EXHIBIT 10(iii) INVESTMENT MANAGEMENT AGREEMENT THIS AGREEMENT dated as of the 20th day of December 1995 BETWEEN: THE BANK OF NOVA SCOTIA, a Canadian chartered bank, having its executive offices in the City of Toronto, in the Province of Ontario (The...Investment Management Agreement • June 20th, 1997 • Interunion Financial Corp • Miscellaneous business credit institution
PREAMBLERegistration Rights Agreement • December 29th, 2005 • BMB Munai Inc • Crude petroleum & natural gas • Utah
CONTENTS Clause Page 1. Interpretation.......................................................1 2. Appointment of the Agents............................................3 3. The Notes............................................................4 4....BMB Munai Inc • July 19th, 2007 • Crude petroleum & natural gas
ANDAgency Agreement • December 16th, 2003 • Interunion Financial Corp • Miscellaneous business credit institution • Delaware
TRUST DEED RELATING TO U.S.$60,000,000 5.0 PER CENT. CONVERTIBLE NOTES DUE 2012 ------------------------------------------------------------------------------- CONTENTSBMB Munai Inc • July 19th, 2007 • Crude petroleum & natural gas • New York
VOTING TRUST AGREEMENT DATE: April 14, 2006 PARTIES: Jamestown Financial, Inc. (Shareholders) EMRJD Creaciones de Puntarenas, S.A. Inversiones Tentadoras Para Habitar, S.A. Envases y Formas Naturales Para la Venta, S.A. Brockley Properties Limited...Voting Trust Agreement • April 17th, 2006 • BMB Munai Inc • Crude petroleum & natural gas • Utah
OFPlan and Agreement of Merger • December 16th, 2003 • Interunion Financial Corp • Miscellaneous business credit institution • Delaware
Exhibit 10(iv) AGREEMENT made this 19th day of January, 1995. BETWEEN: HAVENSIGHT HOLDINGS LIMITED, a company incorporated under the laws of the British Virgin Islands (hereinafter called "Havensight")Agreement • June 20th, 1997 • Interunion Financial Corp • Miscellaneous business credit institution
CONTENTS Clause Page 1. Interpretation.......................................................2 2. Issue Of The Notes...................................................4 3. Representations And Warranties By The Issuer.........................5 4....Placement Agreement • July 19th, 2007 • BMB Munai Inc • Crude petroleum & natural gas
Exhibit 10(iv) AGREEMENT made this 19th day of January, 1995. BETWEEN: HAVENSIGHT HOLDINGS LIMITED, a company incorporated under the laws of the British Virgin Islands (hereinafter called "Havensight")Agreement • March 31st, 1997 • Interunion Financial Corp • Miscellaneous business credit institution
1 EXHIBIT 10(iii) INVESTMENT MANAGEMENT AGREEMENT THIS AGREEMENT dated as of the 20th day of December 1995 BETWEEN: THE BANK OF NOVA SCOTIA, a Canadian chartered bank, having its executive offices in the City of Toronto, in the Province of Ontario...Investment Management Agreement • March 31st, 1997 • Interunion Financial Corp • Miscellaneous business credit institution
EXHIBIT 10(ii) November 30, 1995 Mr. J.P. Fruchet Guardian Timing Services, Inc. 130 Adelaide Street West Suite 3303 Toronto, Ontario M5H 3P5 Dear Mr. Fruchet: Re: Letter of Understanding (the "Letter") As a condition precedent to our execution of an...Interunion Financial Corp • April 15th, 1997 • Miscellaneous business credit institution
REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • July 19th, 2007 • BMB Munai Inc • Crude petroleum & natural gas • New York
THIS REGISTRATION RIGHTS AGREEMENT (this “Agreement”) is made and entered into as of July 13, 2007, by and among BMB MUNAI, INC., a Nevada corporation (the “Company”), and BAYERISCHE HYPO-UND VEREINSBANK AG, as sole bookrunner (the “Bookrunner”), pursuant to that certain Placement Agreement, dated July 4, 2007 (the “Placement Agreement”), between the Company and the Bookrunner, which provides for, among other things, the issuance by the Company of U.S.$60,000,000 aggregate principal amount of the Company’s 5.0 per cent. Convertible Notes due 2012 (the “Initial Securities”). The Initial Securities are issued under a trust deed, dated July 13, 2007 (as amended or supplemented from time to time, the “Trust Deed”), between the Company and BNY Corporate Trustee Services Limited, as trustee. Pursuant to the Trust Deed, the Company is required to, among other things, commence an offer (the “Initial Offer”) to the holders of the Initial Securities to exchange any and all of the Initial Securit
Restricted Stock Award AgreementRestricted Stock Award Agreement • August 4th, 2023 • Freedom Holding Corp. • Security brokers, dealers & flotation companies • Nevada
This Restricted Stock Award Agreement (this “Agreement”) is made and entered into as of May 18, 2021, (the “Grant Date”) by and between Freedom Holding Corp., a Nevada corporation (the “Company”) and Renat Tukanov (the “Grantee”).
Exhibit 10.1 SHARE PURCHASE AND SALE AGREEMENT This Agreement is made as of the 24 day of May, 2004 in Almaty, Kazakhstan between Tolmakov Toleush Kalmukanovitch, a citizen of the Republic of Kazakhstan, (hereinafter referred to as "Seller"), and BMB...Share Purchase and Sale Agreement • May 25th, 2004 • BMB Munai Inc • Crude petroleum & natural gas
Certain portions of this exhibit (indicated by “[***]”) have been omitted pursuant to Item 601(a)(6) of Regulation S-K. This exhibit is an English translation of a foreign language document. The Company hereby agrees to furnish to the SEC, upon...Freedom Holding Corp. • June 14th, 2024 • Security brokers, dealers & flotation companies
EMPLOYER: Freedom Finance Joint Stock Company, located at: 77/7, al-Farabi ave., "Esentai Tower" BC, Floor 3 Almaty, (Certificate of state re-registration issued on September 09, 2013), represented by the Chairman of the Management Board, Mr. Minikeyev Roman Damirovich, acting based on the Charter, and
Certain portions of this exhibit (indicated by “[***]”) have been omitted pursuant to Item 601(a)(6) of Regulation S-K. This exhibit is an English translation of a foreign language document. The Company hereby agrees to furnish to the SEC, upon...Employment Agreement • August 4th, 2023 • Freedom Holding Corp. • Security brokers, dealers & flotation companies
EMPLOYER: Freedom Finance Global PLC, a private company duly registered in the Registry of Companies of the Astana Financial Services Authority and licensed under the commercial number AFSA-A-LA-2020- 0019 and Business Identification Number 200240900095 (hereinafter referred to as the Company) having its registered office at: 010017, the Republic of Kazakhstan, Nur-Sultan city, Mangilik Ave., building 55/17 represented by Chairman of the Board, Mr. Sergey Lukyanov, acting on the basis of Charter of the Company and the Resolution of Shareholder Freedom Holding Corp. as of July 24, 2020, and
Certain portions of this exhibit (indicated by “[***]”) have been omitted pursuant to Item 601(a)(6) of Regulation S-K. This exhibit is an English translation of a foreign language document. The Company hereby agrees to furnish to the SEC, upon...Employment Agreement • June 14th, 2024 • Freedom Holding Corp. • Security brokers, dealers & flotation companies • Astana
Restricted Stock Award AgreementRestricted Stock Award Agreement • November 8th, 2024 • Freedom Holding Corp. • Security brokers, dealers & flotation companies • Nevada
This Restricted Stock Award Agreement (this “Agreement”) is made and entered into as of July 12, 2024, (the “Grant Date”) by and between Freedom Holding Corp., a Nevada corporation (the “Company”) and Askar Tashtitov (the “Grantee”).
Certain portions of this exhibit (indicated by “[***]”) have been omitted pursuant to Item 601(a)(6) of Regulation S-K. This exhibit is an English translation of a foreign language document. The Company hereby agrees to furnish to the SEC, upon...Freedom Holding Corp. • August 9th, 2024 • Security brokers, dealers & flotation companies
Special Purpose Company Freedom Finance SPC LTD, established in accordance with the laws of the Republic of Kazakhstan, BIN 210540900127, located at the address: Republic of Kazakhstan (the “RK”), Astana, Esil District, 16 Dostyk Street, 2, represented by the Chief Executive Director Baskakova O.S., acting on the basis of the Charter (the “Employer” or the “Company”), on the one hand, and
Long Term Equity Incentive Compensation AgreementLong Term Equity Incentive Compensation Agreement • May 21st, 2021 • Freedom Holding Corp. • Security brokers, dealers & flotation companies • Nevada
This Long Term Equity Incentive Compensation Agreement (this “Agreement”) is made and entered into as of May 18, 2021 (the “Grant Date”) by and between Freedom Holding Corp., a Nevada corporation (the “Company”) and Evgeniy Ler (the “Grantee”).
Certain portions of this exhibit (indicated by “[***]”) have been omitted pursuant to Item 601(a)(6) of Regulation S-K. This exhibit is an English translation of a foreign language document. The Company hereby agrees to furnish to the SEC, upon...Employment Agreement • August 4th, 2023 • Freedom Holding Corp. • Security brokers, dealers & flotation companies • Astana
Restricted Stock Award Agreement Freedom Holding Corp. 2019 Equity Incentive PlanRestricted Stock Award Agreement • August 9th, 2024 • Freedom Holding Corp. • Security brokers, dealers & flotation companies • Nevada
This Restricted Stock Award Agreement (this “Agreement”) is made and entered into as of March 1, 2024, (the “Grant Date”) by and between Freedom Holding Corp., a Nevada corporation (the “Company”) and Azamat Yerdessov (the “Grantee”).
Certain portions of this exhibit (indicated by “[***]”) have been omitted pursuant to Item 601(a)(6) of Regulation S-K GUARANTEE AGREEMENT No. Astana 12 September 2024Freedom Holding Corp. • November 8th, 2024 • Security brokers, dealers & flotation companies
Freedom Holding Corp., a corporation duly organized under the laws of Nevada and existing under and by virtue of the laws of the State of Nevada, represented by Chief Financial Officer Yevgeniy.Ler, acting on the basis of By-Laws, hereinafter referred to as the "Guarantor", as the first party, and
Certain portions of this exhibit (indicated by “[***]”) have been omitted pursuant to Item 601(a)(6) of Regulation S-K. This exhibit is an English translation of a foreign language document. The Company hereby agrees to furnish to the SEC, upon...Employment Agreement • August 4th, 2023 • Freedom Holding Corp. • Security brokers, dealers & flotation companies
EMPLOYER: Freedom Finance Joint Stock Company, located at: 77/7, al-Farabi ave., "Nurly Tau" BC 4B, Floor 17, office 04, (Certificate of state re-registration issued on September 09, 2013), represented by the Chairman of the Management Board Minikeyev Roman Damirovich , acting based on the Charter, and
Restricted Stock Award Agreement Freedom Holding Corp. 2019 Equity Incentive PlanRestricted Stock Award Agreement • June 14th, 2024 • Freedom Holding Corp. • Security brokers, dealers & flotation companies • Nevada
This Restricted Stock Award Agreement (this “Agreement”) is made and entered into as of May 18, 2021 (the “Grant Date”) by and between Freedom Holding Corp., a Nevada corporation (the “Company”) and Sergey Lukyanov (the “Grantee”).
RECITALSItm Software Development Agreement • April 15th, 1997 • Interunion Financial Corp • Miscellaneous business credit institution • Ontario
NONQUALIFIED STOCK OPTION AGREEMENT PURSUANT TO THE FREEDOM HOLDING CORP. 2018 EQUITY INCENTIVE PLANNonqualified Stock Option Agreement • October 11th, 2017 • Freedom Holding Corp. • Crude petroleum & natural gas • Utah
WHEREAS, the Company has adopted the Freedom Holding Corp. 2018 Equity Incentive Plan (the “Plan”) in order to provide additional incentive to certain employees, consultants, directors and officers of the Company and its Subsidiaries; and
BMB MUNAI, INC. RESTRICTED STOCK AGREEMENTRestricted Stock Agreement • January 6th, 2010 • BMB Munai Inc • Crude petroleum & natural gas
This Agreement, dated as of January 1, 2010 (“Grant Date”) by and between BMB Munai, Inc. a Nevada Corporation (the “Employer”), and _____________ (the “Grantee”), is entered into as follows:
SUPPLEMENTAL INDENTURE NO. 2Supplemental Indenture • September 13th, 2010 • BMB Munai Inc • Crude petroleum & natural gas • New York
THIS SUPPLEMENTAL INDENTURE NO. 2 (“Supplemental Indenture No. 2”), dated as of September 10, 2010, is entered into between BMB MUNAI, INC., a corporation duly organized and existing under the laws of the State of Nevada (the “Issuer”) and THE BANK OF NEW YORK MELLON, a banking corporation organized under the laws of the State of New York, as trustee (the “Trustee”).
FREEDOM HOLDING CORP. RESTRICTED STOCK GRANT AGREEMENTRestricted Stock Grant Agreement • October 11th, 2017 • Freedom Holding Corp. • Crude petroleum & natural gas • Utah
THIS AGREEMENT is made as of ________ , 20__ (the “Date of Grant”), between Freedom Holding Corp., a Nevada corporation (the “Company”), and ____________________ (the “Grantee”).
BMB MUNAI, INC., as Issuer and THE BANK OF NEW YORK MELLON, as Trustee AMENDED AND RESTATED INDENTURE Dated as of March 4, 2011Indenture • March 14th, 2011 • BMB Munai Inc • Crude petroleum & natural gas • New York
amends and restates the Indenture dated as of September 19, 2007 between the Issuer and the Trustee, as amended by Supplemental Indenture No. 1 dated as of June 1, 2010, Supplemental Indenture No. 2 dated as of September 10, 2010, Supplemental Indenture No. 3 dated as of December 22, 2010, Supplemental Indenture No. 4 dated as of January 26, 2011 and Supplemental Indenture No. 5 dated as of February 23, 2011 (the “Original Indenture”).
EMPLOYMENT AGREEMENTEmployment Agreement • April 12th, 2007 • BMB Munai Inc • Crude petroleum & natural gas • Utah
This Employment Agreement (this “Agreement”) is made as of April __, 2007 by BMB Munai, Inc., a Nevada corporation (the “Employer”), and __________________________, an individual resident in ____________________________ (the “Executive”).
Certain portions of this exhibit (indicated by “[***]”) have been omitted pursuant to Item 601(a)(6) of Regulation S-K. This exhibit is an English translation of a foreign language document. The Company hereby agrees to furnish to the SEC, upon...Freedom Holding Corp. • July 14th, 2020 • Security brokers, dealers & flotation companies
EMPLOYER: Freedom Finance Joint Stock Company, located at: 77/7, al-Farabi ave., "Esentai Tower" BC, Floor 3 Almaty, (Certificate of state re-registration issued on September 09, 2013), represented by the Chairman of the Management Board, Mr. Minikeyev Roman Damirovich, acting based on the Charter, and
EXHIBIT 10(ii) November 30, 1995 Mr. J.P. Fruchet Guardian Timing Services, Inc. 130 Adelaide Street West Suite 3303 Toronto, Ontario M5H 3P5 Dear Mr. Fruchet: Re: Letter of Understanding (the "Letter") As a condition precedent to our execution of an...Interunion Financial Corp • February 13th, 1997 • Miscellaneous business credit institution
