AMONGBroker-Dealer Agreement • December 15th, 2003 • Insured Municipal Income Fund Inc • New York
Dated as of July 23, 2003 UBS Global Asset Management (US) Inc. 51 West 52nd Street New York, New York 10019-6114 Re: Fee Waiver Agreement Ladies and Gentlemen: 1. Insured Municipal Income Fund Inc. is a Maryland corporation (the "Fund"). You serve as...Fee Waiver Agreement • October 3rd, 2003 • Insured Municipal Income Fund Inc • New York
CLOSED-END FUND CUSTODY AGREEMENTCustody Agreement • June 6th, 2012 • Special Opportunities Fund, Inc. • Minnesota
THIS AGREEMENT is made and entered into as of 15th day of October, 2009, by and between INSURED MUNICIPAL INCOME FUND INC. (the “Fund”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America with its principal place of business at Minneapolis, Minnesota (the “Custodian”).
Exhibit 99(h)(i) INSURED MUNICIPAL INCOME FUND INC. Auction Preferred Shares Par Value $[0.001] Per Share FORM OF UNDERWRITING AGREEMENT UNDERWRITING AGREEMENT UBS Securities LLC [other co-managers] c/o UBS Securities LLC as Managing Underwriter 299...Underwriting Agreement • October 3rd, 2003 • Insured Municipal Income Fund Inc • New York
FUND ADMINISTRATION SERVICING AGREEMENTFund Administration Servicing Agreement • June 6th, 2012 • Special Opportunities Fund, Inc. • Wisconsin
THIS AGREEMENT is made and entered into this 15th day of October, 2009, by and between INSURED MUNICIPAL INCOME FUND INC., (the “Fund”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
FUND ACCOUNTING SERVICING AGREEMENTFund Accounting Servicing Agreement • May 17th, 2012 • Special Opportunities Fund, Inc. • Wisconsin
THIS AGREEMENT is made and entered into as of this 15th day of October, 2009, by and between INSURED MUNICIPAL INCOME FUND INC., (the “Fund”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
FIRST AMENDMENT TO THE CUSTODY AGREEMENTCustody Agreement • May 17th, 2012 • Special Opportunities Fund, Inc.
THIS FIRST AMENDMENT dated as of the 8th day of February, 2010, to the Custody Agreement, dated as of October 15, 2009 (the "Agreement"), is entered into by and between SPECIAL OPPORTUNITIES FUND, INC. f/k/a INSURED MUNICIPAL INCOME FUND INC., a Maryland corporation (the “Fund”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association (the "Custodian").
SECOND AMENDMENT TO THE FUND ACCOUNTING SERVICING AGREEMENTFund Accounting Servicing Agreement • May 17th, 2012 • Special Opportunities Fund, Inc.
THIS SECOND AMENDMENT dated as of the 1st day of February, 2011, to the Fund Accounting Servicing Agreement, dated as of October 15, 2009, as amended February 8, 2010 (the "Agreement"), is entered into by and between SPECIAL OPPORTUNITIES FUND, INC., a Maryland corporation (the “Fund”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company ("USBFS").
For period ending September 30, 2006 File number 811-7528 Insured Municipal Income Fund Inc. INVESTMENT ADVISORY AND ADMINISTRATION CONTRACT Contract made as of April 1, 2006, between INSURED MUNICIPAL INCOME FUND INC., a Maryland corporation (Fund),...Investment Advisory and Administration Contract • November 29th, 2006 • Insured Municipal Income Fund Inc • Delaware
FIRST AMENDMENT TO THE FUND ADMINISTRATION SERVICING AGREEMENTFund Administration Servicing Agreement • May 17th, 2012 • Special Opportunities Fund, Inc.
THIS FIRST AMENDMENT dated as of the 8th day of February, 2010, to the Fund Administration Servicing Agreement, dated as of October 15, 2009 (the "Agreement"), is entered into by and between SPECIAL OPPORTUNITIES FUND, INC. f/k/a INSURED MUNICIPAL INCOME FUND INC., a Maryland corporation (the “Fund”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company ("USBFS").
FIRST AMENDMENT TO THE FUND ACCOUNTING SERVICING AGREEMENTFund Accounting Servicing Agreement • June 6th, 2012 • Special Opportunities Fund, Inc.
THIS FIRST AMENDMENT dated as of the 8th day of February, 2010, to the Fund Accounting Servicing Agreement, dated as of October 15, 2009 (the "Agreement"), is entered into by and between SPECIAL OPPORTUNITIES FUND, INC. f/k/a INSURED MUNICIPAL INCOME FUND INC., a Maryland corporation (the “Fund”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company ("USBFS").
INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • June 6th, 2012 • Special Opportunities Fund, Inc. • New York
THIS INVESTMENT MANAGEMENT AGREEMENT dated and effective as of December 10, 2009 between Insured Municipal Income Fund, Inc., a Maryland corporation (herein referred to as the "Fund"), and Brooklyn Capital Management, LLC, a Delaware limited liability company (herein referred to as the "Investment Manager").
INSURED MUNICIPAL INCOME FUND, INC. INTERIM SUBADVISORY AGREEMENTInterim Subadvisory Agreement • February 26th, 2010 • Special Opportunities Fund, Inc. • New York
This Interim Subadvisory Agreement is made as of October 29, 2009 (the “Effective Date”), between Brooklyn Capital Management, LLC, a Delaware limited liability company (the “Adviser”), and Income Research & Management, a Massachusetts business trust (the “Subadviser”).
Sub-Item 77Q1: Exhibits – Investment Management AgreementInvestment Management Agreement • February 26th, 2010 • Special Opportunities Fund, Inc.
The Investment Management Agreement dated and effective as of December 10, 2009 between Special Opportunities Fund, Inc. (formerly Insured Municipal Income Fund Inc.), a Maryland corporation, and Brooklyn Capital Management, LLC, a Delaware limited liability company, was previously filed on Schedule 14A on November 19, 2009, and is incorporated herein by reference.
SECOND AMENDMENT TO THE FUND ADMINISTRATION SERVICING AGREEMENTFund Administration Servicing Agreement • May 17th, 2012 • Special Opportunities Fund, Inc.
THIS SECOND AMENDMENT dated as of the 1ST day of February, 2011, to the Fund Administration Servicing Agreement, dated as of October 15, 2009, as amended February 8, 2010 (the "Agreement"), is entered into by and between SPECIAL OPPORTUNITIES FUND, INC., a Maryland corporation (the “Fund”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company ("USBFS").
