PRE-FUNDED COMMON STOCK PURCHASE WARRANT ACTINIUM PHARMACEUTICALS, INC.Actinium Pharmaceuticals, Inc. • June 18th, 2020 • Pharmaceutical preparations • New York
Company FiledJune 18th, 2020 Industry JurisdictionTHIS PRE-FUNDED COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _____________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date set forth above (the “Initial Exercise Date”) until this Warrant is exercised in full (the “Termination Date”) but not thereafter, to subscribe for and purchase from Actinium Pharmaceuticals, Inc., a Delaware corporation (the “Company”), up to ______ shares (as subject to adjustment hereunder, the “Warrant Shares”) of Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
ACTINIUM PHARMACEUTICALS, INC., ISSUER AND [TRUSTEE], TRUSTEEIndenture • April 10th, 2014 • Actinium Pharmaceuticals, Inc. • Blank checks • New York
Contract Type FiledApril 10th, 2014 Company Industry JurisdictionINDENTURE, dated as of [·], 20__, among ACTINIUM PHARMACEUTICALS, INC., a Delaware corporation (the "Company"), and [TRUSTEE], as trustee (the "Trustee"):
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • June 18th, 2020 • Actinium Pharmaceuticals, Inc. • Pharmaceutical preparations • New York
Contract Type FiledJune 18th, 2020 Company Industry JurisdictionThis Securities Purchase Agreement (this “Agreement”) is dated as of June 16, 2020, between Actinium Pharmaceuticals, Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”).
Amended and Restated Capital on Demand™ Sales AgreementActinium Pharmaceuticals, Inc. • June 29th, 2022 • Pharmaceutical preparations • New York
Company FiledJune 29th, 2022 Industry Jurisdiction
ACTINIUM PHARMACEUTICALS, INC. Common Stock (par value $0.001 per share) Amended and Restated At Market Issuance Sales AgreementSales Agreement • March 15th, 2019 • Actinium Pharmaceuticals, Inc. • Pharmaceutical preparations • New York
Contract Type FiledMarch 15th, 2019 Company Industry Jurisdiction
ACTINIUM PHARMACEUTICALS, INC. AND __________________, AS WARRANT AGENT FORM OF COMMON STOCK WARRANT AGREEMENT DATED AS OF _________________Common Stock Warrant Agreement • April 10th, 2014 • Actinium Pharmaceuticals, Inc. • Blank checks • New York
Contract Type FiledApril 10th, 2014 Company Industry JurisdictionTHIS COMMON STOCK WARRANT AGREEMENT (this "Agreement"), dated as of [•], between ACTINIUM PHARMACEUTICALS, INC., a Delaware corporation (the "Company") and [•], a [corporation] [national banking association] organized and existing under the laws of [•] and having a corporate trust office in [•], as warrant agent (the "Warrant Agent").
Actinium Pharmaceuticals, Inc. and Action Stock Transfer Corporation, as Warrant Agent Warrant Agency Agreement Dated as of [ ] WARRANT AGENCY AGREEMENTWarrant Agency Agreement • February 15th, 2018 • Actinium Pharmaceuticals, Inc. • Pharmaceutical preparations • New York
Contract Type FiledFebruary 15th, 2018 Company Industry JurisdictionWARRANT AGENCY AGREEMENT, dated as of [ ] (“Agreement”), between Actinium Pharmaceuticals, Inc., a Delaware corporation (the “Company”), and Action Stock Transfer Corporation (the “Warrant Agent”).
ACTINIUM PHARMACEUTICALS, INC. AND ___________, AS WARRANT AGENT FORM OF PREFERRED STOCK WARRANT AGREEMENT DATED AS OF ___________Preferred Stock Warrant Agreement • April 10th, 2014 • Actinium Pharmaceuticals, Inc. • Blank checks • New York
Contract Type FiledApril 10th, 2014 Company Industry JurisdictionTHIS PREFERRED STOCK WARRANT AGREEMENT (this "Agreement"), dated as of [•], between ACTINIUM PHARMACEUTICALS, INC., a Delaware corporation (the "Company") and [•], a [corporation] [national banking association] organized and existing under the laws of [•] and having a corporate trust office in [•], as warrant agent (the "Warrant Agent").
