DELAFIELD FUND, INC. DISTRIBUTION AGREEMENT THIS DISTRIBUTION AGREEMENT (the "DISTRIBUTION AGREEMENT") is entered into on this 1st day of September, 2005 by and between the Delafield Fund, Inc. (the "FUND") and IXIS Asset Management Distributors, L.P....Distribution Agreement • April 28th, 2006 • Delafield Fund Inc • New York
FORM OF CUSTODY AGREEMENTCustody Agreement • April 30th, 2007 • Delafield Fund Inc • New York
The Distribution and Service Plan (the "Plan") is adopted by Delafield Fund, Inc. (the "Fund") in accordance with the provisions of Rule 12b-1 under the Investment Company Act of 1940 (the "Act"). The PlanDistribution Agreement • June 17th, 1998 • Delafield Fund Inc
W I T N E S S E T H:Fund Accounting Agreement • April 30th, 2009 • Delafield Fund Inc
SHAREHOLDER SERVICING AGREEMENT DELAFIELD FUND, INC. (the "Fund")Shareholder Servicing Agreement • April 29th, 2003 • Delafield Fund Inc
SUB-ITEM 77Q1(e): Amendment to Investment Management Contract AMENDMENT NO. 2 TO THE INVESTMENT MANAGEMENT CONTRACT THIS AMENDMENT TO THE INVESTMENT MANAGEMENT CONTRACT is made as of June 7, 2007, by and between DELAFIELD FUND, INC., a Maryland...Investment Management Contract • February 28th, 2008 • Delafield Fund Inc
The Distribution and Service (the "Plan") is adopted by Delafield Fund, Inc. (the "Fund") in accordance with the provisions of Rule 12b-1 under the Investment Company Act of 1940 (the "Act"). The Plan 1. The Fund and Reich & Tang Distributors, Inc....Distribution Agreement • April 29th, 1998 • Delafield Fund Inc
ADMINISTRATIVE SERVICES CONTRACT DELAFIELD FUND, INC. (the "Fund") New York, New YorkAdministrative Services Contract • April 27th, 2001 • Delafield Fund Inc
DISTRIBUTION AGREEMENT DELAFIELD FUND the "Fund" 600 Fifth Avenue New York, New York 10020Distribution Agreement • April 23rd, 1997 • Delafield Fund Inc
DISTRIBUTION AGREEMENT DELAFIELD FUND, INC. (the "Fund") 600 Fifth Avenue New York, New York 10020Distribution Agreement • April 27th, 2001 • Delafield Fund Inc
W I T N E S S E T H:Investment Management Contract • April 29th, 2003 • Delafield Fund Inc
ARTICLE I. DEFINITIONSCash Management and Related Services Agreement • March 30th, 2005 • Delafield Fund Inc • New York
ARTICLE I DEFINITIONSTransfer Agency Agreement • April 27th, 2001 • Delafield Fund Inc • New York
FORM OF INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • August 6th, 2009 • Tocqueville Trust
THIS AGREEMENT is made this 24th day of September, 2009, by and between The Tocqueville Trust, a Massachusetts business trust (the “Trust”), on behalf of its series The Delafield Fund (the “Fund”), and Tocqueville Asset Management L.P., a limited partnership (the “Investment Adviser”);
CUSTODY AGREEMENTCustody Agreement • August 6th, 2009 • Tocqueville Trust • Ohio
THIS AGREEMENT is made and entered into as of this 13th day of March, 2008, by and between THE TOCQUEVILLE TRUST, a Massachusetts business trust (the “Trust”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America with its principal place of business at Cincinnati, Ohio (the “Custodian”).
FORM OF AMENDED AND RESTATED DISTRIBUTION AGREEMENT between THE TOCQUEVILLE TRUST and TOCQUEVILLE SECURITIES, L.P. (amended and restated as of September 24, 2009)Distribution Agreement • August 6th, 2009 • Tocqueville Trust
WHEREAS, The Tocqueville Trust, a Massachusetts business trust (the “Trust”) and Tocqueville Securities, L.P. (the “Distributor”) had originally entered into this Distribution Agreement (the “Agreement”) on March 1, 1991, as amended on September 30, 2002 and September 30, 2003; and
AGREEMENT AND PLAN OF REORGANIZATION AND LIQUIDATIONAgreement and Plan of Reorganization and Liquidation • August 6th, 2009 • Tocqueville Trust • Massachusetts
AGREEMENT AND PLAN OF REORGANIZATION AND LIQUIDATION (the “Agreement”) dated this [ ] day of July, 2009, by and between Delafield Fund, Inc. (the “Acquired Fund”), a Maryland corporation, and The Delafield Fund, a series of The Tocqueville Trust (the “Acquiring Fund”), a Massachusetts business trust. Tocqueville Asset Management L.P. (“TAM”), a Delaware partnership, and Reich & Tang Asset Management, LLC (“RTAM”), a Delaware limited liability company, are parties to this Agreement with respect to Section 15(b) hereof only.
