AGREEMENTAgreement • June 18th, 2004 • Rush Financial Technologies Inc • Security brokers, dealers & flotation companies • California
AGREEMENT:Escrow Agreement • January 29th, 1998 • Rushmore Financial Group Inc • Insurance agents, brokers & service • Texas
ARTICLE IStock Purchase Agreement • April 14th, 2004 • Rush Financial Technologies Inc • Insurance agents, brokers & service • Texas
ARTICLE III. REPRESENTATIONS AND WARRANTIES OF THE COMPANY, VANN AND JVCAgreement and Plan of Merger • July 28th, 1999 • Rushmore Financial Group Inc • Insurance agents, brokers & service • Texas
ARTICLE I. DEFINITIONSSecurities Purchase Agreement • April 3rd, 2006 • Rush Financial Technologies Inc • Security brokers, dealers & flotation companies • New York
Agreement for Purchase and Sale of Certain Assets Between Empire Holding Company, Inc. and Rushmore Financial Group, Inc and Rushmore Securities Corp. THIS AGREEMENT is entered into on July 31, 2002, between Empire Financial Holding Company, Inc., a...Agreement • November 15th, 2002 • Rushmore Financial Group Inc • Insurance agents, brokers & service • Florida
1 EXHIBIT 2.3 ASSET PURCHASE AGREEMENT AGREEMENT dated June 15, 1999, by and among BLOCK TRADING, INC., a Texas corporation ("Seller"), and RUSHMORE SECURITIES CORPORATION, a Texas corporation ("Purchaser"). Subject to the approval of the United...Asset Purchase Agreement • August 13th, 1999 • Rushmore Financial Group Inc • Insurance agents, brokers & service • Texas
INDEMNIFICATION AGREEMENTIndemnification Agreement • January 29th, 1998 • Rushmore Financial Group Inc • Insurance agents, brokers & service • Texas
EXHIBIT 10.17 SETTLEMENT AGREEMENT WHEREAS, subsequent to the merger of the John Vann Company with Rushmore Financial Group, Inc. ("RFGI") in 1999, John A. Vann ("Vann") asserted claims against RFGI and its board members (the "Board") in 1999-2000...Settlement Agreement • August 14th, 2000 • Rushmore Financial Group Inc • Insurance agents, brokers & service • Texas
ARTICLE IStock Purchase Agreement • November 15th, 2002 • Rushmore Financial Group Inc • Insurance agents, brokers & service • Texas
ARTICLE III. REPRESENTATIONS AND WARRANTIES OF THE SELLERAsset Purchase Agreement • August 13th, 1999 • Rushmore Financial Group Inc • Insurance agents, brokers & service • Texas
Exhibit 1.3 ESCROW AGREEMENT (Multiple Depositors) This Escrow Agreement ("Agreement") is entered into among Silicon Valley Bank ("Escrow Agent"), having its principal place of business at 3003 Tasman Drive, Santa Clara, CA 95054, Rush Financial...Escrow Agreement • June 18th, 2004 • Rush Financial Technologies Inc • Security brokers, dealers & flotation companies • California
Exhibit 10.24 REGISTRATION RIGHTS AGREEMENT This Registration Rights Agreement (this "Agreement") is made and entered into as of March 15, 2006, among Rush Financial Technologies, Inc., a Texas corporation (the "Company"), and the purchasers signatory...Registration Rights Agreement • December 27th, 2006 • Terra Nova Financial Group Inc • Security brokers, dealers & flotation companies
Exhibit 10.25 SUBSCRIPTION AGREEMENT ---------------------- May 13, 2005 The Board of Directors Rush Financial Technologies, Inc. 13355 Noel Road, Suite 300 Dallas, Texas 75240 Gentlemen: 1. Subscription. On the terms set forth below, the undersigned...Subscription Agreement • May 16th, 2005 • Rush Financial Technologies Inc • Security brokers, dealers & flotation companies
Up toUnderwriting Agreement • January 29th, 1998 • Rushmore Financial Group Inc • Insurance agents, brokers & service • Texas
Exhibit 10.25 SUBSCRIPTION AGREEMENT ---------------------- August 26, 2005 The Board of Directors Rush Financial Technologies, Inc. 13355 Noel Road, Suite 300 Dallas, Texas 75240 Gentlemen: 1. Subscription. On the terms set forth below, the...Subscription Agreement • August 26th, 2005 • Rush Financial Technologies Inc • Security brokers, dealers & flotation companies
EXHIBIT CReinsurance Agreement • January 29th, 1998 • Rushmore Financial Group Inc • Insurance agents, brokers & service
Exhibit 10.23 REGISTRATION RIGHTS AGREEMENT This Registration Rights Agreement (this "Agreement") is made and entered into as of September 30, 2004, by and between Rush Financial Technologies, Inc., a Texas corporation (the "Company"), and Bonanza...Registration Rights Agreement • October 12th, 2004 • Rush Financial Technologies Inc • Security brokers, dealers & flotation companies • Texas
EXHIBIT 1.2 RUSHMORE FINANCIAL GROUP, INC. WARRANT AGREEMENT ----------------- January ___, 1998 First Southwest Company 1700 Pacific Avenue, Suite 500 Dallas, Texas 75201 Gentlemen: Rushmore Financial Group, Inc., a Texas corporation (the "Company"),...Warrant Agreement • January 29th, 1998 • Rushmore Financial Group Inc • Insurance agents, brokers & service • Texas