PURCHASE AGREEMENTPurchase Agreement • October 18th, 2018 • Actinium Pharmaceuticals, Inc. • Pharmaceutical preparations • Illinois
Contract Type FiledOctober 18th, 2018 Company Industry JurisdictionTHIS PURCHASE AGREEMENT (the “Agreement”), dated as of October 18, 2018 (the “Execution Date”), is entered into by and between ACTINIUM PHARMACEUTICALS, INC., a Delaware corporation (the “Company”), and LINCOLN PARK CAPITAL FUND, LLC, an Illinois limited liability company (the “Investor”). Capitalized terms used herein and not otherwise defined herein are defined in Section 1 hereof.
FORM OF WARRANT] ACTINIUM PHARMACEUTICALS, INC. Warrant To Purchase Common StockActinium Pharmaceuticals, Inc. • July 28th, 2017 • Pharmaceutical preparations • New York
Company FiledJuly 28th, 2017 Industry JurisdictionActinium Pharmaceuticals, Inc., a company organized under the laws of Delaware (the “Company”), hereby certifies that, for good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, [HOLDER], the registered holder hereof or its permitted assigns (the “Holder”), is entitled, subject to the terms set forth below, to purchase from the Company, at the Exercise Price (as defined below) then in effect, at any time or times on or after August [ ], 2017 (the “Initial Exercisability Date”), but not after 11:59 p.m., New York time, on the Expiration Date, (as defined below), ______________ (_____________)1 fully paid non-assessable shares of Common Stock (as defined below), subject to adjustment as provided herein (the “Warrant Shares”). Except as otherwise defined herein, capitalized terms in this Warrant to Purchase Common Stock (including any Warrants to Purchase Common Stock issued in exchange, transfer or replacement hereof, this “Warrant”), shall have th
ACTINIUM PHARMACEUTICALS, INC. AND ___________, AS WARRANT AGENT FORM OF DEBT SECURITIES WARRANT AGREEMENT DATED AS OF ___________Securities Warrant Agreement • April 10th, 2014 • Actinium Pharmaceuticals, Inc. • Blank checks • New York
Contract Type FiledApril 10th, 2014 Company Industry JurisdictionTHIS DEBT SECURITIES WARRANT AGREEMENT (this "Agreement"), dated as of [•], between ACTINIUM PHARMACEUTICALS, INC., a Delaware corporation (the "Company") and [•], a [corporation] [national banking association] organized and existing under the laws of [•] and having a corporate trust office in [•], as warrant agent (the "Warrant Agent").
