of the Trust set forth in Schedule A attached hereto (each, a “Fund,” and collectively, the “Funds”).
AMENDED AND RESTATED DISTRIBUTION AGREEMENTDistribution Agreement • October 24th, 2013 • Us Global Investors Funds • Delaware
AGREEMENT made as of the 4th day of March, 2010, between U.S. Global Investors Funds, a Delaware statutory trust (the “Trust”), having its principal place of business in San Antonio, Texas and U.S. Global Brokerage, Inc. a corporation organized under the laws of the State of Texas (the “Distributor”), having its principal place of business in San Antonio, Texas.
BANK/TRUST COMPANY AGREEMENT Dear Bank/Trust Company: U.S. Global Brokerage, Inc. ("we" or "us") invites you (or "Bank") to participate in the distribution of shares of the U.S. Global Investors Funds and U.S. Global Accolade Funds (the "Trust" or...Bank/Trust Company Agreement • October 31st, 2000 • Us Global Investors Funds • Texas
DEALER AGREEMENT Dear Securities Dealer: U.S. Global Brokerage, Inc. ("we" or "us") invites you to participate in the distribution of shares of the U.S. Global Investors Funds ("Investors Funds") and U.S. Global Accolade Funds ("Accolade Funds") (each...Dealer Agreement • September 4th, 2007 • Us Global Investors Funds • Texas
Amended and Restated Transfer Agency AgreementTransfer Agency Agreement • February 26th, 2010 • Us Global Investors Funds • Texas
This Agreement is made as of the 31st day of July, 2008, as amended and restated on January 15, 2010, by and between U.S. Global Investors Funds, Delaware statutory trust organized under the laws of the State of Delaware, having its principal office and place of business at 7900 Callaghan Road, San Antonio, Texas 78229 (hereinafter referred to as the “Trust”), and United Shareholder Services, Inc., a Texas corporation authorized to do business at 7900 Callaghan Road, San Antonio, Texas 78229 (hereinafter referred to as the “Transfer Agent”).
AMENDED AND RESTATED SERVICES AGREEMENTServices Agreement • April 28th, 2017 • Us Global Investors Funds • Delaware
AMENDED AND RESTATED AGREEMENT, dated as of the 9th day of December, 2015, as amended March 24, 2016, December 8, 2016, and March 23, 2017, by and among U.S. Global Investors Funds, a Delaware statutory trust, with its principal office and place of business at Three Canal Plaza, Portland, Maine 04101 (the “Trust”), and Atlantic Fund Administration, LLC (d/b/a Atlantic Fund Services), a Delaware limited liability company, with its principal office and place of business at Three Canal Plaza, Portland, Maine 04101 (together with its successors in interest, “Atlantic FA”), and Atlantic Shareholder Services, LLC, a Delaware limited liability company, with its principal office and place of business at Three Canal Plaza, Portland, Maine 04101 (together with its successors in interest, “Atlantic TA”).
FIRST AMENDMENT TO AMENDED AND RESTATED SERVICES AGREEMENTServices Agreement • April 26th, 2024 • Us Global Investors Funds • Delaware
THIS FIRST AMENDMENT TO THE AMENDED AND RESTATED SERVICES AGREEMENT (this “Amendment”) is effective as of March 15, 2024 and is made by and between U.S. Global Investors Funds, a statutory trust organized under the laws of the state of Delaware (the “Trust”), and Atlantic Fund Administration, LLC, d/b/a Apex Fund Services (“Atlantic”), a Delaware limited liability company.
U.S. GLOBAL INVESTORS FUNDS U.S. TREASURY SECURITIES CASH FUND U.S. GOVERNMENT SECURITIES SAVINGS FUND EXPENSE WAIVER AND REIMBURSEMENT AGREEMENT AGREEMENT made as of June 30, 2004, by and among each of U.S. Global Investors Funds, a Massachusetts...Expense Waiver and Reimbursement Agreement • October 29th, 2004 • Us Global Investors Funds
AMENDED AND RESTATED ADMINISTRATIVE SERVICES AGREEMENTAdministrative Services Agreement • February 29th, 2016 • Us Global Investors Funds • Delaware
Subadvisory AgreementSubadvisory Agreement • October 1st, 2008 • Us Global Investors Funds • Texas
Agreement made as of October 1, 2008, between U.S. Global Investors, Inc., a corporation organized under the laws of the State of Texas (“Adviser”), U.S. Global investors Funds, a Delaware statutory trust having its principal place of business in San Antonio, Texas (“Trust”), on behalf of the Global Emerging Markets Fund (“Fund”), a series of shares of the Trust, and Charlemagne Capital (IOM) Limited (“Subadviser”), a corporation organized under the laws of the Isle of Man.
