DISTRIBUTION AGREEMENT THIS AGREEMENT is made as of this _____ day of ____________, 1997 (the "Agreement") by and between The Potomac Funds, a ______________business trust (the "Company") and First Data Distributors, Inc. (the "Distributor"), a...Distribution Agreement • September 18th, 1997 • Potomac Funds • Massachusetts
DISTRIBUTION AGREEMENT THIS AGREEMENT made as of ___________________, 1998, between the POTOMAC FUNDS ("Trust"), a Massachusetts business trust, RAFFERTY ASSET MANAGEMENT, LLC ("Rafferty"), a New York limited liability corporation, and RAFFERTY...Distribution Agreement • June 15th, 1998 • Potomac Funds • New York
FORM OF SUBADVISORY AGREEMENTSubadvisory Agreement • September 1st, 2004 • Potomac Funds • Massachusetts
POTOMAC FUNDS INVESTMENT ADVISORY AGREEMENT This Investment Advisory Agreement is made as of September __, 1997, between the Potomac Funds (the "Trust"), a business trust organized under the laws of the Commonwealth of Massachusetts with its principal...Investment Advisory Agreement • September 18th, 1997 • Potomac Funds • Massachusetts
INVESTMENT ADVISORY AGREEMENT Between NORTHERN LIGHTS FUND TRUST II and ADVISORS PREFERRED LLCInvestment Advisory Agreement • August 3rd, 2011 • Northern Lights Fund Trust Ii • New York
AGREEMENT, made as of May 17, 2011 between Northern Lights Fund Trust II, a Delaware statutory trust (the "Trust"), and Advisors Preferred LLC, a Maryland limited liability company (the "Adviser") located at 1445 Research Blvd, Suite 530, Rockville, MD 20850.
CONSULTING AGREEMENT AGREEMENT made as of this ____day of ____________, 1997 between Rafferty Asset Management LLC ("Rafferty"), a limited liability corporation, and First Data Distributors, Inc. ("FDDI"), a Massachusetts corporation. WHEREAS,...Consulting Agreement • September 18th, 1997 • Potomac Funds • Massachusetts
TRANSFER AGENT AGREEMENT THIS AGREEMENT is made and entered into on this ________ day of September 1997, by and between the Potomac Funds, a Massachusetts business trust (hereinafter referred to as the "Fund"), and Firstar Trust Company, a corporation...Transfer Agent Agreement • September 18th, 1997 • Potomac Funds • Wisconsin
FORM OF CUSTODY AGREEMENTCustody Agreement • August 3rd, 2011 • Northern Lights Fund Trust Ii • Minnesota
THIS AGREEMENT is made and entered into as of this 17th day of May, 2011, by and between Northern Lights Fund Trust II, a Delaware statutory trust (the “Trust”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America (the “Custodian”).