IXIS ASSET MANAGEMENT DISTRIBUTORS, L.P. 399 Boylston Street Boston, Massachusetts 02116 DEALER AGREEMENT This dealer agreement ("Dealer Agreement") is entered into between IXIS Asset Management Distributors, L.P. ("our", "us", or "we") and the...Dealer Agreement • April 28th, 2006 • Delafield Fund Inc • Massachusetts
DELAFIELD FUND, INC. (the "Fund")Distribution Agreement • April 29th, 2003 • Delafield Fund Inc
SUB-ITEM 77Q1(g): Agreement And Plan Of Reorganization And Liquidation Incorporated by reference to Form Type N-14/A filed by Registrant on May 8, 2000.Agreement and Plan of Reorganization and Liquidation • August 27th, 2004 • Delafield Fund Inc
W I T N E S S E T H:Investment Management Contract • April 29th, 2008 • Delafield Fund Inc
Form of AMENDMENT TO AMENDED AND RESTATED TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • August 6th, 2009 • Tocqueville Trust
THIS AMENDMENT TO THE AMENDED AND RESTATED TRANSFER AGENT SERVICING AGREEMENT (the “Agreement”) is made as of September 24, 2009, by and between The Tocqueville Trust, a Massachusetts business Trust (the “Trust”) and U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company (“USBFS”).
Form of AMENDMENT TO FUND SUB-ADMINISTRATION SERVICING AGREEMENTFund Sub-Administration Servicing Agreement • August 6th, 2009 • Tocqueville Trust
THIS AMENDMENT TO THE FUND SUB-ADMINISTRATION SERVICING AGREEMENT (the “Agreement”) is made as of September 24, 2009, by and between Tocqueville Asset Management L.P., a limited partnership (“TAM”) and U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company (“USBFS”).
Form of AMENDMENT TO AMENDED AND RESTATED PROSPECT SERVICING AGREEMENTProspect Servicing Agreement • August 6th, 2009 • Tocqueville Trust
THIS AMENDMENT TO THE AMENDED AND RESTATED PROSPECT SERVICING AGREEMENT (the “Agreement”) is made as of September 24, 2009, by and between The Tocqueville Trust, a Massachusetts business Trust (the “Trust”) and U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company (“USBFS”).
Sub-Item 77Q1 (e) Investment Management Contract The Investment Management Contract dated October 30, 2000 between Registrant and Reich & Tang Asset Management L.P. is incorporated by reference to exhibit (d) of Post-Effective Amendment No. 10 to...Investment Management Contract • August 29th, 2001 • Delafield Fund Inc
The Investment Management Contract dated October 30, 2000 between Registrant and Reich & Tang Asset Management L.P. is incorporated by reference to exhibit (d) of Post-Effective Amendment No. 10 to Registrant's registration statement filed under rule 485(b) under the Securities Act of 1933 on April 30, 2001 (Accession No. 0000759699-01-500030).
DISTRIBUTION AGREEMENT DELAFIELD FUND, INC. the "Fund" 600 Fifth Avenue New York, New York 10020 Reich & Tang Distributors, Inc. 600 Fifth Avenue New York, New York 10020 Ladies and Gentlemen: We hereby confirm our agreement with you as follows: 1. In...Distribution Agreement • April 29th, 1998 • Delafield Fund Inc
Form of AMENDMENT TO ADMINISTRATION AGREEMENTAdministration Agreement • August 6th, 2009 • Tocqueville Trust
THIS AMENDMENT TO THE ADMINISTRATION AGREEMENT (the “Agreement”) is made as of September 24, 2009, by and between The Tocqueville Trust, a Massachusetts business Trust (the “Trust”), on behalf of its series listed in Exhibit 1 (the “Funds”), and Tocqueville Asset Management L.P., a limited partnership (the “Administrator”).
Form of AMENDMENT TO AMENDED AND RESTATED FUND ACCOUNTING SERVICING AGREEMENTAmended and Restated Fund Accounting Servicing Agreement • August 6th, 2009 • Tocqueville Trust
THIS AMENDMENT TO THE AMENDED AND RESTATED FUND ACCOUNTING SERVICING AGREEMENT (the “Agreement”) is made as of September 24, 2009, by and between The Tocqueville Trust, a Massachusetts business Trust (the “Trust”) and U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company (“USBFS”).
W I T N E S S E T H:Distribution Agreement • April 29th, 2008 • Delafield Fund Inc
