INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • November 25th, 2002 • Alpine Income Trust
DISTRIBUTION AGREEMENT THIS AGREEMENT is made and entered into as of this 22nd day of September, 2003, by and among Alpine Income Trust, a Delaware statutory trust (the "Trust"), Alpine Management & Research, LLC, a Delaware limited liability company...Distribution Agreement • November 6th, 2003 • Alpine Income Trust • Wisconsin
DEFINITIONSCustody Agreement • November 25th, 2002 • Alpine Income Trust • Minnesota
WITNESSETH:Administration Agreement • November 25th, 2002 • Alpine Income Trust • New York
RECITALSDealer Agreement • November 25th, 2002 • Alpine Income Trust • New York
FUND ACCOUNTING SERVICING AGREEMENT THIS AGREEMENT is made and entered into as of this 22nd day of September, 2003, by and between Alpine Income Trust, a Delaware statutory trust (the "Trust") and U.S. Bancorp Fund Services, LLC, a Wisconsin limited...Fund Accounting Servicing Agreement • November 6th, 2003 • Alpine Income Trust • Wisconsin
MASTER CUSTODIAN AGREEMENTMaster Custodian Agreement • February 28th, 2011 • Alpine Income Trust • Massachusetts
This Agreement is made as of November 18, 2010 by and among each management investment company identified on Appendix A hereto (each such investment company and each management investment company made subject to this Agreement in accordance with Section 18.5 below, shall hereinafter be referred to as (a “Fund”), and State Street Bank and Trust Company, a Massachusetts trust company (the “Custodian”).
TRANSFER AGENT SERVICING AGREEMENT THIS AGREEMENT is made and entered into as of this 22nd day of September, 2003, by and between Alpine Income Trust, a Delaware statutory trust (the "Trust") and U.S. Bancorp Fund Services, LLC, a Wisconsin limited...Transfer Agent Servicing Agreement • November 6th, 2003 • Alpine Income Trust • Wisconsin
FUND ADMINISTRATION SERVICING AGREEMENT THIS AGREEMENT is made and entered into as of this 22nd day of September, 2003, by and between Alpine Income Trust, a Delaware statutory trust (the "Trust") and U.S. Bancorp Fund Services, LLC, a Wisconsin...Fund Administration Servicing Agreement • November 6th, 2003 • Alpine Income Trust • Wisconsin
FUND ACCOUNTING SERVICING AGREEMENTFund Accounting Servicing Agreement • December 29th, 2009 • Alpine Income Trust • Wisconsin
THIS AGREEMENT is made and entered into this 13th day of April, 2006, by and between ALPINE INCOME TRUST, a Delaware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
ALPINE MUNICIPAL MONEY MARKET FUND EXPENSE LIMITATION AND REIMBURSEMENT AGREEMENT AGREEMENT made ___ the day of ________, 2002 by and between Alpine Income Trust (the "Trust"), on behalf of its portfolio known as Alpine Municipal Money Market Fund...Expense Limitation and Reimbursement Agreement • November 25th, 2002 • Alpine Income Trust • New York
FORM OF SUBADVISORY AGREEMENTSubadvisory Agreement • March 9th, 2018 • Aberdeen Funds • Delaware
THIS AGREEMENT is made and entered into as of the day of , 2018 by and among ABERDEEN FUNDS (the “Trust”), a Delaware statutory trust, ABERDEEN ASSET MANAGEMENT INC. (the “Adviser”) a Delaware corporation registered under the Investment Advisers Act of 1940, as amended (the “Advisers Act”), and ABERDEEN ASSET MANAGERS LIMITED, a United Kingdom corporation (the “Subadviser”), and also registered under the Advisers Act.
