PLEDGE AND SECURITY AGREEMENTPledge and Security Agreement • July 8th, 2020 • Red Oak Capital Fund V, LLC • Delaware
This Pledge and Security Agreement (this “Security Agreement”) is entered into as of __________, 2020, by and among Red Oak Capital Fund V, LLC, a Delaware limited liability company (“Grantor”), and UMB Bank, N.A., in its capacity as indenture trustee under the Indenture (as defined below) and collateral agent hereunder (the “Trustee”), for the benefit of the holders of Series A Bonds and Series A R-Bonds issued by Grantor under the Indenture (as defined in the Indenture).
Date: ___________, 2020 Crescent Securities Group, Inc. Dallas, Texas 75231Managing Broker-Dealer/Underwriter Agreement • August 13th, 2021 • Red Oak Capital Fund V, LLC • Real estate • Michigan
This letter sets forth the agreement (“Agreement”) among Red Oak Capital Fund V, LLC, a Delaware limited liability company (the “Company”) and Crescent Securities Group, Inc., a Texas corporation (“Crescent”), the “Managing Broker-Dealer/Underwriter” or “MBD/U”), regarding the offering and sale by the Company of up to $50,000,000 of Bonds (the “Securities”) to be issued by the Company (the “Offering”).
COMMERCIAL LOAN AGREEMENT Dated as of March 2, 2022 Between a New Jersey limited liability company, as Borrower and RED OAK CAPITAL FUND V, LLC a Delaware limited liability company as Lender Loan No. APP-000632Commercial Loan Agreement • March 29th, 2022 • Red Oak Capital Fund V, LLC • Real estate • Michigan
LIMITED LIABILITY COMPANY AGREEMENT OF RED OAK CAPITAL FUND V, LLCLimited Liability Company Agreement • July 8th, 2020 • Red Oak Capital Fund V, LLC • Delaware
This Limited Liability Company Agreement, dated March 23, 2020, of Red Oak Capital Fund V, LLC, a Delaware limited liability company (the “Company”), is entered into by the Company and Red Oak Capital GP, LLC, a Delaware limited liability company, the sole member of the Company (the “Member”).
WARRANT FOR MEMBERSHIP INTERESTWarrant Agreement • May 10th, 2021 • Red Oak Capital Fund V, LLC • Real estate • Michigan
This Warrant (this “Warrant) is issued in connection with that certain Commercial Loan Agreement dated as of even date herewith (the “Loan Agreement”) by and among 4303-4313 WHEELER RD SE LLC, a District of Columbia limited liability company (the “Company”), and RED OAK CAPITAL FUND V, LLC, a Delaware limited liability company (the “Holder”), and the Holder is entitled to the benefit thereof. Capitalized terms used herein without definition shall have the respective meanings ascribed to them in the Loan Agreement. The following is a statement of the rights of the Holder under this Warrant and the conditions to which this Warrant is subject, to which the Holder, by acceptance of this Warrant, agrees:
RED OAK CAPITAL FUND V, LLC SUBSCRIPTION AGREEMENT INSTRUCTION PAGESubscription Agreement • July 8th, 2020 • Red Oak Capital Fund V, LLC • Delaware
We, Red Oak Capital Fund V, LLC (“we,” “our,” “us,” or the “Company”), are offering a maximum of $50,000,000 in the aggregate of our 7.50% senior secured bonds (the “A Bonds”) and our 8.00% senior secured bonds (the “A R-Bonds,” and together with the A Bonds, the “Bonds”) pursuant to the offering circular (the “Offering Circular”) dated [______], 20__ (the “Offering”). The purchase price per Bond is $1,000, with a minimum purchase amount of $10,000. A R-Bonds may be purchased solely by subscribers described under “Plan of Distribution – Eligibility to Purchase A R-Bonds” in the Offering Circular.
PLEDGE AND SECURITY AGREEMENTPledge and Security Agreement • April 29th, 2024 • Red Oak Capital Fund Series, LLC • Real estate • Delaware
This Pledge and Security Agreement (this “Security Agreement”) is entered into as of _________, 2024, by and among ROCF II Series (“Grantor”), a series of Red Oak Capital Fund Series, LLC, a Delaware series limited liability company, and UMB Bank, N.A., in its capacity as indenture trustee under the Indenture (as defined below) and collateral agent hereunder (the “Trustee”), for the benefit of the holders of Series C Bonds issued by Grantor under the Indenture (as defined in the Indenture).
