INVESTMENT ADVISORY AGREEMENT Between NORTHERN LIGHTS FUND TRUST and ALTEGRIS ADVISORS, LLCInvestment Advisory Agreement • December 23rd, 2013 • Northern Lights Fund Trust • New York
AGREEMENT (the "Agreement"), made as of September 1, 2013 as revised September 24, 2013, and November 1, 2013 (the “Effective Date”) between Northern Lights Fund Trust, a Delaware statutory trust (the "Trust"), a Altegris Advisors, LLC, a Delaware Limited Liability Company (the "Adviser") located at 1200 Prospect Street, Suite 400, La Jolla, California 92037.
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • December 23rd, 2013 • Northern Lights Fund Trust • Delaware
This AGREEMENT is made as of the 7th day of October, 2013, by and among Premium Point Investments LP, a Delaware limited partnership located at 712 Fifth Avenue, 24th Floor, New York, NY 10019 (the “Sub-Adviser”), and Altegris Advisors, L.L.C., a Delaware limited liability company located at 1200 Prospect Street, Suite 550, La Jolla, CA 92037 (the “Adviser”).
SUBADVISORY AGREEMENTSubadvisory Agreement • December 23rd, 2013 • Northern Lights Fund Trust • California
THIS AGREEMENT is made and entered into as of , September 24, 2013 (the “Effective Date”), by and between Altegris Advisors, L.L.C. (the “Adviser”), a Delaware limited liability company registered under the Investment Advisers Act of 1940, as amended (the “Advisers Act”) located at 1200 Prospect Street, Suite 550, La Jolla, California 92037, and American Asset Investment Management (the “Subadviser”), a Delaware limited partnership registered under the Advisers Act, located at 11455 El Camino Real, Suite 140, San Diego, CA 92130, with respect to the Fund listed on Schedule A hereto (the “Fund”), a series of the Northern Lights Fund Trust, a Delaware statutory trust (the “Trust”). The Adviser and Subadviser are each individually a “Party” and collectively the “Parties”.
NORTHERN LIGHTS FUND TRUST OPERATING EXPENSES LIMITATION AGREEMENTExpenses Limitation Agreement • December 23rd, 2013 • Northern Lights Fund Trust • New York
THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the 17th day of June, 2010, as revised March 23, 2011, August 18, 2011, March 28, 2012, May 1, 2012, September 26, 2012, and November 14, 2012, by and between NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust (the “Trust”), on behalf of Altegris Managed Futures Strategy Fund, Altegris Macro Strategy Fund, Altegris Futures Evolution Strategy Fund, and Altegris Equity Long Short Fund (the “Funds”) a series of the Trust, and the adviser of the Funds, Altegris Advisors, LLC (the “Adviser”).
NORTHERN LIGHTS FUND TRUST OPERATING EXPENSES LIMITATION AGREEMENT SANDALWOOD OPPORTUNITY FUNDTrust Operating Expenses Limitation Agreement • December 23rd, 2013 • Northern Lights Fund Trust • New York
THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the 20TH day of June, 2012, by and between NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust (the “Trust”), on behalf of Sandalwood Opportunity Fund (the “Fund”) a series of the Trust, and the advisor of the Fund, Princeton Fund Advisors, LLC (the “Advisor”).
NORTHERN LIGHTS FUND TRUST OPERATING EXPENSES LIMITATION AGREEMENTExpenses Limitation Agreement • December 23rd, 2013 • Northern Lights Fund Trust • New York
THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the 17th day of June, 2010, as revised March 23, 2011, August 18, 2011, March 28, 2012, May 1, 2012, September 26, 2012, November 14, 2012, March 28, 2013, July 16, 2013, September 1, 2013, September 24, 2013, October 10, 2013 and November 1, 2013 by and between NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust (the “Trust”), on behalf of Altegris Managed Futures Strategy Fund, Altegris Macro Strategy Fund, Altegris Futures Evolution Strategy Fund, Altegris Equity Long Short Fund, Altegris Fixed Income Long Short Fund, Altegris Multi-Strategy Alternative Fund and Altegris/AACA Real Estate Long Short Fund (the “Funds”) a series of the Trust, and the adviser of the Funds, Altegris Advisors, LLC (the “Adviser”).
FIRST AMENDMENT TO INVESTMENT ADVISORY AGREEMENT Between NORTHERN LIGHTS FUND TRUST and MAKEFIELD CAPITAL MANAGEMENT, LLC (FORMERLY MOSAIC CAPITAL MANAGEMENT, LLC)Investment Advisory Agreement • December 23rd, 2013 • Northern Lights Fund Trust
THIS FIRST AMENDMENT TO THE INVESTMENT ADVISORY AGREEMENT is made and entered into as of November 22, 2013, between Northern Lights Fund Trust, a Delaware statutory trust (the "Trust"), and Makefield Capital Management, LLC (formerly Mosaic Capital Management, LLC)., a Pennsylvania, limited liability company (the "Adviser") located at 7535 Windsor Drive, Suite A205, Allentown, PA 18195.