POTOMAC FUNDS POTOMAC INSURANCE TRUST SUBADVISORY AGREEMENT This Subadvisory Agreement is made as of June 29, 2004 (the "Effective Date"), between Rafferty Asset Management, LLC, a New York limited liability corporation (the "Adviser"), and...Subadvisory Agreement • September 1st, 2004 • Potomac Funds • Massachusetts
RAFFERTY CAPITAL MARKETS, INC. 550 MAMARONECK AVENUE, SUITE 209 HARRISON, NEW YORK 10528 DEALER AGREEMENT This Agreement made as of ___________________, 1999, between Rafferty Capital Markets, Inc. ("RCM"), a corporation organized and existing under...Dealer Agreement • November 17th, 1999 • Potomac Funds • New York
FUND ACCOUNTING SERVICING AGREEMENT This Agreement between the Potomac Funds, a Massachusetts business trust (hereinafter referred to as the "Fund"), and Firstar Trust Company, a Wisconsin corporation (hereinafter referred to as "FTC"), is entered...Fund Accounting Servicing Agreement • September 18th, 1997 • Potomac Funds • Wisconsin
FUND ADMINISTRATION SERVICING AGREEMENT This Agreement is made and entered into on this _____ day of September 1997, by and between the Potomac Funds, a Massachusetts business trust (hereinafter referred to as the "Fund"), and Firstar Trust Company, a...Fund Administration Servicing Agreement • September 18th, 1997 • Potomac Funds • Wisconsin
CUSTODIAN AGREEMENT THIS AGREEMENT made on this ________ day of September, 1997, between the Potomac Funds, a Massachusetts business trust (hereinafter called the "Fund"), and Firstar Trust Company, a corporation organized under the laws of the State...Custodian Agreement • September 18th, 1997 • Potomac Funds • Wisconsin
POTOMAC FUNDS FUND ACCOUNTING SERVICING AGREEMENTFund Accounting Servicing Agreement • December 24th, 2008 • Direxion Funds • Wisconsin
THIS AGREEMENT is made and entered into as of this 3rd day of March, 2006, by and between POTOMAC FUNDS, a Massachusetts business trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
FUND SERVICES AGREEMENT between NORTHERN LIGHTS FUND TRUST II andFund Services Agreement • August 3rd, 2011 • Northern Lights Fund Trust Ii • New York
THIS FUND SERVICES AGREEMENT (the “Agreement”) made as of the 17th_day of May, 2011, by and between NORTHERN LIGHTS FUND TRUST II, a Delaware statutory trust having its principal office and place of business at 4020 South 147th Street, Omaha, Nebraska 68137 (the "Trust") and GEMINI FUND SERVICES, LLC, a Nebraska limited liability company having its principal office and place of business at 4020 South 147th Street, Omaha, Nebraska 68137 (“GFS”). This Agreement replaces and supersedes all prior understandings and agreements between the parties hereto for the services described below.
DISTRIBUTION AGREEMENTDistribution Agreement • December 21st, 2023 • Direxion Funds • Delaware
FULFILLMENT SERVICING AGREEMENT This Agreement between Firstar Trust Company ("FTC"), a Wisconsin corporation, Rafferty Asset Management, LLC ("Rafferty"), a New York limited liability company, and the Potomac Funds (the "Fund"), a Massachusetts...Fulfillment Servicing Agreement • September 18th, 1997 • Potomac Funds • Wisconsin
SUBADVISORY AGREEMENTSubadvisory Agreement • August 3rd, 2011 • Northern Lights Fund Trust Ii • Delaware
THIS AGREEMENT is made and entered into as of the 17th day of May, 2011, by and between Advisors Preferred, LLC (the “Adviser”), a Maryland limited liability company registered under the Investment Advisers Act of 1940, as amended (the “Advisers Act”), and Hundredfold Advisors, LLC, a Virginia limited liability company organized under the laws of Virginia (the “Subadviser”) and also registered under the Advisers Act, with respect to Hundredfold Select Alternative Fund, Hundredfold Select Global Fund, Hundredfold Select Equity Fund (each a “Fund”, collectively the “Funds”), a series of the NORTHERN LIGHTS FUND TRUST II, a Delaware statutory trust (the “Trust”).
AMENDED AND RESTATED DIREXION FUNDS SUBADVISORY AGREEMENTSubadvisory Agreement • December 22nd, 2020 • Direxion Funds • Massachusetts
This Subadvisory Agreement (the “Agreement” amends and restates the Subadvisory Agreement dated July 21, 2014 (the “Effective Date”), between Rafferty Asset Management, LLC, a New York limited liability company (the “Adviser”), and Hilton Capital Management, LLC (the “Subadviser”).
ADDENDUM TO THE DIREXION FUNDS FUND ADMINISTRATION SERVICING AGREEMENTFund Administration Servicing Agreement • October 31st, 2007 • Direxion Funds
THIS ADDENDUM, dated as of the 1st day of May, 2007, to the Fund Administration Servicing Agreement dated as of February 16, 2004, as amended, (the “Fund Administration Agreement”) is by and between Direxion Funds, a Massachusetts business trust, (the “Trust”) and U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company (“USBFS”).
CEROS FINANCIAL SERVICES INC DISTRIBUTION AGREEMENTDistribution Agreement • August 3rd, 2011 • Northern Lights Fund Trust Ii • Maryland
THIS AGREEMENT is by and between Hundredfold Select Alternative Fund, Hundredfold Select Global Fund and Hundredfold Select Equity Fund (each a “Fund” and collectively “the Funds”), each a series of Northern Lights Fund Trust II, a Delaware statutory trust (the “Trust”), and Ceros Financial Services Inc. (“Ceros”), a corporation organized and existing under the laws of the State of Massachusetts (the “Distributor”).
AMENDED AND RESTATED DIREXION FUNDS INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • December 22nd, 2020 • Direxion Funds • Massachusetts
This Investment Advisory Agreement (the “Agreement”) amends and restates the Investment Advisory Agreement dated September 22, 1997, between Direxion Funds (the “Trust”), a business trust organized under the laws of the Commonwealth of Massachusetts, and Rafferty Asset Management, LLC, a New York limited liability company (the “Adviser”).
Addendum to Firstar Servicing Agreements This Addendum to the Fund Administration Servicing Agreement dated August 31, 1997, and the Fund Accounting and Transfer Agent Servicing Agreements dated August 29, 1997, is entered into by and between Firstar...Fund Administration Servicing Agreement • November 30th, 1998 • Potomac Funds
This Addendum to the Fund Administration Servicing Agreement dated August 31, 1997, and the Fund Accounting and Transfer Agent Servicing Agreements dated August 29, 1997, is entered into by and between Firstar Mutual Fund Services, LLC and the Potomac Funds on this __________ day of November, 1998.
CONSULTING AGREEMENTConsulting Agreement • August 3rd, 2011 • Northern Lights Fund Trust Ii • New York
This Consulting Agreement (the “Agreement”) is effective May 17, 2011, between NORTHERN LIGHTS COMPLIANCE SERVICES, LLC, a Nebraska limited liability company located at 450 Wireless Boulevard, Hauppauge, NY 11788 (“NLCS”), and NORTHERN LIGHTS FUND TRUST II, a registered investment company organized as a Delaware business trust, located at 4020 South 147th Street, Omaha, NE 68137 (the "Trust"), on behalf of each portfolio series listed on the attached Appendix A, as may be amended from time to time (each a “Fund” and collectively “Funds”).
FUND ACCOUNTING SERVICING AGREEMENTFund Accounting Servicing Agreement • June 28th, 2005 • Potomac Funds • Wisconsin
THIS AGREEMENT is made and entered into as of this 16 day of February, 2004, by and between Potomac Funds, a Massachusetts business trust (the “Trust”) and U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company (“USBFS”).
OPERATING SERVICES AGREEMENT DIREXION FUNDSOperating Services Agreement • October 10th, 2014 • Direxion Funds • New York
This Agreement is made and entered into as of the 8th of July 2014, by and between Direxion Funds, organized under the laws of the Commonwealth of Massachusetts (the “Trust”), on behalf of Direxion Hilton Yield Plus Fund, a series of the Trust (the “Fund”), and Rafferty Asset Management, LLC, a limited liability company (hereinafter referred to as the “Advisor”).
CUSTODY AGREEMENTCustody Agreement • June 28th, 2005 • Potomac Funds • Ohio
THIS AGREEMENT is made and entered into as of this 16 day of February, 2004, by and between Potomac Funds, a Massachusetts business trust (the “Trust”) and U.S. Bank National Association, a national banking association (the “Custodian”).