ACTINIUM PHARMACEUTICALS, INC.Dealer-Manager Agreement • February 15th, 2018 • Actinium Pharmaceuticals, Inc. • Pharmaceutical preparations • New York
Contract Type FiledFebruary 15th, 2018 Company Industry JurisdictionThe following (this “Agreement”) will confirm our agreement relating to the proposed rights offering (the “Rights Offering”) to be undertaken by Actinium Pharmaceuticals, Inc., a Delaware corporation (the “Company”), pursuant to which the Company will distribute to holders of record of its common stock, par value $0.001 per share (the “Common Stock”) and to holders of certain of its outstanding warrants to purchase approximately 21,608,333 shares of Common Stock, issued on August 2, 2017 and February 11, 2015 (the “Participating Warrants”), who are entitled to participate in such offering pursuant to the terms of such warrants, subscription rights (the “Rights”) to subscribe for up to an aggregate of 35,714,285 units (the “Units”), each Unit consisting of (i) one share of Common Stock (the “Rights Shares”), (ii) 0.25 Series A Warrants (the “Series A Warrants”), with each whole Series A Warrant representing the right to purchase one share of Common Stock at an exercise price of $0.90 pe
Common Stock, par value $0.001 per share Warrants to Purchase Shares of Common Stock Underwriting AgreementUnderwriting Agreement • February 6th, 2015 • Actinium Pharmaceuticals, Inc. • Pharmaceutical preparations • New York
Contract Type FiledFebruary 6th, 2015 Company Industry JurisdictionNotwithstanding the foregoing, and subject to the conditions below, the undersigned may transfer the Lock-Up Securities without the prior written consent of the Representative, provided that (1) the Representative receives a signed lock-up agreement for the balance of the lockup period from each donee, trustee, distributee, or transferee, as the case may be, (2) any such transfer shall not involve a disposition for value, (3) such transfers are not required to be reported with the Securities and Exchange Commission in accordance with the Securities Exchange Act of 1934, as amended the (“Exchange Act”) under Section 16 or otherwise, and (4) neither the undersigned nor any donee, trustee, distributee or transferee, as the case may be, otherwise voluntarily effects any public filing or report or other public notice regarding such transfers:
REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • October 18th, 2018 • Actinium Pharmaceuticals, Inc. • Pharmaceutical preparations • Illinois
Contract Type FiledOctober 18th, 2018 Company Industry JurisdictionTHIS REGISTRATION RIGHTS AGREEMENT (this “Agreement”), dated as of October 18, 2018, is entered into by and between ACTINIUM PHARMACEUTICALS, INC., a Delaware corporation (the “Company”), and LINCOLN PARK CAPITAL FUND, LLC, an Illinois limited liability company (together with its permitted assigns, the “Investor”). Capitalized terms used herein and not otherwise defined herein shall have the respective meanings set forth in the Purchase Agreement by and between the parties hereto, dated as of the date hereof (as amended, restated, supplemented or otherwise modified from time to time, the “Purchase Agreement”).
ACTINIUM PHARMACEUTICALS, INC. Common Stock (par value $0.001 per share) At Market Issuance Sales AgreementActinium Pharmaceuticals, Inc. • March 16th, 2017 • Pharmaceutical preparations • New York
Company FiledMarch 16th, 2017 Industry Jurisdiction
Actinium Pharmaceuticals, Inc. 21,500,000 Shares of Common Stock and Warrants to Purchase up to 18,275,000 Shares of Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • July 28th, 2017 • Actinium Pharmaceuticals, Inc. • Pharmaceutical preparations • New York
Contract Type FiledJuly 28th, 2017 Company Industry JurisdictionActinium Pharmaceuticals, Inc., a Delaware corporation (the “Company”) proposes, subject to the terms and conditions contained herein, to sell to you and the other underwriters named on Schedule I to this Agreement (the “Underwriters”), for whom you are acting as Representative (the “Representative”), an aggregate of (i) 21,500,000 shares (the “Shares”) of the Company’s common stock, $0.001 par value per share (the “Common Stock”), and (ii) warrants (the “Warrants”) to purchase up to an aggregate of 18,275,000 shares of Common Stock (the “Warrant Shares”). Each Share is being sold together with .85 of a Warrant to purchase one Warrant Share. The Shares, the Warrants and the Warrant Shares are collectively referred to as the “Securities”. The Shares and the Warrants will be issued separately, but will be purchased together in the offering. The respective amounts of the Securities to be purchased by each of the several Underwriters are set forth opposite their names on Schedule I hereto.
COMMON STOCK PURCHASE WARRANT ACTINIUM PHARMACEUTICALS, INC.Actinium Pharmaceuticals, Inc. • January 31st, 2014 • Blank checks
Company FiledJanuary 31st, 2014 IndustryTHIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _____________ (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) and on or prior to the close of business on the five year anniversary of the Initial Exercise Date (the “Termination Date”) but not thereafter, to subscribe for and purchase from Actinium Pharmaceuticals, Inc., a Delaware corporation (the “Company”), up to ______ shares (the “Warrant Shares”) of Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
INDEMNIFICATION AGREEMENTIndemnification Agreement • May 1st, 2018 • Actinium Pharmaceuticals, Inc. • Pharmaceutical preparations • Delaware
Contract Type FiledMay 1st, 2018 Company Industry JurisdictionTHIS INDEMNIFICATION AGREEMENT (this “Agreement”) is made and entered into and effective on the date set forth below, by and between Actinium Pharmaceuticals, Inc., a Delaware corporation (the “Corporation”), and Jeffrey W. Chell (“Indemnitee”).
SHARE EXCHANGE AGREEMENT BY AND AMONG ACTINIUM PHARMACEUTICALS, INC. AND ACTINIUM CORPORATION AND THE SHAREHOLDERS OF ACTINIUM CORPORATION Dated as of: August 22, 2013Share Exchange Agreement • August 22nd, 2013 • Actinium Pharmaceuticals, Inc. • Blank checks • New York
Contract Type FiledAugust 22nd, 2013 Company Industry JurisdictionAcquiree Shareholder Total Acquiree Options and Warrants Held Prior to the Closing Acquiror Options and Warrants to be Issued at the Closing Total
UNIT PURCHASE AGREEMENTUnit Purchase Agreement • January 31st, 2014 • Actinium Pharmaceuticals, Inc. • Blank checks • New York
Contract Type FiledJanuary 31st, 2014 Company Industry JurisdictionUNIT PURCHASE AGREEMENT (this “Agreement”) made as of the date set forth on the signature page hereof between Actinium Pharmaceuticals, Inc., a Delaware corporation (the “Company”), and the subscriber(s) identified on Exhibit A annexed hereto (the “Subscriber”).
Actinium Pharmaceuticals, Inc. Common Stock, par value $0.001 per share, and Pre-Funded Warrants to Purchase Common Stock Underwriting AgreementActinium Pharmaceuticals, Inc. • April 24th, 2020 • Pharmaceutical preparations • New York
Company FiledApril 24th, 2020 Industry JurisdictionActinium Pharmaceuticals, Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the Underwriters named in Schedule I hereto (the “Underwriters”), for whom H.C. Wainwright & Co., LLC is acting as representative (the “Representative” or “you”), (A) an aggregate of (i) 100,833,333 shares (the “Firm Shares”) of common stock, par value $0.001 per share (the “Common Stock”) of the Company and (ii) pre-funded warrants to purchase up to 82,500,001 shares of Common Stock in the form set forth on Exhibit A (the “Warrants” and, together with the Firm Shares, the “Firm Securities”), and (B) subject to the option described in Sections 2 and 4 hereof granted by the Company to the Underwriters, all or any part of 27,500,000 additional shares of Common Stock to cover over-allotments, if any (the “Option Shares” and, together with the Firm Shares, the “Shares”). The shares of Common Stock underlying the Warrants are herein called
August 8, 2018Actinium Pharmaceuticals, Inc. • August 9th, 2018 • Pharmaceutical preparations • New York
Company FiledAugust 9th, 2018 Industry JurisdictionOn behalf of Actinium Pharmaceuticals, Inc. (the “Company”), I am pleased to provide you with this contract (the “Agreement”) related to your position as Chief Executive Officer and Chairman of the Board of the Company. This Agreement replaces your August 6, 2015 Executive Chairman Agreement (“Prior Agreement”), as amended. This Agreement sets forth the terms related to your position as Chief Executive Officer and Chairman of the Board of the Company while retaining and adapting material provisions of the Prior Agreement to that of your role of Chief Executive Officer.