SECOND SUPPLEMENTAL INDENTURESupplemental Indenture • April 15th, 2024 • Red Oak Capital Fund Series, LLC • Real estate • Delaware
THIS SECOND SUPPLEMENTAL INDENTURE dated as of October 5, 2023, is by and among UMB Bank, N.A., a national banking association, as Trustee (herein, together with its successors in interest, the “Trustee”) and ROCF II Series (the “Series”), a series of Red Oak Capital Fund Series, LLC, a Delaware limited liability company (the “Company”), under the Indenture referred to below.
SECOND SUPPLEMENTAL INDENTURESecond Supplemental Indenture • April 15th, 2024 • Red Oak Capital Fund Series, LLC • Real estate • Delaware
THIS SECOND SUPPLEMENTAL INDENTURE dated as of October 5, 2023, is by and among UMB Bank, N.A., a national banking association, as Trustee (herein, together with its successors in interest, the “Trustee”) and ROCF V Series (the “Series”), a series of Red Oak Capital Fund Series, LLC, a Delaware limited liability company (the “Company”), under the Indenture referred to below.
RED OAK CAPITAL FUND V, LLC SUBSCRIPTION AGREEMENT INSTRUCTION PAGESubscription Agreement • August 13th, 2021 • Red Oak Capital Fund V, LLC • Real estate • Delaware
We, Red Oak Capital Fund V, LLC (“we,” “our,” “us,” or the “Company”), are offering a maximum of $75,000,000 in the aggregate of our 7.50% senior secured bonds (the “A Bonds”), 7.50% senior secured bonds (the “B Bonds”), our 8.00% senior secured bonds (the “A R-Bonds) and 8.00% senior secured bonds (the “B R-Bonds,” and together with the A Bonds, B Bonds and A R-Bonds, the “Bonds”) pursuant to the offering circular (the “Offering Circular”) dated ______, 2021 (the “Offering”). Sales of the A Bonds and A R-Bonds are complete. The purchase price per Bond is $1,000, with a minimum purchase amount of $10,000. B R-Bonds may be purchased solely by subscribers described under “Plan of Distribution – Eligibility to Purchase B R-Bonds” in the Offering Circular.
FIRST AMENDMENT TO PLEDGE AND SECURITY AGREEMENTPledge and Security Agreement • August 13th, 2021 • Red Oak Capital Fund V, LLC • Real estate
THIS FIRST AMENDMENT TO PLEDGE AND SECURITY AGREEMENT (this “First Amendment”) dated as of August 12, 2021 made by Red Oak Capital Fund V, LLC, a Delaware limited liability company (“Pledgor”), and UMB Bank, N.A. (“Trustee”) in its capacity as indenture trustee and collateral agent for the benefit of the holders of Bonds (as defined herein) issued by Pledgor under that certain Indenture, dated July 31, 2020 and as supplemented and modified from time to time (the “Indenture”).
FIRST SUPPLEMENTAL INDENTURESupplemental Indenture • August 13th, 2021 • Red Oak Capital Fund V, LLC • Real estate
THIS FIRST SUPPLEMENTAL INDENTURE (this “First Supplement”) is effective as of the 12th day of August 2021, by and between Red Oak Capital Fund V, LLC, a Delaware limited liability company (the “Issuer”), and UMB Bank, N.A., a national banking association (the “Trustee”).
FIRST SUPPLEMENTAL INDENTUREFirst Supplemental Indenture • April 15th, 2024 • Red Oak Capital Fund Series, LLC • Real estate • Delaware
THIS FIRST SUPPLEMENTAL INDENTURE dated as of October 5, 2023, is by and among UMB Bank, N.A., a national banking association, as Trustee (herein, together with its successors in interest, the “Trustee”) and ROCF IV Series(the “Series”), a series of Red Oak Capital Fund Series, LLC, a Delaware limited liability company (the “Company”), under the Indenture referred to below.
LIMITED LIABILITY COMPANY AGREEMENT OF RED OAK CAPITAL FUND SERIES, LLCLimited Liability Company Agreement • April 15th, 2024 • Red Oak Capital Fund Series, LLC • Real estate
This Limited Liability Company Agreement (this “Agreement”), dated September 18, 2023, of Red Oak Capital Fund Series, LLC, a Delaware series limited liability company (the “Company”), is entered into by the Company and Red Oak Capital GP, LLC, a Delaware limited liability company, the sole member of the Company (the “Member”). Capitalized terms used herein without definition shall have the respective meanings ascribed thereto in Section 1.01.
