AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST OF PRINCIPAL REAL ESTATE INCOME FUNDAgreement and Declaration of Trust • May 14th, 2013 • Principal Real Estate Income Fund • Delaware
CUSTODIAN AGREEMENTCustodian Agreement • May 24th, 2013 • Principal Real Estate Income Fund • Massachusetts
This Agreement is made as of May 22, 2013 by and between Principal Real Estate Income Fund, a Delaware statutory trust (the “Fund”), and STATE STREET BANK AND TRUST COMPANY, a Massachusetts trust company (the “Custodian”).
PRINCIPAL REAL ESTATE INCOME FUND Common Shares of Beneficial Interest $20.00 per Share UNDERWRITING AGREEMENTUnderwriting Agreement • May 29th, 2013 • Principal Real Estate Income Fund • New York
Principal Real Estate Income Fund, a Delaware statutory trust (the “Fund”) and ALPS Advisors, Inc., a Colorado corporation (the “Adviser”), and Principal Real Estate Investors, LLC, a Delaware limited liability company (the “Sub-Adviser,” and together with the Adviser, the “Advisers”), confirm their respective agreements with Wells Fargo Securities, LLC (“Wells Fargo”) and each of the other Underwriters named in Exhibit A hereto (collectively, the “Underwriters,” which term shall also include any underwriter substituted as hereinafter provided in Section 10 hereof), for whom Wells Fargo, UBS Securities LLC (“UBS”) and RBC Capital Markets, LLC (“RBC”) are acting as representatives (in such capacity, the “Representatives”), with respect to the issue and sale by the Fund of a total of [·] common shares of beneficial interest, no par value per share (the “Initial Securities”), and the purchase by the Underwriters, acting severally and not jointly, of the respective numbers of Initial Secur
PRINCIPAL REAL ESTATE INCOME FUND INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • January 11th, 2019 • Principal Real Estate Income Fund • Iowa
AGREEMENT, dated as of July 6, 2018, by and between ALPS Advisors, Inc. (the “Investment Adviser”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203, and Principal Real Estate Investors, LLC, a Delaware limited liability company (the “Sub-Adviser”), having its principal place of business at 801 Grand Avenue, Des Moines, Iowa 50392.
STRUCTURING FEE AGREEMENTStructuring Fee Agreement • May 29th, 2013 • Principal Real Estate Income Fund • New York
Reference is made to the Underwriting Agreement dated [·], 2013 (the “Underwriting Agreement”), by and among Principal Real Estate Income Fund (the “Fund”), ALPS Advisors, Inc. (the “Investment Manager”) and each of the Underwriters named therein (the “Underwriters”), severally, with respect to the issue and sale of the Fund’s common shares of beneficial interest, no par value (the “Common Shares”), as described therein (the “Offering”). Capitalized terms used herein and not otherwise defined shall have the meanings given to them in the Underwriting Agreement.
SECOND AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST OF PRINCIPAL REAL ESTATE INCOME FUNDAgreement and Declaration of Trust • March 22nd, 2021 • Principal Real Estate Income Fund • Delaware
PRINCIPAL REAL ESTATE INCOME FUND INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • January 11th, 2019 • Principal Real Estate Income Fund • Delaware
This Investment Advisory Agreement (the “Agreement”) is made and entered into as of this 6th day of July, 2018, by and between ALPS Advisors, Inc., a Colorado corporation (the “Adviser”), and Principal Real Estate Income Fund (formerly known as Principal Commercial Mortgage Backed Securities Income Fund), a Delaware statutory trust (the “Trust”).
ADMINISTRATION, BOOKKEEPING AND PRICING SERVICES AGREEMENTAdministration, Bookkeeping and Pricing Services Agreement • May 24th, 2013 • Principal Real Estate Income Fund • Colorado
THIS AGREEMENT is made as of May 22, 2013, between Principal Real Estate Income Fund (the “Fund”), a Delaware statutory trust, and ALPS Fund Services, Inc. (“ALPS”), a Colorado corporation.
ORGANIZATIONAL AND OFFERING EXPENSES REIMBURSEMENT AGREEMENTOrganizational and Offering Expenses Reimbursement Agreement • May 24th, 2013 • Principal Real Estate Income Fund • Colorado
AGREEMENT made this [ ] day of [ ], 2013, by and between PRINCIPAL REAL ESTATE INCOME FUND, a Delaware statutory trust (the “Fund”), and ALPS ADVISORS, INC., a Colorado corporation (the “Adviser”).
