Ameriprise Certificate Co Sample Contracts

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AGREEMENT
Agreement • February 26th, 2007 • Ameriprise Certificate Co • Minnesota
AND
And Services Agreement • November 14th, 2005 • Ameriprise Certificate Co
WITNESSETH ----------
Administration and Services Agreement • March 10th, 2006 • Ameriprise Certificate Co • Minnesota
BY AND BETWEEN
Investment Advisory and Services Agreement • February 26th, 2007 • Ameriprise Certificate Co • Minnesota
Contract
Income Tax Sharing Agreement • August 6th, 2024 • Ameriprise Certificate Co
RECITALS:
Capital Support Agreement • March 3rd, 2009 • Ameriprise Certificate Co • Delaware
STATE INCOME TAX SHARING AGREEMENT
Income Tax Sharing Agreement • February 23rd, 2018 • Ameriprise Certificate Co

Effective as of December 10, 2013 this State Income Tax Sharing Agreement (“Agreement”) replaces all prior State Income Tax Sharing Agreements between or among Ameriprise Financial, Inc., (“Ameriprise”) and its subsidiaries listed on the attached Schedule A. Collectively, Ameriprise and its subsidiaries listed on Schedule A are the “Parties” to this Agreement.

FIRST AMENDMENT TO CAPITAL SUPPORT AGREEMENT
Capital Support Agreement • April 30th, 2014 • Ameriprise Certificate Co

This First Amendment to the Capital Support Agreement, dated as of April 30, 2014 (the “Amendment”), is between Ameriprise Certificate Company (the “Company”) and Ameriprise Financial, Inc. (the “Parent”), and amends the Capital Support Agreement, dated as of March 2, 2009 (the “Agreement”), between the Company and the Parent.

AMENDMENT TO DEPOSITORY AND CUSTODIAL AGREEMENT
Depository and Custodial Agreement • April 25th, 2014 • Ameriprise Certificate Co

This Amendment to Depository and Custodial Agreement, dated as of December 15, 2008 (the “Amendment”), is between Ameriprise Trust Company (“Custodian”) and Ameriprise Certificate Company (“ACC”) and amends the Depository and Custodial Agreement, dated as of December 31, 2006 (the “Agreement”), between Custodian and ACC.

FEDERAL INCOME TAX SHARING AGREEMENT
Federal Income Tax Sharing Agreement • February 23rd, 2018 • Ameriprise Certificate Co • New York

Effective as of December 10, 2013, this Federal Income Tax Sharing Agreement (“Agreement”) between Ameriprise Financial, Inc. (“Ameriprise” and/or “Parent”) and its subsidiaries listed on the attached Schedule A replaces all prior Federal Income Tax Sharing Agreements, except as provided in Paragraph 12.A. Collectively, Ameriprise and its subsidiaries listed on Schedule A are the “Parties” to this Agreement.

THIRD AMENDMENT TO DISTRIBUTION AGREEMENT
Distribution Agreement • August 3rd, 2015 • Ameriprise Certificate Co

This Third Amendment to the Distribution Agreement, dated as of May 8, 2015 (the “Amendment”), is between Ameriprise Certificate Company (the “Company”) and Ameriprise Financial Services, Inc. (“AMPF”), and amends the Distribution Agreement, dated as of December 31, 2006 and amended as of May 15, 2012 and September 19, 2014 (the “Agreement”), between the Company and AMPF.

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AMENDMENT TO DEPOSITORY AND CUSTODIAL AGREEMENT
Depository and Custodial Agreement • May 5th, 2014 • Ameriprise Certificate Co

This Amendment to Depository and Custodial Agreement, dated as of December 15, 2008 (the “Amendment”), is between Ameriprise Trust Company (“Custodian”) and Ameriprise Certificate Company (“ACC”) and amends the Depository and Custodial Agreement, dated as of December 31, 2006 (the “Agreement”), between Custodian and ACC.

Contract
Agreement This Agreement • February 26th, 2020 • Ameriprise Certificate Co • Minnesota
AMENDMENT TO DISTRIBUTION AGREEMENT
Distribution Agreement • February 23rd, 2018 • Ameriprise Certificate Co

This Amendment to the Distribution Agreement, dated as of January 25, 2018 (the “Amendment”), is between Ameriprise Certificate Company (the “Company”) and Ameriprise Financial Services, Inc. (“AMPF”), and amends the Distribution Agreement, dated as of December 31, 2006 and amended as of May 15, 2012, September 19, 2014 and May 8, 2015 (the “Agreement”), between the Company and AMPF.

FIRST AMENDMENT TO CAPITAL SUPPORT AGREEMENT
Capital Support Agreement • May 5th, 2014 • Ameriprise Certificate Co

This First Amendment to the Capital Support Agreement, dated as of April 30, 2014 (the “Amendment”), is between Ameriprise Certificate Company (the “Company”) and Ameriprise Financial, Inc. (the “Parent”), and amends the Capital Support Agreement, dated as of March 2, 2009 (the “Agreement”), between the Company and the Parent.

FIRST AMENDMENT TO CAPITAL SUPPORT AGREEMENT
Capital Support Agreement • April 25th, 2014 • Ameriprise Certificate Co

This First Amendment to the Capital Support Agreement, dated as of April 30, 2014 (the “Amendment”), is between Ameriprise Certificate Company (the “Company”) and Ameriprise Financial, Inc. (the “Parent”), and amends the Capital Support Agreement, dated as of March 2, 2009 (the “Agreement”), between the Company and the Parent.

SECOND AMENDMENT TO DISTRIBUTION AGREEMENT
Distribution Agreement • November 14th, 2014 • Ameriprise Certificate Co

This Second Amendment to the Distribution Agreement, dated as of September 19, 2014 (the “Amendment”), is between Ameriprise Certificate Company (the “Company”) and Ameriprise Financial Services, Inc. (“AMPF”), and amends the Distribution Agreement, dated as of December 31, 2006 and amended as of May 15, 2012 (the “Agreement”), between the Company and AMPF.

SECOND AMENDMENT TO TRANSFER AGENT AGREEMENT
Transfer Agent Agreement • February 23rd, 2017 • Ameriprise Certificate Co

This Second Amendment to the Transfer Agent Agreement, dated as of January 1, 2017 (the “Amendment”), is between Ameriprise Certificate Company (the “Company”) and Columbia Management Investment Services Corp. (the “Transfer Agent”), and amends the Transfer Agent Agreement, dated as of December 31, 2006 and amended as of January 1, 2013 (the “Agreement”), between the Company and the Transfer Agent.

AMENDED AND RESTATED INVESTMENT ADVISORY AND SERVICES AGREEMENT BY AND BETWEEN AMERIPRISE CERTIFICATE COMPANY AND COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC
Investment Advisory and Services Agreement • February 27th, 2019 • Ameriprise Certificate Co • Minnesota

This Amended and Restated Investment Advisory and Services Agreement made as of December 1, 2018, between Ameriprise Certificate Company (formerly American Express Certificate Company) (the Company), a Delaware corporation, hereinafter called "Company", and Columbia Management Investment Advisers, LLC (formerly RiverSource Investments, LLC) (the “Investment Manager”), a Minnesota limited liability company, amends and restates the Investment Advisory and Services Agreement dated December 31, 2006.

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