AMENDMENT TO CUSTODIAN AGREEMENTCustodian Agreement • April 29th, 2021 • Us Global Investors Funds
THIS AMENDMENT TO CUSTODIAN AGREEMENT (this “Amendment”) is made as of December 22, 2020 by and between U.S. GLOBAL INVESTORS FUNDS, a statutory trust organized under the laws of the state of Delaware (the “Trust”) on behalf of each of the portfolios listed on Appendix A of the Custodian Agreement (each, a “Fund” and collectively, the “Funds”) and BROWN BROTHERS HARRIMAN & CO. (“BBH” or the “Custodian”).
AMENDED AND RESTATED ADMINISTRATIVE SERVICES AGREEMENT AMENDED August 14, 2014Administrative Services Agreement • April 30th, 2015 • Us Global Investors Funds • Delaware
The Administrator shall be reimbursed for certain out-of-pocket expenses, including but not limited to: (i) postage, stationery (including FedEx or other shipping fees); (ii) computer programming relating to services provided to the Trust that have been approved by the Board prior to implementation; (iii) EDGAR filing costs; (iv) record retention relating to the Trust; (v) federal and state regulatory filing fees; (vi) expenses incurred for Board meetings (e.g. catering services, entertainment, or off-site meeting rentals); (vii) transfer agent oversight-related expenses, including maintenance of toll-free telephone number and other communications, hardware and software costs for servicing of VIP shareholders, shareholder servicing-related travel expenses for education and training of telephone representatives, and other travel expenses relating to oversight and due diligence; (viii) such non-recurring or extraordinary expenses that have been approved by the Board of the Trust prior to
SECOND AMENDMENT TO DISTRIBUTION AGREEMENTDistribution Agreement • April 29th, 2021 • Us Global Investors Funds • Delaware
This second amendment (the “Amendment”) to the Distribution Agreement dated as of December 10, 2015 as novated (the “Agreement”), is entered into on December 22, 2020 (the “Execution Date”) by and between U.S. Global Investors Funds (the “Client”) and Foreside Fund Services, LLC (“Foreside”), with an effective date of December 22, 2020 ( the “Effective Date”).
SECOND AMENDMENT TO AMENDED AND RESTATED ADMINISTRATIVE SERVICES AGREEMENTAdministrative Services Agreement • April 29th, 2021 • Us Global Investors Funds • Delaware
THIS SECOND AMENDMENT TO THE AMENDED AND RESTATED ADMINISTRATIVE SERVICES AGREEMENT (this “Amendment”) is effective as of December 22, 2020, among U.S. Global Investors Funds, a Delaware statutory trust (the “Trust”), on its own behalf and on behalf of each of the Funds listed on Appendix A to the Agreement (each a “Fund” and together, the “Funds”), and U.S. Global Investors, Inc., a Texas corporation, and any successor thereto (the “Administrator”), with respect to each Fund named in Appendix A to this Agreement, as may be amended from time to time.
ADDENDUM TO EXPENSE LIMITATION AGREEMENT DATED May 1, 2013Expense Limitation Agreement • April 28th, 2020 • Us Global Investors Funds
This Addendum to the Expense Limitation Agreement dated May 1, 2013 is entered into as of the 27th day of March 2020, by and between U.S. Global Investors, Inc. (the “Adviser”) and U.S. Global Investors Funds (the “Trust”) (the “Agreement”), on behalf of the Near-Term Tax Free Fund (the “Fund”).
