FUND ACCOUNTING SERVICING AGREEMENTFund Accounting Servicing Agreement • July 25th, 2012 • Tortoise Energy Independence Fund, Inc. • Wisconsin
THIS AGREEMENT is made and entered into as of this 6th day of July, 2012, by and between TORTOISE ENERGY INDEPENDENCE FUND, INC., a Maryland corporation (the “Fund”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
Tortoise Energy Independence Fund, Inc. [—] Shares of Common Stock Par Value $0.001 Per Share UNDERWRITING AGREEMENTUnderwriting Agreement • July 25th, 2012 • Tortoise Energy Independence Fund, Inc. • New York
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • July 25th, 2012 • Tortoise Energy Independence Fund, Inc. • Delaware
AGREEMENT made as of this 24th day of May, 2012, by and between Tortoise Energy Independence Fund, Inc., a Maryland corporation having its principal place of business in Leawood, Kansas (the “Company”), and Tortoise Capital Advisors, L.L.C., a Delaware limited liability company having its principal place of business in Leawood, Kansas (the “Advisor”).
Depositary and Information Agent AgreementDepositary and Information Agent Agreement • October 2nd, 2023 • Tortoise Energy Independence Fund, Inc. • New York
THIS DEPOSITARY AND INFORMATION AGENT AGREEMENT dated as of September 7, 2023 (the “Effective Date”), is by and between Tortoise Energy Independence Fund, Inc., a Maryland corporation (the “Purchaser”), having its principal office and place of business at 6363 College Boulevard, Overland Park, Kansas 66211, and Computershare Inc., a Delaware corporation (“Computershare”), and its wholly owned subsidiary Computershare Trust Company, N.A., a federally chartered trust company (“Trust Company”, and together with Computershare, “Agent”), each having a principal office and place of business at 150 Royall Street, Canton, Massachusetts 02021, and, for purposes of the services provided under Article II hereof, Georgeson LLC, a Delaware limited liability company (”Georgeson”).
CLOSED-END FUND CUSTODY AGREEMENTClosed-End Fund • July 25th, 2012 • Tortoise Energy Independence Fund, Inc. • Minnesota
THIS AGREEMENT is made and entered into as of this 6th day of July, 2012, by and between TORTOISE ENERGY INDEPENDENCE FUND, INC., a Maryland corporation, (the “Fund”) and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America with its principal place of business at Minneapolis, Minnesota (the “Custodian”).
Transfer Agency and Service Agreement Between Tortoise Energy Independence Fund, Inc. and Computershare Trust Company, N.A. and Computershare Inc.Transfer Agency and Service Agreement • July 25th, 2012 • Tortoise Energy Independence Fund, Inc. • Massachusetts
AGREEMENT made as of the 3rd day of May, 2012 by and between Tortoise Energy Independence Fund, Inc. a corporation, having its principal office and place of business at 11550 Ash Street, Suite 300, Leawood, KS 66211 (the “Company”), and Computershare Inc., a Delaware corporation, and its fully owned subsidiary Computershare Trust Company, N.A., a federally chartered trust company, having its principal office and place of business at 250 Royall Street, Canton, Massachusetts 02021 (collectively, the “Transfer Agent” or individually, “Computershare” and the “Trust Company”, respectively).
CREDIT AGREEMENT dated as of June 2, 2016 between TORTOISE ENERGY INDEPENDENCE FUND, INC. and THE BANK OF NOVA SCOTIA Bryan Cave LLP 1290 Avenue of the Americas New York, New York 10104-3300Control Agreement • October 3rd, 2022 • Tortoise Energy Independence Fund, Inc. • New York
CREDIT AGREEMENT, dated as of June 2, 2016 between Tortoise Energy Independence Fund, Inc., a Maryland corporation and The Bank of Nova Scotia.
FORM OF FUND ADMINISTRATION SERVICING AGREEMENTFund Administration Servicing Agreement • October 15th, 2024 • Tortoise Capital Series Trust • Wisconsin
THIS AGREEMENT is made and entered into as of the last day written on the signature page by and between TORTOISE CAPITAL SERIES TRUST, a Maryland statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“Fund Services”).
