WITNESSETHInvestment Management Agreement • June 15th, 1999 • Nuveen Premium Income Municipal Fund 4 Inc
1 EXHIBIT 17(d) NUVEEN BROKER-DEALER AGREEMENT Basic Terms for Acting as a Broker-Dealer ----------------------------------------- November 1, 1993 These basic terms ("Basic Terms") set forth the general terms and conditions pursuant to which a...Dealer Agreement • June 15th, 1999 • Nuveen Premium Income Municipal Fund 4 Inc • New York
I. SERVICESShareholder Transfer Agency Agreement • June 15th, 1999 • Nuveen Premium Income Municipal Fund 4 Inc • New York
EXHIBIT 99.d.2 NUVEEN BROKER-DEALER AGREEMENT Basic Terms for Acting as a Broker-Dealer ----------------------------------------- November 1, 1993 These basic terms ("Basic Terms") set forth the general terms and conditions pursuant to which a...Nuveen Broker-Dealer Agreement • June 10th, 1999 • Nuveen Premium Income Municipal Fund 4 Inc • New York
EXHIBIT 99.d.1 NUVEEN AUCTION AGENCY AGREEMENT Basic Terms for Acting as Auction Agent --------------------------------------- November 1, 1993 These basic terms ("Basic Terms") set forth the general terms and conditions pursuant to which a bank or...Nuveen Auction Agency Agreement • June 10th, 1999 • Nuveen Premium Income Municipal Fund 4 Inc • New York
Sub-Item 77Q1(e) NUVEEN PREMIUM INCOME MUNICIPAL FUND 4, INC. 811-7432 In compliance with the above-referenced Sub-Item, attached is a copy of the Amendment and Renewal of Investment Management Agreement dated June 1, 2000. NUVEEN PREMIUM INCOME...Nuveen Premium Income Municipal Fund 4 Inc • June 28th, 2001
In compliance with the above-referenced Sub-Item, attached is a copy of the Amendment and Renewal of Investment Management Agreement dated June 1, 2000.
EXHIBIT 99.j.1 EXCHANGE TRADED FUND CUSTODY AGREEMENT THIS AGREEMENT is made this 19th day of February 1993 by and between NUVEEN PREMIUM INCOME MUNICIPAL FUND 4 Inc. (the "Fund"), and UNITED STATES TRUST COMPANY OF NEW YORK, a New York State...Exchange Traded Fund Custody Agreement • June 10th, 1999 • Nuveen Premium Income Municipal Fund 4 Inc
EXHIBIT 99.j.2 FUND ACCOUNTING AGREEMENT THIS AGREEMENT, made this 19th day of February, 1993, by and between, NUVEEN PREMIUM INCOME MUNICIPAL FUND 4, INC. a Minnesota Corporation (the "Fund"), and UNITED STATES TRUST COMPANY OF NEW YORK, a New York...Fund Accounting Agreement • June 10th, 1999 • Nuveen Premium Income Municipal Fund 4 Inc • New York
1 EXHIBIT 17(c) NUVEEN AUCTION AGENCY AGREEMENT Basic Terms for Acting as Auction Agent November 1, 1993 These basic terms ("Basic Terms") set forth the general terms and conditions pursuant to which a bank or trust company identified in a Request and...Nuveen Premium Income Municipal Fund 4 Inc • June 15th, 1999 • New York
EXHIBIT 9(b) FUND ACCOUNTING AGREEMENT THIS AGREEMENT, made this 19th day of February, 1993, by and between, NUVEEN PREMIUM INCOME MUNICIPAL FUND 4, INC. a Minnesota Corporation (the "Fund"), and UNITED STATES TRUST COMPANY OF NEW YORK, a New York...Fund Accounting Agreement • June 15th, 1999 • Nuveen Premium Income Municipal Fund 4 Inc • New York
1 EXHIBIT 6(b) NUVEEN PREMIUM INCOME MUNICIPAL FUND 4, INC. RENEWAL OF INVESTMENT MANAGEMENT AGREEMENT This Agreement made this 5th day of May, 1998 by and between Nuveen Premium Income Municipal Fund 4, Inc., a Minnesota corporation (the "Fund"), and...Nuveen Premium Income Municipal Fund 4 Inc • June 15th, 1999
Exhibit 99.g.2 NUVEEN PREMIUM INCOME MUNICIPAL FUND 4, INC. RENEWAL OF INVESTMENT MANAGEMENT AGREEMENT This Agreement made this 5th day of May, 1998 by and between Nuveen Premium Income Municipal Fund 4, Inc., a Minnesota corporation (the "Fund"), and...Nuveen Premium Income Municipal Fund 4 Inc • June 10th, 1999
This Agreement made this 5th day of May, 1998 by and between Nuveen Premium Income Municipal Fund 4, Inc., a Minnesota corporation (the "Fund"), and Nuveen Advisory Corp., a Delaware corporation (the "Adviser");
EXHIBIT 9(a) EXCHANGE TRADED FUND CUSTODY AGREEMENT THIS AGREEMENT is made this l9th day of February, 1993 by and between NUVEEN PREMIUM INCOME MUNICIPAL FUND4 Inc. (the "Fund"), and UNITED STATES TRUST COMPANY OF NEW YORK, a New York State chartered...Custody Agreement • June 15th, 1999 • Nuveen Premium Income Municipal Fund 4 Inc
Form N-SAR, Sub-Item 77q1(e) Any new or amended investment advisory contracts Nuveen Premium Income Municipal Fund 4, Inc. 811-07432 We hereby incorporate by reference a new Sub- Advisory Agreement for the above-referenced fund, filed as Exhibit 99G.5...Nuveen Premium Income Municipal Fund 4 Inc • June 29th, 2011
We hereby incorporate by reference a new Sub- Advisory Agreement for the above-referenced fund, filed as Exhibit 99G.5 to Conformed Submission Type N-2A, accession number 0001193125-11- 074441, on March 23, 2011 for NUVEEN CALIFORNIA DIVIDEND ADVANTAGE MUNICIPAL FUND 2.
Form N-SAR, Sub-Item 77q1(e) Any new or amended investment advisory contracts Nuveen Premium Income Municipal Fund 4, Inc. 811-07432 We hereby incorporate by reference a new Investment Advisory agreement, and a new Sub- Advisory Agreement a form of...Nuveen Premium Income Municipal Fund 4 Inc • December 31st, 2014
We hereby incorporate by reference a new Investment Advisory agreement, and a new Sub- Advisory Agreement a form of which was filed as Appendix L and Appendix M, respectively, under Conformed Submission Type DEF 14A, accession number 0001193125-14-236557, on June 16, 2014.
Form N-SAR, Sub-Item 77q1(e) Any new or amended investment advisory contracts Nuveen Premium Income Municipal Fund 4, Inc. 33-57130, 811-07432 We hereby incorporate by reference the form of the new Investment Management Agreement filed in Proxy...Nuveen Premium Income Municipal Fund 4 Inc • December 31st, 2007
We hereby incorporate by reference the form of the new Investment Management Agreement filed in Proxy materials in the SEC filing on August 22, 2007, under Conformed Submission Type DEF 14A, accession number 0000950137-07- 012827.