EXHIBIT 10.8 RUSHMORE INVESTMENT ADVISORS. INC ================================ ================================================ PROFESSIONAL ADVISORY AGREEMENT ------------------------------- Rushmore Investment Advisors, Inc. (Advisor) and Marjorie...Professional Services Agreement • January 29th, 1998 • Rushmore Financial Group Inc • Insurance agents, brokers & service • Texas
Exhibit 1.1 AMENDED AND RESTATED PLACEMENT AGENT AGREEMENT THIS PLACEMENT AGENT AGREEMENT (the "Agreement") is entered into as of June 10, 2004 to amend and restate the version hereof dated April 1, 2004, by and between Rush Financial Technologies,...Placement Agent Agreement • June 18th, 2004 • Rush Financial Technologies Inc • Security brokers, dealers & flotation companies • Illinois
andMembership Interest Purchase Agreement • April 3rd, 2006 • Rush Financial Technologies Inc • Security brokers, dealers & flotation companies • Illinois
Exhibit 10.2 COMMON STOCK PURCHASE WARRANT To Purchase ______________ Shares of Common Stock of TERRA NOVA FINANCIAL GROUP, INC. THIS COMMON STOCK PURCHASE WARRANT (the "Warrant") certifies that, for value received, _______________ (the "Holder"), is...Common Stock Purchase • February 2nd, 2007 • Terra Nova Financial Group Inc • Security brokers, dealers & flotation companies • Texas
WITNESSETH:Executive Compensation Agreement • January 29th, 1998 • Rushmore Financial Group Inc • Insurance agents, brokers & service • Texas
EXHIBIT 10.1 BUSINESS ADVISORY & FINANCIAL CONSULTING SERVICES AGREEMENT This Business Advisory and Financial Consulting Services Agreement (the "Agreement"), is entered into and effective as of the 30th day of July, 2002 by and between Ascendiant...Financial Consulting Services Agreement • December 5th, 2002 • Rushmore Financial Group Inc • Insurance agents, brokers & service • California
EXHIBIT 1O.2.5 COINSURANCE AGREEMENT THIS COINSURANCE AGREEMENT, made and entered into as of the 1st day of October, 1990, by and between MASSACHUSETTS GENERAL LIFE INSURANCE COMPANY ("Ceding Insurer"), a Massachusetts corporation, with principal...Coinsurance Agreement • January 29th, 1998 • Rushmore Financial Group Inc • Insurance agents, brokers & service
Exhibit 1.2 SELLING DEALER AGREEMENT Invest Linc Securities, LLC, a limited liability company organized under the laws of Delaware (the "Dealer"), hereby enters into this Selling Dealer Agreement (the "Agreement") with Rush Financial Technologies (the...Selling Dealer Agreement • May 4th, 2004 • Rush Financial Technologies Inc • Security brokers, dealers & flotation companies • Illinois
EXHIBIT 10.2 CONSULTING AGREEMENT THIS CONSULTING AGREEMENT (this "Agreement") is entered into this 26 day of August, 2002, by and between Rushmore Financial Group, Inc., a Texas corporation, located at One Galleria Tower, 13355 Noel Road, 3rd Floor,...Consulting Agreement • December 5th, 2002 • Rushmore Financial Group Inc • Insurance agents, brokers & service • Texas
WITNESSETH:Employment Agreement • July 28th, 1999 • Rushmore Financial Group Inc • Insurance agents, brokers & service • Texas
RUSHMORE INSURANCE SERVICES, INC. 650 ONE GALLERIA TOWER 13355 NOEL ROAD DALLAS, TEXAS 75240 July 16,1998Rushmore Financial Group Inc • August 17th, 1998 • Insurance agents, brokers & service • Texas
Exhibit 10.10.3 FULLY DISCLOSED CLEARING AGREEMENT This Fully Disclosed Clearing Agreement (the "Agreement") is executed and entered into by and between Penson Financial Services, Inc ("Penson"), a North Carolina corporation, and Rushmore Securities...Fully Disclosed Clearing Agreement • June 18th, 2004 • Rush Financial Technologies Inc • Security brokers, dealers & flotation companies
OVERHEAD SERVICE AGREEMENTOverhead Service Agreement • January 29th, 1998 • Rushmore Financial Group Inc • Insurance agents, brokers & service • Texas
1 EXHIBIT 10.19 INDEMNITY AGREEMENT This AGREEMENT (the "Agreement") made this 28th day of September, 2000, by and between Rushmore Securities Corporation, a Texas corporation (hereinafter called "Rushmore"), Pioneer Futures, Inc., a New York...Indemnity Agreement • November 14th, 2000 • Rushmore Financial Group Inc • Insurance agents, brokers & service
Exhibit 10.4.1 NATIONAL MARKETING AGREEMENT This Agreement entered into this 1st day of December, 1997, is made between Innovative Producers, Inc.("Master General Agent"), a Master General Agent for Legion Insurance Company ("Company") and Rushmore...National Marketing Agreement • January 29th, 1998 • Rushmore Financial Group Inc • Insurance agents, brokers & service
TOWNSEND ANALYTICS LICENSE AGREEMENTTownsend Analytics License Agreement • March 20th, 2008 • Terra Nova Financial Group Inc • Security brokers, dealers & flotation companies • Illinois
This License Agreement ("Agreement"), entered into as of the 1st day of February, 2008 (the "Effective Date") is made by and between TOWNSEND ANALYTICS, LTD., an Illinois corporation with principal offices at 100 S. Wacker Drive, 20th Floor, Chicago, Illinois 60606 ("Townsend") and Licensee:
