SUBSCRIPTION AGREEMENT FOR COMMON SHARES OF DIAMOND HILL INVESTMENT GROUP, INC.Subscription Agreement • November 14th, 2003 • Diamond Hill Investment Group Inc • Security brokers, dealers & flotation companies • Ohio
EXHIBIT 10.5 October 24, 2001 James F. Laird 5277 Brynwood Drive Columbus, Ohio 43220 Dear James: We are pleased to offer you this letter of employment in the position described below as part of Diamond Hill Capital Management, Inc. (the "Company")....Employment Agreement • March 28th, 2003 • Diamond Hill Investment Group Inc • Security brokers, dealers & flotation companies • Ohio
EXHIBIT 10.4 RODERICK H. DILLON, JR. ----------------------- EMPLOYMENT AGREEMENT -------------------- This Employment Agreement is made effective the 11th day of May, 2000, by and between THE BANC STOCK GROUP, INC., a Florida corporation (the...Employment Agreement • March 28th, 2003 • Diamond Hill Investment Group Inc • Security brokers, dealers & flotation companies • Ohio
AMENDED AND RESTATED EMPLOYMENT AGREEMENT FOR RODERICK H. DILLON, JR.Employment Agreement • March 24th, 2011 • Diamond Hill Investment Group Inc • Investment advice • Ohio
This Amended and Restated Employment Agreement (the “Agreement”) is entered into this 22nd day of March, 2011, by and between Diamond Hill Investment Group, Inc. (hereinafter referred to as the “Employer”) and Roderick H. Dillon, Jr. (hereinafter referred to as the “Executive”).
INDEMNIFICATION AGREEMENTIndemnification Agreement • February 29th, 2024 • Diamond Hill Investment Group Inc • Investment advice • Ohio
This Indemnification Agreement, dated as of [ ] (this “Agreement”), is made by and between Diamond Hill Investment Group, Inc., an Ohio corporation (the “Company”), and [ ] (“Indemnitee”).
EMPLOYMENT AGREEMENT FOREmployment Agreement • October 26th, 2021 • Diamond Hill Investment Group Inc • Investment advice • Ohio
This Employment Agreement (this “Agreement”) is entered into as of the 26th day of October 2021, by and between Diamond Hill Capital Management, Inc. (“DHCM”), a wholly-owned subsidiary of Diamond Hill Investment Group, Inc. (“DHIG”, and together with DHCM, the “Employer”) and Heather E. Brilliant (the “Executive”).
EXHIBIT 10.1 ------------ [DIAMOND HILL LETTERHEAD] April 26, 2006 Mr. R. H. Dillon Diamond Hill Investment Group, Inc. 375 North Front Street, Suite 300 Columbus, OH 43215 RE: Reduction of Required Prior Notice Under Section 2.a. of Employment...Employment Agreement • May 2nd, 2006 • Diamond Hill Investment Group Inc • Security brokers, dealers & flotation companies
RE: Reduction of Required Prior Notice Under Section 2.a. of Employment Agreement Dated May 11, 2000, as Reduced by Letter Agreement Dated March 10, 2006
DIAMOND HILL INVESTMENT GROUP, INC. RESTRICTED STOCK AWARD AGREEMENTRestricted Stock Award Agreement • July 28th, 2022 • Diamond Hill Investment Group Inc • Investment advice • Ohio
Diamond Hill Investment Group, Inc. (the “Company”) hereby grants the undersigned director (“Participant”) an award of shares of restricted stock (“Restricted Stock”), subject to the terms and conditions described in the Diamond Hill Investment Group, Inc. 2022 Equity and Cash Incentive Plan (the “Plan”) and this Restricted Stock Award Agreement (this “Award Agreement”). Capitalized terms that are used but not defined in this Award Agreement shall have the same meaning as set forth in the Plan.
FIRST AMENDMENT TO THE AMENDED AND RESTATED EMPLOYMENT AGREEMENT FOR RODERICK H. DILLON, JR.Employment Agreement • March 13th, 2009 • Diamond Hill Investment Group Inc • Investment advice
This First Amendment to the Amended and Restated Employment Agreement for Roderick H. Dillon, Jr. dated as of February 28, 2008 (“Agreement”) is effective as of this 2nd day of December, 2008.
SEPARATION AGREEMENT AND RELEASE OF ALL CLAIMSSeparation Agreement • August 1st, 2018 • Diamond Hill Investment Group Inc • Investment advice • Ohio
This Separation Agreement and Release of All Claims (“Agreement”) is made by and between Lisa M. Wesolek (“Employee”), and Diamond Hill Capital Management, Inc. (“Employer” or “Company”).