FUND ADMINISTRATION SERVICING AGREEMENTFund Administration Servicing Agreement • July 25th, 2012 • Tortoise Energy Independence Fund, Inc. • Wisconsin
THIS AGREEMENT is made and entered into this 6th day of July, 2012, by and between TORTOISE ENERGY INDEPENDENCE FUND, INC., a Maryland corporation (the “Fund”), and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
TORTOISE CAPITAL SERIES TRUST FORM OF INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • October 15th, 2024 • Tortoise Capital Series Trust
This AGREEMENT is made as of the ___day of October 2024, by and between Tortoise Capital Series Trust, a Maryland statutory trust (the “Trust”) and Tortoise Capital Advisors, L.L.C. a Delaware limited liability company (the “Adviser”).
AMENDMENT NO. 1 TO CREDIT AGREEMENTCredit Agreement • October 3rd, 2022 • Tortoise Energy Independence Fund, Inc. • New York
AMENDMENT NO. 1, dated as of December 1, 2017, (this “Amendment”), to the Credit Agreement, dated as of June 2, 2016, between Tortoise Energy Independence Fund, Inc., a Maryland corporation (the “Borrower”), and The Bank of Nova Scotia (the “Bank) (as the same may be further amended, supplemented or otherwise modified from time to time, the “Credit Agreement”).
FORM OF ETF DISTRIBUTION SERVICES AGREEMENTEtf Distribution Services Agreement • October 15th, 2024 • Tortoise Capital Series Trust • Delaware
THIS AGREEMENT made this __________ day of __________, 2024, by and between Tortoise Capital Advisors, L.L.C., a Delaware limited liability company (the “Adviser”), and Quasar Distributors, LLC, a Delaware limited liability company (the “Distributor”).
FORM OF ETF FUND ACCOUNTING SERVICING AGREEMENTFund Accounting Servicing Agreement • October 15th, 2024 • Tortoise Capital Series Trust • Wisconsin
THIS AGREEMENT is made and entered into as of the last day written on the signature page by and between TORTOISE CAPITAL SERIES TRUST, a Maryland statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“Fund Services”).
FORM OF SERVICES AGREEMENTForm of Services Agreement • October 15th, 2024 • Tortoise Capital Series Trust • Colorado
THIS SERVICES AGREEMENT (the “Agreement”) is made effective as of October 2nd, 2024 (the “Effective Date”), by and between PINE Advisors LLC, (“PINE”), and Tortoise Capital Series Trust (the “Client” or the “Trust”). PINE and Client are each referred to herein as a “Party,” and collectively, the “Parties.”
AMENDMENT NO. 2 TO CREDIT AGREEMENTCredit Agreement • October 3rd, 2022 • Tortoise Energy Independence Fund, Inc. • New York
AMENDMENT NO. 2, dated as of December 29, 2021 (this “Amendment”), to the Credit Agreement, dated as of June 2, 2016, between Tortoise Energy Independence Fund, Inc., a Maryland corporation (the “Borrower”), and The Bank of Nova Scotia (the “Bank), as amended by Amendment No. 1, dated as of December 1, 2017 (as the same may be further amended, supplemented or otherwise modified from time to time, the “Credit Agreement”).
FORM OF ETF DISTRIBUTION AGREEMENTEtf Distribution Agreement • October 15th, 2024 • Tortoise Capital Series Trust • Delaware
This distribution agreement (the “Agreement”) is effective this __ day of _________ 2024, and made by Tortoise Capital Series Trust, a Maryland statutory trust (the “Trust”) having its principal place of business at 6363 College Boulevard, Suite 100A, Overland Park, KS 66211, and Quasar Distributors, LLC, a Delaware limited liability company (the “Distributor”) having its principal place of business at Three Canal Plaza, Suite 100, Portland, ME 04101.
