INVESTMENT ADVISORY AGREEMENT Between USCA FUND TRUST and USCA ASSET MANAGEMENT LLCInvestment Advisory Agreement • September 15th, 2016 • USCA Fund Trust • Delaware
This AGREEMENT is made as of [ ] between USCA FUND TRUST, a Delaware statutory trust (the “Trust”), and USCA ASSET MANAGEMENT LLC, a Delaware limited liability company (the “Adviser”) located at 4444 Westheimer Road, Suite G500, Houston, TX 77027.
CUSTODY AGREEMENTCustody Agreement • September 15th, 2016 • USCA Fund Trust • New York
THIS AGREEMENT is made and entered into as of this 12th day of September, 2016, by and between USCA FUND TRUST, a Delaware statutory trust (the “Trust”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America (the “Custodian”).
FUND ACCOUNTING SERVICING AGREEMENTFund Accounting Servicing Agreement • September 15th, 2016 • USCA Fund Trust • New York
THIS AGREEMENT is made and entered into as of this 12th day of September, 2016, by and between USCA FUND TRUST, a Delaware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
FUND ADMINISTRATION SERVICING AGREEMENTFund Administration Servicing Agreement • September 15th, 2016 • USCA Fund Trust • New York
THIS AGREEMENT is made and entered into as of this 12th day of September, 2016, by and between USCA FUND TRUST, a Delaware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
USCA FUND TRUST OPERATING EXPENSES LIMITATION AGREEMENTOperating Expenses Limitation Agreement • September 15th, 2016 • USCA Fund Trust • Delaware
THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the [__] day of [___], 2016, by and between USCA FUND TRUST, a Delaware statutory trust (the “Trust”), on behalf of USCA SHIELD FUND (the “Fund”), a series of the Trust, and the advisor of the Fund, USCA Asset Management LLC (the “Advisor”).
TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • September 15th, 2016 • USCA Fund Trust • New York
THIS AGREEMENT is made and entered into as of this 12th day of September, 2016, by and between USCA FUND TRUST, a Delaware statutory trust (the “Trust”), and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