DIAMOND HILL INVESTMENT GROUP, INC. RESTRICTED STOCK AWARD AGREEMENTRestricted Stock Award Agreement • April 29th, 2011 • Diamond Hill Investment Group Inc • Investment advice • Ohio
Diamond Hill Investment Group, Inc. (the “Company”) hereby grants the undersigned Participant an award of Shares of Restricted Stock, subject to the terms and conditions described in the Diamond Hill Investment Group, Inc. 2011 Equity and Cash Incentive Plan (the “Plan”) and this Restricted Stock Award Agreement (this “Award Agreement”).
EMPLOYMENT AGREEMENT FOREmployment Agreement • January 4th, 2016 • Diamond Hill Investment Group Inc • Investment advice • Ohio
This Employment Agreement (the “Agreement”) is entered into this 1st day of January, 2016, by and between Diamond Hill Capital Management, Inc. (hereinafter referred to as the “Employer”) and Roderick H. Dillon, Jr. (hereinafter referred to as the “Executive”).
PROVISIONS ----------Agreement for Restricted Stock and Restricted Stock Units • April 9th, 2004 • Diamond Hill Investment Group Inc • Security brokers, dealers & flotation companies • Ohio
SUBSCRIPTION AGREEMENT FOR COMMON SHARES OF DIAMOND HILL INVESTMENT GROUP, INC.Subscription Agreement • November 15th, 2004 • Diamond Hill Investment Group Inc • Security brokers, dealers & flotation companies • Ohio
ASSET PURCHASE AGREEMENT By and between BRANDYWINE GLOBAL INVESTMENT MANAGEMENT, LLC (a Delaware limited liability company), and DIAMOND HILL CAPITAL MANAGEMENT, INC. (an Ohio corporation)Asset Purchase Agreement • April 26th, 2021 • Diamond Hill Investment Group Inc • Investment advice • Delaware
THIS ASSET PURCHASE AGREEMENT (this “Agreement”), is made and entered into as of February 2, 2021, by and between Diamond Hill Capital Management, Inc., an Ohio corporation (the “Seller”) and Brandywine Global Investment Management, LLC, a Delaware limited liability company (the “Purchaser”).
DIAMOND HILL INVESTMENT GROUP, INC. RESTRICTED STOCK AWARD AGREEMENT NEW HIRE EQUITY AWARDRestricted Stock Award Agreement • July 28th, 2022 • Diamond Hill Investment Group Inc • Investment advice • Ohio
Diamond Hill Investment Group, Inc. (the “Company”) hereby grants the undersigned Participant (the “Participant”) an award of Company shares (the “Shares”) of Restricted Stock (“Restricted Stock”), subject to the terms and conditions described in the Diamond Hill Investment Group, Inc. 2022 Equity and Cash Incentive Plan (the “Plan”) and this Restricted Stock Award Agreement (this “Award Agreement”).
EXHIBIT 2 --------- AGREEMENT AND PLAN OF MERGER ---------------------------- This Agreement and Plan of Merger (this "Agreement"), dated as of May 2, 2002, is made by and between Diamond Hill Investment Group, Inc., a Florida corporation ("Diamond...Merger Agreement • May 7th, 2002 • Diamond Hill Investment Group Inc • Security brokers, dealers & flotation companies • Ohio
AMENDMENT TO AWARD AGREEMENT UNDER THE DIAMOND HILL INVESTMENT GROUP, INC. 1993 NON-QUALIFIED AND INCENTIVE STOCK OPTION PLANAward Agreement • March 16th, 2007 • Diamond Hill Investment Group Inc • Security brokers, dealers & flotation companies • Ohio
THIS AMENDMENT TO AWARD AGREEMENT (this “Amendment”) is made to be effective as of November 9, 2006, by and between Diamond Hill Investment Group, Inc. (the “Company”) and (the “Employee”).
DIAMOND HILL INVESTMENT GROUP, INC. RESTRICTED STOCK AWARD AGREEMENT LONG-TERM INCENTIVE AWARDRestricted Stock Award Agreement • July 28th, 2022 • Diamond Hill Investment Group Inc • Investment advice • Ohio
This Award Agreement comprises the entire agreement as it relates to the grant of Shares of Restricted Stock to the Participant and supersedes any and all prior written agreements as it relates to this grant.