FORM OF TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • October 15th, 2024 • Tortoise Capital Series Trust • Wisconsin
THIS AGREEMENT is made and entered into as of the last day written on the signature page by and between TORTOISE CAPITAL SERIES TRUST, a Maryland statutory trust (the “Trust”) U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“Fund Services”).
FEE WAIVER AGREEMENTFee Waiver Agreement • July 25th, 2012 • Tortoise Energy Independence Fund, Inc.
WHEREAS, the Advisor has entered into an Investment Advisory Agreement, dated as of the date hereof, with the Company, which will become effective as of the close of the initial public offering of common shares of the Company (the “Effective Date”), whereby the Advisor provides certain investment advisory services to the Company (the “Investment Advisory Agreement”);
Depositary and Information Agent Agreement Between Tortoise Energy Independence Fund, Inc., And Computershare Trust Company, N.A., Computershare Inc. And Georgeson LLCInformation Agent Agreement • October 3rd, 2022 • Tortoise Energy Independence Fund, Inc. • New York
THIS DEPOSITARY AND INFORMATION AGENT AGREEMENT dated as of September 1, 2022 (the “Effective Date”), is by and between Tortoise Energy Independence Fund, Inc., a Maryland corporation (the “Purchaser”), having its principal office and place of business at 6363 College Boulevard, Overland Park Kansas 66211, and Computershare Inc., a Delaware corporation (“Computershare”), and its wholly owned subsidiary Computershare Trust Company, N.A., a federally chartered trust company (“Trust Company”, and together with Computershare, “Agent”), each having a principal office and place of business at 150 Royall Street, Canton, Massachusetts 02021, and, for purposes of the services provided under Article II hereof, Georgeson LLC, a Delaware limited liability company (”Georgeson”).
FORM OF ETF CUSTODY AGREEMENTEtf Custody Agreement • October 15th, 2024 • Tortoise Capital Series Trust • Minnesota
THIS AGREEMENT is made and entered into as of the last date on the signature page, by and between TORTOISE CAPITAL SERIES TRUST, a Maryland statutory trust (the “Trust”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America with its principal place of business at Minneapolis, Minnesota (the “Custodian”).
TORTOISE ENERGY INDEPENDENCE FUND, INC. SUBSCRIPTION AGREEMENTSubscription Agreement • July 25th, 2012 • Tortoise Energy Independence Fund, Inc.
This Subscription Agreement (this “Agreement”) is entered into May 3, 2012 by and between Tortoise Energy Independence Fund, Inc., a Maryland corporation (the “Company”), and Tortoise Capital Advisors, L.L.C. (“Subscriber”);
FORM OF AUTHORIZED PARTICIPANT AGREEMENT TORTOISE CAPITAL SERIES TRUSTAuthorized Participant Agreement • October 15th, 2024 • Tortoise Capital Series Trust • New York
This Authorized Participant Agreement (the “Agreement”) is entered into by and between Quasar Distributors, LCL (the “Distributor”) and __________ (the “Participant”) and is subject to acceptance by [_________________________] (the “[Transfer Agent/Index Receipt Agent]”), and is further subject to acknowledgement and agreement by Tortoise Capital Series Trust (the “Trust”), a series trust offering a number of portfolios of securities (each a “Fund” and collectively the “Funds”), solely with respect to Sections 4(c) and 12(c) herein. Capitalized terms used but not defined herein are defined in the current prospectus for each Fund as it may be supplemented or amended from time to time and included in the Trust’s Registration Statement on Form N-1A, as it may be amended from time to time, or otherwise filed with the U.S. Securities and Exchange Commission (“SEC”) (together with such Fund’s Statement of Additional Information incorporated therein, the “Prospectus”).
AMENDMENT NO. 3 TO CREDIT AGREEMENTCredit Agreement • October 2nd, 2023 • Tortoise Energy Independence Fund, Inc. • New York
CREDIT AGREEMENT, dated as of June 2, 2016 between Tortoise Energy Independence Fund, Inc., a Maryland corporation and The Bank of Nova Scotia.