PROSPECT SERVICING AGREEMENT THIS AGREEMENT is made and entered into as of this 22nd day of September 22, 2003, by and among Alpine Income Trust, a Delaware statutory trust (the "Trust"), Alpine Management & Research, LLC, a Delaware limited liability...Prospect Servicing Agreement • November 6th, 2003 • Alpine Income Trust • Wisconsin
ALPINE INCOME TRUST EXPENSE LIMITATION AND REIMBURSEMENT AGREEMENTExpense Limitation and Reimbursement Agreement • February 28th, 2017 • Alpine Income Trust • Delaware
AGREEMENT made as of February 28, 2017, by and between Alpine Income Trust (the "Trust"), on behalf of the series listed on Schedule A (the “Fund”), and Alpine Woods Capital Investors, LLC (the "Adviser"):
ADMINISTRATION AGREEMENTAdministration Agreement • February 28th, 2011 • Alpine Income Trust • Massachusetts
This Administration Agreement (“Agreement”) dated and effective as of November 18, 2010, is by and between State Street Bank and Trust Company, a Massachusetts trust company (the “Administrator”), and each management investment company identified on Schedule A hereto (each, a “Trust” and collectively, the “Trusts”).
ALPINE INCOME TRUST FORM OF ADMINISTRATION AGREEMENT AMENDMENT NO. 1Administration Agreement • February 28th, 2011 • Alpine Income Trust
THIS AMENDMENT dated as of December ____, 2010, to the Administration Agreement, dated as of November 18, 2010 (the “Agreement”), is entered into by and among each management investment company identified on Schedule A (each a “Trust”), and State Street and Trust Company, a Massachusetts trust company (the “Administrator”).
ALPINE TRUST TRANSFER AGENCY AND SERVICE AGREEMENT AMENDMENT NO. 1Transfer Agency and Service Agreement • February 28th, 2011 • Alpine Income Trust
THIS AMENDMENT dated as of December ____, 2010, to the Transfer Agency and Service Agreement, dated as of December 8, 2010 (the “Agreement”), is entered into by and among each management investment company identified on Schedule A (each a “Fund”), and Boston Financial Data Services, Inc., a corporation (the “Transfer Agent”).
FORM OF INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • March 9th, 2018 • Aberdeen Funds • Delaware
THIS AGREEMENT is made and entered into as of the day of , 2018 by and between ABERDEEN FUNDS (the “Trust”), a Delaware statutory trust, and ABERDEEN ASSET MANAGEMENT INC. (the “Adviser”), a Delaware corporation registered under the Investment Advisers Act of 1940, as amended (the “Advisers Act”).
FORM OF ABERDEEN FUNDS EXPENSE LIMITATION AND REIMBURSEMENT AGREEMENTExpense Limitation and Reimbursement Agreement • March 9th, 2018 • Aberdeen Funds • Delaware
AGREEMENT made as of , 2018 by and between Aberdeen Funds (the “Trust”), on behalf of the series listed on Schedule A (individually a “Fund” and collectively the “Funds”), and Aberdeen Asset Management Inc. (the “Adviser”):
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • May 30th, 2013 • Alpine Income Trust • Delaware
INVESTMENT ADVISORY AGREEMENT (the “Agreement’), dated as of December 19, 2012, between Alpine Income Trust, a Delaware statutory trust (the “Trust”), on behalf of Alpine High Yield Managed Duration Municipal Fund (the “Fund”), and Alpine Woods Capital Investors, LLC, a Delaware limited liability company (the “Adviser”).
FORM OF TRANSFER AGENCY AND SERVICE AGREEMENT BETWEEN EACH OF THE ENTITIES, INDIVIDUALLY AND NOT JOINTLY, AS LISTED ON SCHEDULE A AND BOSTON FINANCIAL DATA SERVICES, INC.Transfer Agency and Service Agreement • February 28th, 2011 • Alpine Income Trust • Massachusetts
THIS AGREEMENT made as of the 8th day of December 2010, by and between EACH OF THE ENTITIES, INDIVIDUALLY AND NOT JOINTLY, as listed on Schedule A, having their principal office and place of business at 2500 Westchester Avenue, STE. 215, Purchase, NY 10577 (collectively, the “Funds” and individually, the “Fund”) and BOSTON FINANCIAL DATA SERVICES, INC., a Massachusetts corporation having its principal office and place of business at 2000 Crown Colony Drive, Quincy, Massachusetts 02169 (the “Transfer Agent”).
FORM OF DISTRIBUTION AGREEMENTDistribution Agreement • February 28th, 2011 • Alpine Income Trust • Delaware
THIS AGREEMENT is made and entered into as of this ____ day of December, 2010, by and between ALPINE EQUITY TRUST, a Delaware statutory trust, ALPINE INCOME TRUST, a Delaware statutory trust, and ALPINE SERIES TRUST (collectively, the “Trusts”) and QUASAR DISTRIBUTORS, LLC, a Delaware limited liability company (the “Distributor”). ALPINE WOODS CAPITAL INVESTORS, LLC, the investment advisor to the Trusts (the “Advisor”), is a party hereto with respect to Section 5 only.
Execution Version BNPP NY Lending AgreementBNPP Ny Lending Agreement • February 28th, 2011 • Alpine Income Trust • New York
This BNPP NY Lending Agreement (including all terms, schedules, supplements and exhibits attached hereto, this “Agreement”) is entered into between the customer specified below (“Customer”) and BNP Paribas, acting through its New York Branch (“BNPP NY”) on behalf of itself and as agent for the BNPP Entities (as defined in the Account Agreement attached as Exhibit A hereto). The Agreement sets forth the terms and conditions on which BNPP NY will transact business with Customer. Customer and BNPP NY, on behalf of itself and as agent for the BNPP Entities, have also entered into the Account Agreement.
AGREEMENT OF THE JOINT INSUREDSJoint Insured Agreement • March 31st, 2010 • Alpine Income Trust • New York
THIS AGREEMENT dated March 24, 2010, is hereby entered into by and among Alpine Equity Trust, Alpine Global Dynamic Dividend Fund, Alpine Global Premier Properties Fund, Alpine Income Trust, Alpine Series Trust and Alpine Total Dynamic Dividend Fund (hereinafter referred to singularly as the “Trust” or collectively as the “Trusts”) (the Trusts are sometimes referred to individually herein as the “Insured Party” or collectively the “Insured Parties”).
AGREEMENT OF THE JOINT INSUREDSJoint Insured Agreement • March 30th, 2009 • Alpine Income Trust • New York
THIS AGREEMENT dated March 30, 2009, is hereby entered into by and among Alpine Equity Trust, Alpine Global Dynamic Dividend Fund, Alpine Global Premier Properties Fund, Alpine Income Trust, Alpine Series Trust and Alpine Total Dynamic Dividend Fund (hereinafter referred to singularly as the “Trust” or collectively as the “Trusts”) (the Trusts are sometimes referred to individually herein as the “Insured Party” or collectively the “Insured Parties”).
ALPINE INCOME TRUST ADDENDUM TO THE FUND ADMINISTRATION SERVICING AGREEMENTFund Administration Servicing Agreement • February 28th, 2008 • Alpine Income Trust
THIS ADDENDUM dated as of this 30th day of November, 2006, to the Fund Administration Servicing Agreement, dated as of September, 2003, as amended November 1, 2004 (the "Agreement"), is entered by and between Alpine Income Trust, a Delaware statutory trust (the "Trust") and U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company ("USBFS").
ContractDistribution Agreement • February 23rd, 2018 • Alpine Income Trust
THIS AMENDMENT (this “Amendment”), dated November 16th, 2016, to the Distribution Agreement, dated January 1, 2015 (the “Agreement”), is entered into by and between ALPINE EQUITY TRUST, ALPINE INCOME TRUST and ALPINE SERIES TRUST (collectively, the “Trusts”), QUASAR DISTRIBUTORS, LLC, a Delaware limited liability company (the “Distributor”), and ALPINE WOODS CAPITAL INVESTORS, LLC, the investment advisor to the Trusts (the “Advisor” and, together with the Trusts and the Distributor, the “Parties”).
