INVESTMENT ADVISORY AGREEMENT Between NORTHERN LIGHTS FUND TRUST and NATIONAL ASSET MANAGEMENT, INC.Investment Advisory Agreement • September 27th, 2013 • Northern Lights Fund Trust • New York
AGREEMENT (the "Agreement"), made as of August 19, 2013 between Northern Lights Fund Trust, a Delaware statutory trust (the "Trust"), National Asset Management, Inc. a corporation organized and existing under the laws of the State of Washington (the "Adviser") located at 410 Park Avenue, 14th Floor, New York, NY 10022.
NORTHERN LIGHTS FUND TRUST OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT ASTOR LONG/SHORT ETF FUND ASTOR ACTIVE INCOME ETF FUND ASTOR S.T.A.R. ETF FUNDOperating Expenses Limitation and Security Agreement • September 27th, 2013 • Northern Lights Fund Trust • New York
THIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is effective as of August 19, 2013, by and between NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust (the “Trust”), on behalf of Astor Long/Short ETF Fund, Astor Active Income ETF Fund and Astor S.T.A.R. ETF Fund (each a “Fund”, collectively the “Funds”) each a series of the Trust, and the advisor of the Fund, National Asset Management, Inc. (the “Advisor”).
FUND SERVICES AGREEMENT between NORTHERN LIGHTS FUND TRUST andFund Services Agreement • September 27th, 2013 • Northern Lights Fund Trust • New York
THIS FUND SERVICES AGREEMENT (the “Agreement”) made as of June 22, 2011, by and between NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust having its principal office and place of business at 4020 South 147th Street, Omaha, Nebraska 68137 (the "Trust") and GEMINI FUND SERVICES, LLC, a Nebraska limited liability company having its principal office and place of business at 4020 South 147th Street, Omaha, Nebraska 68137 (“GFS”). This Agreement replaces and supersedes the existing fund services agreement between the parties hereto; provided, however that the Appendix IV’s in existence as of the date hereof shall remain in effect under this Agreement.
NORTHERN LIGHTS FUND TRUST OPERATING EXPENSES LIMITATION AGREEMENTOperating Expenses Limitation Agreement • September 27th, 2013 • Northern Lights Fund Trust • New York
THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the 17th day of June, 2010, as revised March 23, 2011, August 18, 2011, March 28, 2012, May 1, 2012, September 26, 2012, November 14, 2012, March 28, 2013, July 16, 2013 September 1, 2013, and September 10, 2013 by and between NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust (the “Trust”), on behalf of Altegris Managed Futures Strategy Fund, Altegris Macro Strategy Fund, Altegris Futures Evolution Strategy Fund, Altegris Equity Long Short Fund, Altegris Fixed Income Long Short Fund, and Altegris Multi-Strategy Alternative Fund (the “Funds”) a series of the Trust, and the adviser of the Funds, Altegris Advisors, LLC (the “Adviser”).
NORTHERN LIGHTS FUND TRUST OPERATING EXPENSES LIMITATION AGREEMENT ADAPTIVE ALLOCATION FUNDOperating Expenses Limitation Agreement • September 27th, 2013 • Northern Lights Fund Trust • New York
THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the 19TH day of December, 2005, as amended on March 17, 2008 and December 14, 2009, by and between NORTHERN LIGHTS FUND TRUST, a Delaware business trust (the “Trust”), on behalf of the Adaptive Allocation Fund, (the “Fund”) a series of the Trust and the Advisor of such Fund, Critical Math Advisors, LLC (the “Advisor”).