At-the-Market Issuance Sales AgreementSales Agreement • March 24th, 2014 • Actinium Pharmaceuticals, Inc. • Blank checks • New York
Contract Type FiledMarch 24th, 2014 Company Industry JurisdictionActinium Pharmaceuticals, Inc., a Delaware corporation (the “Company”), confirms its agreement (this “Agreement”), with MLV & Co. LLC (“MLV”), as follows:
ContractActinium Pharmaceuticals, Inc. • March 16th, 2017 • Pharmaceutical preparations • Nevada
Company FiledMarch 16th, 2017 Industry JurisdictionTHIS WARRANT HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933 AND MAY NOT BE SOLD, OFFERED FOR SALE, PLEDGED OR HYPOTHECATED IN THE ABSENCE OF A REGISTRATION STATEMENT IN EFFECT WITH RESPECT TO THE SECURITIES UNDER SUCH ACT OR SATISFACTORY ASSURANCES TO THE COMPANY THAT SUCH REGISTRATION IS NOT REQUIRED WITH RESPECT TO SUCH SALE, OFFER, PLEDGE OR HYPOTHECATION.
Actinium Pharmaceuticals, Inc. CONFIDENTIAL INFORMATION AND INVENTION ASSIGNMENT AGREEMENTConfidential Information and Invention Assignment Agreement • March 28th, 2017 • Actinium Pharmaceuticals, Inc. • Pharmaceutical preparations • New York
Contract Type FiledMarch 28th, 2017 Company Industry JurisdictionTHIS CONFIDENTIAL INFORMATION AND INVENTION ASSIGNMENT AGREEMENT (this “Agreement”) is made and entered into and effective on the date set forth below, by and between Actinium Pharmaceuticals, Inc., a Delaware corporation, or any of its current or future subsidiaries, affiliates, successors or assigns (collectively, the “Company”) and Ajit S. Shetty.
Actinium Pharmaceuticals, Inc. Common Stock, par value $0.001 per share, and Warrants to Purchase Common Stock Underwriting AgreementUnderwriting Agreement • April 18th, 2019 • Actinium Pharmaceuticals, Inc. • Pharmaceutical preparations • New York
Contract Type FiledApril 18th, 2019 Company Industry JurisdictionActinium Pharmaceuticals, Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the Underwriters named in Schedule I hereto (the “Underwriters”), for whom William Blair & Company, L.L.C. is acting as representative (the “Representative” or “you”), an aggregate of (i) 42,860,000 shares (the “Shares”) of common stock, par value $0.001 per share (the “Common Stock”) of the Company and (ii) warrants to purchase up to 42,860,000 shares of Common Stock in the form set forth on Exhibit A (the “Warrants” and, together with the Shares, the “Securities”). Each Share is being sold together with a Warrant to purchase one share of Common Stock at an exercise price of $0.50 per whole share of Common Stock. The shares of Common Stock underlying the Warrants are herein called the “Warrant Shares”).
ACTINIUM PHARMACEUTICALS, INC. 8,000,000 Shares Common Stock ($0.001 par value) Underwriting Agreement Underwriting AgreementUnderwriting Agreement • September 29th, 2016 • Actinium Pharmaceuticals, Inc. • Pharmaceutical preparations • New York
Contract Type FiledSeptember 29th, 2016 Company Industry Jurisdiction
SUBSCRIPTION AGREEMENTSubscription Agreement • June 5th, 2015 • Actinium Pharmaceuticals, Inc. • Pharmaceutical preparations • New York
Contract Type FiledJune 5th, 2015 Company Industry Jurisdiction
August 12, 2020Actinium Pharmaceuticals, Inc. • August 14th, 2020 • Pharmaceutical preparations • New York
Company FiledAugust 14th, 2020 Industry JurisdictionOn behalf of Actinium Pharmaceuticals, Inc. (the “Company”), I am pleased to provide you with this contract (the “Agreement”) related to your position as Chief Financial Officer of the Company. This Agreement replaces and supersedes the employment agreement between you and the Company dated August 8, 2018.
SEPARATION AND SETTLEMENT AGREEMENT BY AND BETWEEN ACTINIUM PHARMACEUTICALS, INC. AND DRAGAN CICICSeparation and Settlement Agreement • August 4th, 2017 • Actinium Pharmaceuticals, Inc. • Pharmaceutical preparations • New York
Contract Type FiledAugust 4th, 2017 Company Industry JurisdictionThis Separation and Settlement Agreement (“Agreement”), dated as of May 12, 2017 (the “Effective Date”), is made by and between Actinium Pharmaceuticals, Inc., a Delaware company (“Actinium” or the “Company”), and Dragan Cicic (“Employee”).
INVESTORS’ RIGHTS AGREEMENT BY AND BETWEEN ACTINIUM PHARMACEUTICALS, INC. AND MEMORIAL SLOAN KETTERING CANCER CENTERInvestors’ Rights Agreement • December 24th, 2015 • Actinium Pharmaceuticals, Inc. • Pharmaceutical preparations • New York
Contract Type FiledDecember 24th, 2015 Company Industry JurisdictionTHIS INVESTORS’ RIGHTS AGREEMENT (this “Agreement”), is made as of the 21st day of December, 2015, by and between Actinium Pharmaceuticals, Inc., a Delaware corporation (the “Company”), and Memorial Sloan Kettering Cancer Center, a New York not-for-profit corporation (“MSKCC”).
AMENDED AND RESTATED LICENSE AGREEMENTLicense Agreement • August 4th, 2017 • Actinium Pharmaceuticals, Inc. • Pharmaceutical preparations
Contract Type FiledAugust 4th, 2017 Company IndustryThis Agreement amends and restates in its entirety that certain Office Space License Agreement, dated as of March 10, 2016 and effective as of January 1, 2016, between Relmada and Actinium (the “Original Agreement”) for office space within the Premises. This Agreement is intended to and does completely amend and restate the Original Agreement.
ContractAssignment and Consent Agreement • August 4th, 2017 • Actinium Pharmaceuticals, Inc. • Pharmaceutical preparations
Contract Type FiledAugust 4th, 2017 Company IndustryTHIS ASSIGNMENT AND CONSENT AGREEMENT (this “Agreement”), made as of the 6th day of June, 2017, between 275 MADISON AVENUE RPW 1 LLC and 275 MADISON AVENUE RPW 2 LLC, having an office in care of RPW Group, Inc., 800 Westchester Avenue, Rye Brook, New York 10573, hereinafter referred to collectively as the “Owner,” RELMADA THREAPEUTICS, INC., having an office at 275 Madison Avenue, Suite 702, New York, New York 10016, hereinafter referred to as the “Assignor,” and ACTINIUM PHARMACEUTICALS, INC., having an office at 275 Madison Avenue, Suite 702, New York, New York 10016, hereinafter referred to as the “Assignee.”
Project Agreement Number: 1 Aptiv Project Number: ACTI-1903Project Agreement • January 4th, 2013 • Cactus Ventures, Inc. • Blank checks
Contract Type FiledJanuary 4th, 2013 Company IndustryThis Project Agreement is made and entered into on September 30, 2011, the Effective Date, by and between Actinium Pharmaceuticals, Inc., with offices at 391 Lafayette Street, Newark, NJ 07105 (hereinafter referred to as "Client") and Aptiv Solutions, Inc., together with its Affiliates, with offices at 1925 Isaac Newton Square, Suite 100, Reston, Virginia 20190 (hereinafter referred to as "Aptiv").
ACTINIUM PHARMACEUTICALS, INC. Common Stock (par value $0.001 per share) Amended and Restated At-the-Market Market Issuance Sales AgreementOriginal Sales Agreement • August 4th, 2017 • Actinium Pharmaceuticals, Inc. • Pharmaceutical preparations • New York
Contract Type FiledAugust 4th, 2017 Company Industry Jurisdiction