EXHIBIT 10(iii) INVESTMENT MANAGEMENT AGREEMENT THIS AGREEMENT dated as of the 20th day of December 1995 BETWEEN: THE BANK OF NOVA SCOTIA, a Canadian chartered bank, having its executive offices in the City of Toronto, in the Province of Ontario (The...Investment Management Agreement • June 20th, 1997 • Interunion Financial Corp • Miscellaneous business credit institution
OFMerger Agreement • December 16th, 2003 • Interunion Financial Corp • Miscellaneous business credit institution • Delaware
PREAMBLERegistration Rights Agreement • December 29th, 2005 • BMB Munai Inc • Crude petroleum & natural gas • Utah
ANDAgency Agreement • December 16th, 2003 • Interunion Financial Corp • Miscellaneous business credit institution • Delaware
1 EXHIBIT 10(iii) INVESTMENT MANAGEMENT AGREEMENT THIS AGREEMENT dated as of the 20th day of December 1995 BETWEEN: THE BANK OF NOVA SCOTIA, a Canadian chartered bank, having its executive offices in the City of Toronto, in the Province of Ontario...Investment Management Agreement • March 31st, 1997 • Interunion Financial Corp • Miscellaneous business credit institution
Exhibit 10(iv) AGREEMENT made this 19th day of January, 1995. BETWEEN: HAVENSIGHT HOLDINGS LIMITED, a company incorporated under the laws of the British Virgin Islands (hereinafter called "Havensight")Share Purchase Agreement • June 20th, 1997 • Interunion Financial Corp • Miscellaneous business credit institution
VOTING TRUST AGREEMENT DATE: April 14, 2006 PARTIES: Jamestown Financial, Inc. (Shareholders) EMRJD Creaciones de Puntarenas, S.A. Inversiones Tentadoras Para Habitar, S.A. Envases y Formas Naturales Para la Venta, S.A. Brockley Properties Limited...Voting Trust Agreement • April 17th, 2006 • BMB Munai Inc • Crude petroleum & natural gas • Utah
ROLLOVER OF DEBT: All trade creditors, excluding: the University of Washington and the National Research Council, the Biomedical Research Centre (BRC) at the University of B.C., and the Brooklyn Health Service Center at the State University of New...Letter of Intent • June 20th, 1997 • Interunion Financial Corp • Miscellaneous business credit institution
Exhibit 10(iv) AGREEMENT made this 19th day of January, 1995. BETWEEN: HAVENSIGHT HOLDINGS LIMITED, a company incorporated under the laws of the British Virgin Islands (hereinafter called "Havensight")Share Purchase Agreement • March 31st, 1997 • Interunion Financial Corp • Miscellaneous business credit institution
OF AU 'N AG, INC. (A UTAH CORPORATION) INTO AU 'N AG, INC. (A DELAWARE CORPORATION)Merger Agreement • June 20th, 1997 • Interunion Financial Corp • Miscellaneous business credit institution
CONTENTS Clause Page 1. Interpretation.......................................................2 2. Issue Of The Notes...................................................4 3. Representations And Warranties By The Issuer.........................5 4....Placement Agreement • July 19th, 2007 • BMB Munai Inc • Crude petroleum & natural gas
EXHIBIT 10(vi) September 26, 1996 New Researches Corporation 10 rue Pierre- Fatio Geneva, CH-1201 Switzerland ("NRC") - and - RIF Capital Inc. c/o Corporate Services Price Waterhouse Centre PO Box 634C St. Michael, Barbados ("RIF") - and - St. Michael...Letter of Understanding • June 20th, 1997 • Interunion Financial Corp • Miscellaneous business credit institution
RECITALSSoftware Development Agreement • April 15th, 1997 • Interunion Financial Corp • Miscellaneous business credit institution • Ontario
Restricted Stock Award AgreementRestricted Stock Award Agreement • November 8th, 2024 • Freedom Holding Corp. • Security brokers, dealers & flotation companies • Nevada
This Restricted Stock Award Agreement (this “Agreement”) is made and entered into as of July 12, 2024, (the “Grant Date”) by and between Freedom Holding Corp., a Nevada corporation (the “Company”) and Askar Tashtitov (the “Grantee”).
REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • July 19th, 2007 • BMB Munai Inc • Crude petroleum & natural gas • New York
THIS REGISTRATION RIGHTS AGREEMENT (this “Agreement”) is made and entered into as of July 13, 2007, by and among BMB MUNAI, INC., a Nevada corporation (the “Company”), and BAYERISCHE HYPO-UND VEREINSBANK AG, as sole bookrunner (the “Bookrunner”), pursuant to that certain Placement Agreement, dated July 4, 2007 (the “Placement Agreement”), between the Company and the Bookrunner, which provides for, among other things, the issuance by the Company of U.S.$60,000,000 aggregate principal amount of the Company’s 5.0 per cent. Convertible Notes due 2012 (the “Initial Securities”). The Initial Securities are issued under a trust deed, dated July 13, 2007 (as amended or supplemented from time to time, the “Trust Deed”), between the Company and BNY Corporate Trustee Services Limited, as trustee. Pursuant to the Trust Deed, the Company is required to, among other things, commence an offer (the “Initial Offer”) to the holders of the Initial Securities to exchange any and all of the Initial Securit
Certain portions of this exhibit (indicated by “[***]”) have been omitted pursuant to Item 601(a)(6) of Regulation S-K. This exhibit is an English translation of a foreign language document. The Company hereby agrees to furnish to the SEC, upon...Employment Agreement • June 14th, 2024 • Freedom Holding Corp. • Security brokers, dealers & flotation companies
EMPLOYER: Freedom Finance Joint Stock Company, located at: 77/7, al-Farabi ave., "Nurly Tau" BC 4B, Floor 17, office 04, (Certificate of state re-registration issued on September 09, 2013), represented by the Chief executive officer Lukyanov Sergey Nikolaevich , acting based on the Charter, and
Certain portions of this exhibit (indicated by “[***]”) have been omitted pursuant to Item 601(a)(6) of Regulation S-K. This exhibit is an English translation of a foreign language document. The Company hereby agrees to furnish to the SEC, upon...Employment Agreement • June 14th, 2024 • Freedom Holding Corp. • Security brokers, dealers & flotation companies • Astana
EMPLOYMENT AGREEMENT DATED JULY 24, 2020 BETWEEN MEMBER OF THE BOARD OF DIRECTORS OF FREEDOM FINANCE GLOBAL PLCEmployment Agreement • June 14th, 2024 • Freedom Holding Corp. • Security brokers, dealers & flotation companies
Freedom Finance Global PLC, a private company duly registered in the Registry of Companies of the Astana Financial Services Authority and licensed under the commercial number AFSA-A-LA-2020-0019 and Business Identification Number 200240900095 (hereinafter referred to as the Company) having its registered office at: 010017, the Republic of Kazakhstan, Nur-Sultan city, Mangilik Ave., building 55/17 represented by Chairman of the Board, Mr. Sergey Lukyanov, acting on the basis of Charter of the Company and the Resolution of Shareholder Freedom Holding Corp. as of July 24, 2020, on the one hand, and Mr. Askar Tashtitov, citizen of the Republic of Kazakhstan, holder of identity card No. [***], issued by the Ministry of Internal Affairs on [***] (hereinafter referred to as the Director, member of the Board of Directors), acting on the basis of the resolution of the Shareholder of the Company dated July 24, 2020, on the other hand, hereinafter referred to as the Parties, have entered into thi
Certain portions of this exhibit (indicated by “[***]”) have been omitted pursuant to Item 601(a)(6) of Regulation S-K. This exhibit is an English translation of a foreign language document. The Company hereby agrees to furnish to the SEC, upon...Employment Contract • June 14th, 2024 • Freedom Holding Corp. • Security brokers, dealers & flotation companies
EMPLOYER: Freedom Finance Joint Stock Company, located at: 77/7, al-Farabi ave., "Esentai Tower" BC, Floor 3 Almaty, (Certificate of state re-registration issued on September 09, 2013), represented by the Chairman of the Management Board, Mr. Minikeyev Roman Damirovich, acting based on the Charter, and
Exhibit 10.1 SHARE PURCHASE AND SALE AGREEMENT This Agreement is made as of the 24 day of May, 2004 in Almaty, Kazakhstan between Tolmakov Toleush Kalmukanovitch, a citizen of the Republic of Kazakhstan, (hereinafter referred to as "Seller"), and BMB...Share Purchase and Sale Agreement • May 25th, 2004 • BMB Munai Inc • Crude petroleum & natural gas
EXHIBIT 10(ii) November 30, 1995 Mr. J.P. Fruchet Guardian Timing Services, Inc. 130 Adelaide Street West Suite 3303 Toronto, Ontario M5H 3P5 Dear Mr. Fruchet: Re: Letter of Understanding (the "Letter") As a condition precedent to our execution of an...Letter of Understanding • March 31st, 1997 • Interunion Financial Corp • Miscellaneous business credit institution