STRUCTURING FEE AGREEMENTStructuring Fee Agreement • May 29th, 2013 • Principal Real Estate Income Fund • New York
This agreement (the “Agreement”) is between ALPS Advisors, Inc. (including any successor or assign by merger or otherwise, the “Company”) and UBS Securities LLC (“UBS”) with respect to the Principal Real Estate Income Fund (the “Fund”). Capitalized terms used herein and not otherwise defined shall have the meanings given to them in the Underwriting Agreement, dated [·], 2013 by and among the Fund, the Company, Principal Real Estate Investors, LLC and each of the underwriters named therein.
STRUCTURING FEE AGREEMENTStructuring Fee Agreement • May 29th, 2013 • Principal Real Estate Income Fund • New York
Reference is made to the Underwriting Agreement dated [·], 2013 (the “Underwriting Agreement”), by and among Principal Real Estate Income Fund (the “Fund”), ALPS Advisors, Inc. (the “Investment Manager”) and each of the Underwriters named therein (the “Underwriters”), severally, with respect to the issue and sale of the Fund’s common shares of beneficial interest, no par value (the “Common Shares”), as described therein (the “Offering”). Capitalized terms used herein and not otherwise defined shall have the meanings given to them in the Underwriting Agreement.
STRUCTURING FEE AGREEMENTStructuring Fee Agreement • May 24th, 2013 • Principal Real Estate Income Fund • New York
Reference is made to the Underwriting Agreement dated [ ], 2013 (the “Underwriting Agreement”), by and among Principal Real Estate Income Fund (the “Fund”), ALPS Advisors, Inc. (the “Company”), Principal Real Estate Investors, LLC (the “Sub-Adviser”) and each of the Underwriters named in Exhibit A thereto, with respect to the issue and sale of the Fund’s Common Shares (the “Offering”), as described therein. Capitalized terms used herein and not otherwise defined shall have the meanings given to them in the Underwriting Agreement.
PRINCIPAL REAL ESTATE INCOME FUND Subscription AgreementSubscription Agreement • May 24th, 2013 • Principal Real Estate Income Fund
This Subscription Agreement made as of May 22, 2013, by and between Principal Real Estate Income Fund, a Delaware statutory trust (the “Fund”), and ALPS Advisors, Inc., a Colorado corporation (the “Purchaser”).
PRINCIPAL REAL ESTATE INCOME FUND CHIEF COMPLIANCE OFFICER SERVICES AGREEMENTChief Compliance Officer Services Agreement • May 24th, 2013 • Principal Real Estate Income Fund • Colorado
This Chief Compliance Officer Services Agreement (this “Agreement”) is effective as of May 22, 2013 (the “Effective Date”) by and between Principal Real Estate Income Fund, a Delaware statutory trust (the “Trust”), and ALPS Fund Services, Inc. (“ALPS”), a Colorado corporation.
LICENSE AGREEMENTLicense Agreement • May 24th, 2013 • Principal Real Estate Income Fund • Iowa
This License Agreement, effective as of May 22, 2013, is by and among PRINCIPAL FINANCIAL SERVICES, INC., an Iowa Corporation, as successor in interest to Principal Financial Group, Inc., an Iowa Corporation (“Principal”), its principal place of business at 711 High Street, Des Moines, Iowa 50392, ALPS ADVISORS, INC. (“ALPS”), a Colorado corporation, with its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203, and each registered investment company identified on Appendix I hereto (each a “Fund” and collectively the “Funds”).
DISTRIBUTION ASSISTANCE AGREEMENTDistribution Assistance Agreement • May 24th, 2013 • Principal Real Estate Income Fund • Colorado
This Distribution Assistance Agreement (the “Agreement”), dated as of , 2013, is entered into by and among, the Principal Real Estate Income Fund (the “Fund”), a Delaware Statutory Trust, ALPS Advisors, Inc., a corporation organized under the laws of the state of Colorado (the “Adviser”) and ALPS Portfolio Solutions Distributor, Inc., a corporation organized under the laws of the state of Colorado (“ALPS”).
