INVESTMENT ADVISORY AGREEMENT Between NORTHERN LIGHTS FUND TRUST III and THE TEBERG FUNDInvestment Advisory Agreement • December 13th, 2013 • Northern Lights Fund Trust Iii • New York
Contract Type FiledDecember 13th, 2013 Company JurisdictionAGREEMENT, made as of August 22 , 2013 between Northern Lights Fund Trust III, a Delaware statutory trust (the "Trust"), and FIRST ASSOCIATED INVESTMENT ADVISORS, INC., a Minnesota corporation (the "Adviser") located at 5161 Miller Trunk Highway, Duluth, MN 55811 ..
NORTHERN LIGHTS FUND TRUST III OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT FIRST ASSOCIATED INVESTMENT ADVISORS, INC.Operating Expenses Limitation and Security Agreement • December 13th, 2013 • Northern Lights Fund Trust Iii • New York
Contract Type FiledDecember 13th, 2013 Company JurisdictionTHIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is effective as of the 22nd day of August, 2013, by and between NORTHERN LIGHTS FUND TRUST III, a Delaware statutory trust (the “Trust”), on behalf of The Teberg Fund (the “Fund”) a series of the Trust, and the Advisor of the Fund, First Associated Investment Advisors, Inc. (the “Advisor”).
TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • December 13th, 2013 • Northern Lights Fund Trust Iii • Wisconsin
Contract Type FiledDecember 13th, 2013 Company JurisdictionTHIS AGREEMENT is made and entered into as of the 13th day of December, 2013, by and between NORTHERN LIGHTS FUND TRUST III, a Delaware statutory trust (the "Trust") and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company ("USBFS").