ALPINE INCOME TRUST AMENDMENT NO. 1 TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • February 28th, 2008 • Alpine Income Trust
THIS AMENDMENT dated as of November 1, 2004 to the Transfer Agent Servicing Agreement dated as of the 22nd day of September, 2003 (the "Agreement"), by and between Alpine Income Trust, a business trust organized under the laws of the State of Delaware (the "Trust") and U.S. Bancorp Fund Services, LLC (USBFS), a Wisconsin limited liability company shall amend the Agreement as follows:
SPECIAL CUSTODY AND PLEDGE AGREEMENTSpecial Custody and Pledge Agreement • February 28th, 2011 • Alpine Income Trust • New York
AGREEMENT, (hereinafter “Agreement”) dated as of December 1, 2010 among State Street Bank and Trust Company, a Massachusetts trust company, in its capacity as custodian hereunder (“Custodian”), each series listed on Exhibit A attached hereto (each individually and not collectively, a “Fund”), and BNP Paribas, acting through its New York Branch (the “Counterparty”).
ALPINE INCOME TRUST AMENDMENT NO. 1 FUND ADMINISTRATION SERVICING AGREEMENTFund Administration Servicing Agreement • February 28th, 2008 • Alpine Income Trust
THIS AMENDMENT dated as of November 1, 2004 to the Fund Administration Servicing Agreement dated as of the 22nd day of September, 2003 (the "Agreement"), by and between Alpine Income Trust, a business trust organized under the laws of the State of Delaware (the "Trust") and U.S. Bancorp Fund Services, LLC (USBFS), a Wisconsin limited liability company shall amend the Agreement as follows:
TRANSFER AGENT AGREEMENT THIS AGREEMENT is made and entered into as of the ____ day of ________ 2002, by and between the Alpine Income Trust (the "Trust") on behalf of the investment portfolios of the Trust identified in Schedule A of this Agreement...Transfer Agent Agreement • November 25th, 2002 • Alpine Income Trust • New York
DISTRIBUTION AGREEMENTDistribution Agreement • February 23rd, 2018 • Alpine Income Trust • New York
THIS AGREEMENT is made and entered into as of this 1st day of January 2015, by and between ALPINE EQUITY TRUST, ALPINE INCOME TRUST and ALPINE SERIES TRUST (collectively, the “Trusts”) and QUASAR DISTRIBUTORS, LLC (the “Distributor”). ALPINE WOODS CAPITAL INVESTORS, LLC, the investment advisor to the Trusts (the “Advisor”), is a party hereto with respect to Section 5 only.
ALPINE TAX OPTIMIZED INCOME FUND EXPENSE LIMITATION AND REIMBURSEMENT AGREEMENT AGREEMENT made this 22nd the day of September, 2003 by and between Alpine Income Trust (the "Trust"), on behalf of its portfolio known as Alpine Tax Optimized Income Fund...Expense Limitation and Reimbursement Agreement • November 6th, 2003 • Alpine Income Trust • New York
ALPINE INCOME TRUST AMENDMENT NO. 2 TO THE TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • February 28th, 2008 • Alpine Income Trust
THIS AMENDMENT dated as of this 17th day of February, 2006, to the Transfer Agent Servicing Agreement, dated as of September 22, 2003, as amended November 1, 2004 (the “Agreement”), is entered by and between Alpine Income Trust, a Delaware business trust (the “Trust”) and U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company (“USBFS”).
AMENDMENT TO THE INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • February 28th, 2017 • Alpine Income Trust
This AMENDMENT dated as of April 1, 2016, to the INVESTMENT ADVISORY AGREEMENT made as of December 19, 2012 (the “Investment Advisory Agreement”) among ALPINE INCOME TRUST, a Delaware statutory trust (the “Trust”), on behalf of Alpine High Yield Managed Duration Municipal Fund (the “Fund”), and ALPINE WOODS CAPITAL INVESTORS, LLC, a Delaware limited liability company (the “Adviser”, all parties together, the “Parties”). Capitalized terms not defined herein have the meaning ascribed to those terms in the Investment Advisory Agreement.