LINE OF CREDIT DEMAND NOTELine of Credit Demand Note • November 14th, 2013 • Diamond Hill Investment Group Inc • Investment advice
This Note is the promissory note referred to in, and is entitled to the benefits of the Loan Agreement, which Loan Agreement, among other things, sets forth procedures to be used in connection with the Borrowers' requests that the Lender make Advances to it from time to time in an aggregate amount not to exceed at any time outstanding the Maximum Amount.
AMENDMENT TO WARRANT TO PURCHASE SHARES OF COMMON STOCK OF BANC STOCK GROUP, INC.Warrant Agreement • March 16th, 2007 • Diamond Hill Investment Group Inc • Security brokers, dealers & flotation companies • Ohio
THIS AMENDMENT TO WARRANT TO PURCHASE SHARES OF COMMON STOCK OF BANC STOCK GROUP, INC. (this “Amendment”) is entered into as of this 9th day of November, 2006 by and between Diamond Hill Investment Group, Inc. (the “Company”) and Roderick H. Dillon, Jr. (the “Holder”).
SYNOVUS SECURITIES, INC. SUB-ADVISORY AGREEMENT WITH DIAMOND HILL CAPITAL MANAGEMENT, INC. THIS SUB-ADVISORY AGREEMENT is made this 30th day of January, 2001 (the "Agreement"), by and between Synovus Securities, Inc. ("Synovus"), a Georgia...Sub-Advisory Agreement • March 1st, 2001 • Banc Stock Group Inc • Security brokers, dealers & flotation companies • Georgia
LOAN AGREEMENTLoan Agreement • November 14th, 2013 • Diamond Hill Investment Group Inc • Investment advice • Ohio
Contract2005 Employee and Director Equity Incentive Plan First Amendment • February 25th, 2011 • Diamond Hill Investment Group Inc • Investment advice • Ohio
Exhibit 10.4 — 2005 Employee and Director Equity Incentive Plan First Amendment dated November 2, 2010 and Form of Restricted Stock Agreement referenced therein
BANC STOCK FINANCIAL SERVICES, INC. SUB-ADVISORY AGREEMENT WITH DIAMOND HILL CAPITAL MANAGEMENT, INC. THIS SUB-ADVISORY AGREEMENT is made this 23rd day of February, 2001 (the "Agreement"), by and between Banc Stock Financial Services, Inc. ("BSFS") an...Sub-Advisory Agreement • May 15th, 2001 • Banc Stock Group Inc • Security brokers, dealers & flotation companies • Georgia
AMENDMENT NO. 2 TO EMPLOYMENT AGREEMENT FOR HEATHER E. BRILLIANTEmployment Agreement • February 29th, 2024 • Diamond Hill Investment Group Inc • Investment advice
This Amendment No. 2 is entered into as of the 14th day of November 2023 (this “Amendment”) to amend the Employment Agreement, dated October 26, 2021 (as amended as of March 31, 2023, the “Agreement”), by and between Diamond Hill Capital Management, Inc. (“DHCM”), a wholly-owned subsidiary of Diamond Hill Investment Group, Inc. (“DHIG”, and together with DHCM, the “Employer”), and Heather E. Brilliant (the “Executive”).
RECITALS:Compensation Recoupment and Restitution Policy Acknowledgement and Agreement • February 20th, 2013 • Diamond Hill Investment Group Inc • Investment advice • Ohio
DIAMOND HILL INVESTMENT GROUP, INC. RESTRICTED STOCK AWARD AGREEMENTRestricted Stock Award Agreement • February 21st, 2019 • Diamond Hill Investment Group Inc • Investment advice • Ohio
Diamond Hill Investment Group, Inc. (the “Company”) hereby grants the undersigned Participant an award of Shares of Restricted Stock, subject to the terms and conditions described in the Diamond Hill Investment Group, Inc. 2014 Equity and Cash Incentive Plan (the “Plan”) and this Restricted Stock Award Agreement (this “Award Agreement”).
AMENDMENT TO EMPLOYMENT AGREEMENT FOREmployment Agreement • May 10th, 2023 • Diamond Hill Investment Group Inc • Investment advice
This Amendment is entered into as of this 31st day of March, 2023 (this “Amendment”) to amend the Employment Agreement dated October 26, 2021 (the “Agreement”) by and between Diamond Hill Capital Management, Inc. (“DHCM”), a wholly-owned subsidiary of Diamond Hill Investment Group, Inc. (“DHIG”, and together with DHCM, the “Employer”) and Heather E. Brilliant (the “Executive”).