Certain portions of this exhibit (indicated by “[***]”) have been omitted pursuant to Item 601(a)(6) of Regulation S-K. This exhibit is an English translation of a foreign language document. The Company hereby agrees to furnish to the SEC, upon...Employment Agreement • August 9th, 2024 • Freedom Holding Corp. • Security brokers, dealers & flotation companies
Special Purpose Company Freedom Finance SPC LTD, established in accordance with the laws of the Republic of Kazakhstan, BIN 210540900127, located at the address: Republic of Kazakhstan (the “RK”), Astana, Esil District, 16 Dostyk Street, 2, represented by the Chief Executive Director Baskakova O.S., acting on the basis of the Charter (the “Employer” or the “Company”), on the one hand, and
Long Term Equity Incentive Compensation AgreementLong Term Equity Incentive Compensation Agreement • May 21st, 2021 • Freedom Holding Corp. • Security brokers, dealers & flotation companies • Nevada
This Long Term Equity Incentive Compensation Agreement (this “Agreement”) is made and entered into as of May 18, 2021 (the “Grant Date”) by and between Freedom Holding Corp., a Nevada corporation (the “Company”) and Evgeniy Ler (the “Grantee”).
Certain portions of this exhibit (indicated by “[***]”) have been omitted pursuant to Item 601(a)(6) of Regulation S-K. This exhibit is an English translation of a foreign language document. The Company hereby agrees to supplementally furnish to the...Preferred Shares Sale and Purchase Agreement • September 23rd, 2020 • Freedom Holding Corp. • Security brokers, dealers & flotation companies
This preferred shares sale and purchase agreement (as defined below) (hereinafter referred to as the “Agreement”) is made on September 17, 2020 by and between Mr. Bulat Zhamitovich Utemuratov, citizen and resident of the Republic of Kazakhstan, IIN 571113350279, residing at 16, 2501, Dostyk Str., Nur-Sultan, the Republic of Kazakhstan, (hereinafter referred to as the "Seller") and the FREEDOM FINANCE Joint-Stock Company, registered in accordance with the legislation of the Republic of Kazakhstan, located at "Esentai Tower" BC, Floor 7, 77/7 Al Farabi Ave., Almaty, 050040 the Republic of Kazakhstan, duly represented by the Chairman of the Management Board, Mr. Sergey Lukyanov, acting based on the Charter (hereinafter referred to as the “Buyer”), collectively referred to as the Parties and individually as the Party.
Restricted Stock Award Agreement Freedom Holding Corp. 2019 Equity Incentive PlanRestricted Stock Award Agreement • August 9th, 2024 • Freedom Holding Corp. • Security brokers, dealers & flotation companies • Nevada
This Restricted Stock Award Agreement (this “Agreement”) is made and entered into as of March 1, 2024, (the “Grant Date”) by and between Freedom Holding Corp., a Nevada corporation (the “Company”) and Azamat Yerdessov (the “Grantee”).
Certain portions of this exhibit (indicated by “[***]”) have been omitted pursuant to Item 601(a)(6) of Regulation S-K GUARANTEE AGREEMENT No. Astana 12 September 2024Guarantee Agreement • November 8th, 2024 • Freedom Holding Corp. • Security brokers, dealers & flotation companies
Freedom Holding Corp., a corporation duly organized under the laws of Nevada and existing under and by virtue of the laws of the State of Nevada, represented by Chief Financial Officer Yevgeniy.Ler, acting on the basis of By-Laws, hereinafter referred to as the "Guarantor", as the first party, and
Certain portions of this exhibit (indicated by “[***]”) have been omitted pursuant to Item 601(a)(6) of Regulation S-K. This exhibit is an English translation of a foreign language document. The Company hereby agrees to furnish to the SEC, upon...Employment Agreement • August 9th, 2024 • Freedom Holding Corp. • Security brokers, dealers & flotation companies
Freedom Horizons Limited Liability Partnership, established in accordance with the laws of the Republic of Kazakhstan, BIN 230540010051, located at the address: Republic of Kazakhstan, Astana city, 16 Dostyk st., non-residential premises 1, represented by Director K.K. Kaliyev, acting on the basis of the Power of Attorney of the Articles of Association (the “Employer” or the “Company”), on the one hand, and
SUPPLEMENTAL INDENTURE NO. 5Supplemental Indenture • February 25th, 2011 • BMB Munai Inc • Crude petroleum & natural gas • New York
THIS SUPPLEMENTAL INDENTURE NO. 5 (“Supplemental Indenture No. 5”), dated as of February 23, 2011, is entered into between BMB MUNAI, INC., a corporation duly organized and existing under the laws of the State of Nevada (the “Issuer”) and THE BANK OF NEW YORK MELLON, a banking corporation organized under the laws of the State of New York, as trustee (the “Trustee”).
