ESCROW AGREEMENTEscrow Agreement • February 17th, 1998 • Chapman Holdings Inc • Security brokers, dealers & flotation companies • Missouri
Exhibit 10.5 DISTRIBUTION AGREEMENT THE CHAPMAN FUNDS, INC. The World Trade Center-Baltimore 401 East Pratt Street Suite 2800 Baltimore, Maryland 21202Distribution Agreement • December 30th, 1997 • Chapman Holdings Inc • Maryland
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • February 17th, 1998 • Chapman Holdings Inc • Security brokers, dealers & flotation companies • Maryland
Exhibit 10.3 FULLY DISCLOSED CLEARING AGREEMENT This Fully Disclosed Clearing Agreement between RPR Clearing Services ("RPRCS"), a division of Rauscher Pierce Refsnes, Inc. ("RPR"), a Delaware corporation, with its principal place of business at 515...Fully Disclosed Clearing Agreement • December 30th, 1997 • Chapman Holdings Inc • New York
AGREEMENTExpense Allocation Agreement • May 18th, 1999 • Chapman Holdings Inc • Security brokers, dealers & flotation companies • Maryland
Exhibit 10.7 EQUIPMENT LEASE AGREEMENT THIS EQUIPMENT LEASE AGREEMENT ("this Agreement"), effective as of October 1, 1993, is made between CHAPMAN LIMITED PARTNERSHIP I, a Maryland limited partnership ("Lessor"), and THE CHAPMAN CO., a Maryland...Equipment Lease Agreement • December 30th, 1997 • Chapman Holdings Inc • Maryland
EQUIPMENT LEASE AGREEMENT THIS EQUIPMENT LEASE AGREEMENT ("this Agreement"), effective as of October 1, 1993, is made between CHAPMAN LIMITED PARTNERSHIP I, a Maryland limited partnership ("Lessor"), and THE CHAPMAN CO., a Maryland corporation ("Lessee"). In consideration of the mutual covenants, terms and conditions contained herein, the parties hereto, intending to be legally bound, covenant and agree as follows: 1. LEASE. Lessor hereby agrees to lease to Lessee, and Lessee hereby agrees to lease and hire from Lessor, the equipment listed and described on Schedule A attached hereto, together with all components, parts, additions, accessories, and attachments incorporated therein (all such property hereinafter collectively referred to as the "Equipment"), upon the terms and conditions set forth herein. 2. TERM. The term of this Lease (the "Term") shall begin on , 1993, and shall expire on the first anniversary unless sooner terminated as set forth herein. The Lessee may renew the Leas
Nathan A. Chapman, Jr. The World Trade Center--Baltimore 28th Floor 401 East Pratt Street Baltimore, MD 21201Corporate Separation Lock-Up Agreement • February 17th, 1998 • Chapman Holdings Inc • Security brokers, dealers & flotation companies • Maryland
In connection with efforts to raise capital for the business operations of The Chapman Co., a Maryland corporation ("CCO") and Chapman Capital Management, Inc., a Washington, DC corporation ("CCM"): (i) CCO and its parent, Chapman Holdings, Inc., a Maryland corporation ("CHI") entered into a merger transaction (the "Merger") effective December 29, 1997, pursuant to a plan of merger (the "Plan") and articles of merger approved by the Board of Directors and stockholders of CHI whereby the former stockholders of CCO became stockholders of CHI and CCO became a wholly-owned subsidiary of CHI; (ii) effective January 8, 1998, CCO transferred the outstanding shares of its wholly-owned subsidiaries CCM and The Chapman Insurance Agency Incorporated, a Maryland corporation ("CIA") to two newly-formed, wholly-owned Maryland corporation subsidiaries of CCO, Chapman Capital Holdings, Inc. ("CCH") and Chapman Insurance Holdings, Inc. ("CIH"); (iii) CHI currently intends to undertake an initial public
OFFully Disclosed Clearing Agreement • November 16th, 1999 • Chapman Holdings Inc • Security brokers, dealers & flotation companies • New York
Exhibit 10.6 DISTRIBUTION AGREEMENT THE CHAPMAN FUNDS, INC. DOMESTIC EMERGING MARKETS EQUITY FUND The World Trade Center-Baltimore 28th Floor 401 East Pratt Street Baltimore, Maryland 21202Distribution Agreement • December 30th, 1997 • Chapman Holdings Inc
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • December 30th, 1997 • Chapman Holdings Inc • Maryland
FBW Letterhead] Exhibit 1.2 ___________, 1998Agreement to Act as Qualified Independent Underwriter • February 17th, 1998 • Chapman Holdings Inc • Security brokers, dealers & flotation companies • Maryland
LICENSE AGREEMENTLicense Agreement • December 30th, 1997 • Chapman Holdings Inc • Maryland