APPENDIX A Amended and Restated Operating Expense Limitation Agreement Direxion FundsOperating Expense Limitation Agreement • December 22nd, 2020 • Direxion Funds
Rafferty Asset Management, LLC (“RAM”) has contractually agreed to cap all or a portion of its management fee and/or reimburse each Fund listed below for Other Expenses through September 1, 2022, to the extent that a Fund’s Total Annual Fund Operating Expenses exceeds a Fund’s daily net assets as listed below.
DIREXION FUNDS AMENDMENT TO THE FUND ADMINISTRATION SERVICING AGREEMENTFund Administration Servicing Agreement • February 27th, 2009 • Direxion Funds
THIS AMENDMENT, dated as of the 23rd day of December, 2008, to the Fund Administration Servicing Agreement dated as of February 16, 2004, as amended, (the “Fund Administration Agreement”) is entered into by and between Direxion Funds, a Massachusetts business trust, (the “Trust”) and U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company (“USBFS”).
DIREXION FUNDS SIXTH AMENDMENT TO THE FUND ADMINISTRATION SERVICING AGREEMENTFund Administration Servicing Agreement • December 22nd, 2020 • Direxion Funds
THIS SIXTH AMENDMENT, effective as of May 1, 2018, to the Fund Administration Servicing Agreement dated as of February 24, 2010, as amended (the “Agreement”), is entered into by and among DIREXION FUNDS, a Massachusetts business trust, (the “Trust”), and U.S. BANCORP FUND SERVICES LLC, a Wisconsin limited liability company (“USBFS” and together with the Trust, the “Parties”).
APPENDIX A Amended and Restated Operating Expense Limitation Agreement Direxion FundsOperating Expense Limitation Agreement • December 23rd, 2022 • Direxion Funds
Rafferty Asset Management, LLC (“RAM”) has contractually agreed to cap all or a portion of its management fee and/or reimburse each Fund listed below for Other Expenses through September 1, 2024, to the extent that a Fund’s Total Annual Fund Operating Expenses exceeds a Fund’s daily net assets as listed below.
Exhibit A to the Transfer Agent Servicing Agreement Fund Names Separate Series of Potomac FundsTransfer Agent Servicing Agreement • October 17th, 2005 • Potomac Funds
APPENDIX A Amended and Restated Operating Expense Limitation Agreement Direxion Funds – Hilton Tactical Income FundOperating Expense Limitation Agreement • December 21st, 2023 • Direxion Funds
Rafferty Asset Management, LLC (“RAM”) has contractually agreed to waive all or a portion of its management fee and/or reimburse the Hilton Tactical Income Fund (the “Fund”) for Other Expenses or will cause Hilton Capital Management, LLC to waive all or a portion of its subadvisory fee and/or reimburse the Fund for Other Expenses through September 1, 2025 or for as long as RAM serves as the investment adviser for the Fund, whichever is longer, to the extent that the Fund’s Total Annual Fund Operating Expenses exceed the rate, expressed as a percentage of the Fund’s average daily net assets, listed below.
NOVATION OF AMENDED AND RESTATED OPERATING EXPENSE LIMITATION AGREEMENT DIREXION FUNDSOperating Expense Limitation Agreement • December 21st, 2023 • Direxion Funds
This Novation of the Amended and Restated Operating Expense Limitation Agreement (as defined below) (“Novation”) is entered into as of June 1, 2023, by and among Rafferty Asset Management, LLC, a New York limited liability company (“New York LLC”), Rafferty Asset Management, LLC, a Delaware limited liability company (“Delaware LLC”), and Direxion Funds, a business trust organized under the laws of the Commonwealth of Massachusetts (the “Trust”), on behalf of all series of the Trust, whether now existing or hereafter established that are subject to the Agreement (as defined below) (hereinafter, “Series” shall refer to each Series which is subject to this Novation).
to the Fulfillment Servicing Agreement Fund NamesFulfillment Servicing Agreement • January 13th, 2006 • Potomac Funds