U.S. GLOBAL INVESTORS FUNDS AGREEMENT AND DECLARATION OF TRUST DATED July 31, 2008Agreement and Declaration of Trust • October 1st, 2008 • Us Global Investors Funds
This AGREEMENT AND DECLARATION OF TRUST (hereinafter “Trust Instrument”) is made July 31, 2008 (together with all other persons from time to time duly elected, qualified and serving as Trustees in accordance with Article III hereof, the “Trustees”).
December 22, 2020Agreement and Plan of Reorganization • January 22nd, 2021 • Us Global Investors Funds
In rendering our opinion, we have reviewed and relied upon: (a) a copy of the executed Plan, dated as of December 22, 2020; (b) the Combined Proxy Statement and Prospectus provided to shareholders of the Target Fund dated October 9, 2020; (c) certain representations concerning the Reorganization made to us by the Acquiring Fund and the Target Fund in a letter dated December 22, 2020 (the “Representation Letter”); (d) all other documents, financial and other reports and corporate minutes we deemed relevant or appropriate; and (e) such statutes, regulations, rulings and decisions as we deemed material in rendering this opinion.
TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • October 24th, 2013 • Us Global Investors Funds • Delaware
THIS AGREEMENT is made and entered into as of this 5th day of September, 2013, by and between U.S. GLOBAL INVESTORS FUNDS, a Delaware statutory trust (the “Trust”) acting for and on behalf of each series as are currently authorized and issued by the Trust or may be authorized and issued by the Trust subsequent to the date of this Agreement (each a “Fund” and collectively the “Funds”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • April 28th, 2017 • Us Global Investors Funds
EXPENSE WAIVER AND REIMBURSEMENT AGREEMENTExpense Waiver and Reimbursement Agreement • October 1st, 2008 • Us Global Investors Funds
AGREEMENT made as of March 20, 2008, by and among each of U.S. Global Investors Funds, a Massachusetts business trust (the Trust), on behalf of its portfolios, the U.S. Treasury Securities Cash Fund and the U.S. Government Securities Savings Fund (each a Fund and, collectively, the Funds), and U.S. Global Investors, Inc., a Texas corporation (USGI).
FIRST AMENDMENT TO DISTRIBUTION AGREEMENTDistribution Agreement • July 1st, 2020 • Us Global Investors Funds • Delaware
This first amendment (the “Amendment”) to the Distribution Agreement dated as of December 10, 2015 as novated (the “Agreement”), is entered into on March 27, 2020 (the “Execution Date”) by and between U.S. Global Investors Funds (the “Client”) and Foreside Fund Services, LLC (“Foreside”), with an effective date of July 1, 2020 ( the “Effective Date”).
AGREEMENT AND PLAN OF REORGANIZATIONAgreement and Plan of Reorganization • December 30th, 2008 • Us Global Investors Funds • Delaware
THIS AGREEMENT AND PLAN OF REORGANIZATION (“Agreement”) is made as of October 1, 2008, among U.S. Global Investors Funds, a Delaware statutory trust (the “Trust”), on behalf of the China Region Fund, All American Equity Fund, Gold and Precious Metals Fund, World Precious Minerals Fund, Global Resources Fund, Eastern European Fund, Global Emerging Markets Fund, Holmes Growth Fund, Global MegaTrends Fund, Tax Free Fund, Near-Term Tax Free Fund, U.S. Government Securities Savings Fund, and U.S. Treasury Securities Cash Fund, each a segregated portfolio of assets (“series”) thereof (each a “New Fund” and collectively, the “New Funds”); U.S. Global Investors Funds, a Massachusetts business trust (the “Investors Funds Trust”), on behalf of the China Region Fund, All American Equity Fund, Gold and Precious Metals Fund, World Precious Minerals Fund, Global Resources Fund, Tax Free Fund, Near-Term Tax Free Fund, U.S. Government Securities Savings Fund, and U.S. Treasury Securities Cash Fund, ea
ADMINISTRATION AGREEMENTAdministration Agreement • April 30th, 2015 • Us Global Investors Funds • Delaware
THIS ADMINISTRATION AGREEMENT (this “Agreement”) is made as of the 14th day of August, 2014 (the “Effective Date”), by and between U.S. Global Investors Funds, a Delaware statutory trust (the “Trust”), and SEI Investments Global Funds Services, a statutory trust formed under the laws of the State of Delaware (the “Administrator”).
