AmongTransfer Agency and Service Agreement • September 24th, 2002 • Nuveen Connecticut Dividend Advantage Municipal Fund 3 • Massachusetts
WITNESSETH ----------Investment Management Agreement • August 22nd, 2002 • Nuveen Connecticut Dividend Advantage Municipal Fund 3
December 14, 1993Broker-Dealer Agreement • November 6th, 2002 • Nuveen Connecticut Dividend Advantage Municipal Fund 3 • New York
UNDERWRITING AGREEMENTUnderwriting Agreement • September 24th, 2002 • Nuveen Connecticut Dividend Advantage Municipal Fund 3 • New York
WITNESSETH ----------Expense Reimbursement Agreement • August 22nd, 2002 • Nuveen Connecticut Dividend Advantage Municipal Fund 3
UNDERWRITING AGREEMENTUnderwriting Agreement • February 3rd, 2010 • Nuveen Connecticut Dividend Advantage Municipal Fund 3 • New York
WITNESSETH:Subscription Agreement • September 24th, 2002 • Nuveen Connecticut Dividend Advantage Municipal Fund 3
NUVEEN CONNECTICUT DIVIDEND ADVANTAGE MUNICIPAL FUND 3 RENEWAL OF INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • December 4th, 2009 • Nuveen Connecticut Dividend Advantage Municipal Fund 3
This Agreement made this 31st day of July 2008 by and between Nuveen Connecticut Dividend Advantage Municipal Fund 3, a Massachusetts business trust (the “Fund”), and Nuveen Asset Management, a Delaware corporation (the “Adviser”), to be effective August 1, 2008.
INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • December 4th, 2009 • Nuveen Connecticut Dividend Advantage Municipal Fund 3
AGREEMENT made this 13th day of November 2007, by and between Nuveen Connecticut Dividend Advantage Municipal Fund 3, a Massachusetts business trust (the “Fund”), and NUVEEN ASSET MANAGEMENT, a Delaware corporation (the “Adviser”).
AMENDMENT To Transfer Agency and Service Agreement Between Each of the Nuveen Closed-End Investment Companies Listed on Exhibit A And State Street Bank and Trust CompanyTransfer Agency and Service Agreement • December 4th, 2009 • Nuveen Connecticut Dividend Advantage Municipal Fund 3
This Amendment is made as of this 14th day of October 2009, between each of the Nuveen Closed-End Investment Companies Listed on Exhibit A to the Agreement (defined below) (collectively, the “Fund”) and State Street Bank and Trust Company (the “Transfer Agent”). In accordance with Section 16.1 (Amendment) of the Transfer Agency and Service Agreement between the Fund and the Transfer Agent dated October 7, 2002, as amended, (the “Agreement”), the parties desire to amend the Agreement as set forth herein.
NUVEEN CONNECTICUT DIVIDEND ADVANTAGE MUNICIPAL FUND 3 RENEWAL OF INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • December 4th, 2009 • Nuveen Connecticut Dividend Advantage Municipal Fund 3
This Agreement made this 28th day of May 2009 by and between Nuveen Connecticut Dividend Advantage Municipal Fund 3, a Massachusetts business trust (the “Fund”), and Nuveen Asset Management, a Delaware corporation (the “Adviser”);
Form N-SAR, Sub-Item 77q1(e) Any new or amended investment advisory contracts Nuveen Connecticut Dividend Advantage Municipal Fund 3 333-92286 811-21154 We hereby incorporate by reference the form of the new Investment Management Agreement filed in...Investment Management Agreement • January 29th, 2008 • Nuveen Connecticut Dividend Advantage Municipal Fund 3
We hereby incorporate by reference the form of the new Investment Management Agreement filed in Proxy materials in the SEC filing on August 22, 2007, under Conformed Submission Type DEF 14A, accession number 0000950137-07-012796.
Form N-SAR, Sub-Item 77q1(e) Any new or amended investment advisory contracts Nuveen Connecticut Dividend Advantage Municipal Fund 3 We hereby incorporate by reference a new Sub- Advisory Agreement for the above-referenced fund, filed as Exhibit 99G.5...Sub-Advisory Agreement • August 1st, 2011 • Nuveen Connecticut Dividend Advantage Municipal Fund 3
We hereby incorporate by reference a new Sub- Advisory Agreement for the above-referenced fund, filed as Exhibit 99G.5 to Conformed Submission Type N-2A, accession number 0001193125-11- 074441, on March 23, 2011 for NUVEEN CALIFORNIA DIVIDEND ADVANTAGE MUNICIPAL FUND 2.