NONQUALIFIED STOCK OPTION AGREEMENT PURSUANT TO THE FREEDOM HOLDING CORP. 2018 EQUITY INCENTIVE PLANNonqualified Stock Option Agreement • October 11th, 2017 • Freedom Holding Corp. • Crude petroleum & natural gas • Utah
WHEREAS, the Company has adopted the Freedom Holding Corp. 2018 Equity Incentive Plan (the “Plan”) in order to provide additional incentive to certain employees, consultants, directors and officers of the Company and its Subsidiaries; and
BMB MUNAI, INC. RESTRICTED STOCK AGREEMENTRestricted Stock Agreement • January 6th, 2010 • BMB Munai Inc • Crude petroleum & natural gas
This Agreement, dated as of January 1, 2010 (“Grant Date”) by and between BMB Munai, Inc. a Nevada Corporation (the “Employer”), and _____________ (the “Grantee”), is entered into as follows:
SUPPLEMENTAL INDENTURE NO. 2Supplemental Indenture • September 13th, 2010 • BMB Munai Inc • Crude petroleum & natural gas • New York
THIS SUPPLEMENTAL INDENTURE NO. 2 (“Supplemental Indenture No. 2”), dated as of September 10, 2010, is entered into between BMB MUNAI, INC., a corporation duly organized and existing under the laws of the State of Nevada (the “Issuer”) and THE BANK OF NEW YORK MELLON, a banking corporation organized under the laws of the State of New York, as trustee (the “Trustee”).
FREEDOM HOLDING CORP. RESTRICTED STOCK GRANT AGREEMENTRestricted Stock Grant Agreement • October 11th, 2017 • Freedom Holding Corp. • Crude petroleum & natural gas • Utah
THIS AGREEMENT is made as of ________ , 20__ (the “Date of Grant”), between Freedom Holding Corp., a Nevada corporation (the “Company”), and ____________________ (the “Grantee”).
BMB MUNAI, INC., as Issuer and THE BANK OF NEW YORK MELLON, as Trustee AMENDED AND RESTATED INDENTURE Dated as of March 4, 2011Indenture • March 14th, 2011 • BMB Munai Inc • Crude petroleum & natural gas • New York
amends and restates the Indenture dated as of September 19, 2007 between the Issuer and the Trustee, as amended by Supplemental Indenture No. 1 dated as of June 1, 2010, Supplemental Indenture No. 2 dated as of September 10, 2010, Supplemental Indenture No. 3 dated as of December 22, 2010, Supplemental Indenture No. 4 dated as of January 26, 2011 and Supplemental Indenture No. 5 dated as of February 23, 2011 (the “Original Indenture”).
EMPLOYMENT AGREEMENTEmployment Agreement • April 12th, 2007 • BMB Munai Inc • Crude petroleum & natural gas • Utah
This Employment Agreement (this “Agreement”) is made as of April __, 2007 by BMB Munai, Inc., a Nevada corporation (the “Employer”), and __________________________, an individual resident in ____________________________ (the “Executive”).
EMPLOYMENT AGREEMENT DATED DECEMBER 29, 2020 BETWEEN PRIME EXECUTIONS INC. AND ROBERT WOTCZAKEmployment Agreement • June 14th, 2024 • Freedom Holding Corp. • Security brokers, dealers & flotation companies • New York
NOW, THEREFORE, in consideration of the mutual covenants, promises, and obligations set forth herein, the parties agree as follows:
