INVESTMENT ADVISORY AGREEMENT Between NORTHERN LIGHTS FUND TRUST and GENESIS CAPITAL, LLCInvestment Advisory Agreement • January 24th, 2014 • Northern Lights Fund Trust • New York
AGREEMENT, made as of November 12, 2013 between Northern Lights Fund Trust, a Delaware statutory trust (the "Trust"), and Genesis Capital, LLC, a Washington limited liability company organized and existing under the laws of the State of Washington (the "Adviser") located at 7191 Wagner Way NW, Suite 302, Gig Harbor, WA 98335.
NORTHERN LIGHTS FUND TRUST OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT GENESIS CAPITAL, LLCOperating Expenses Limitation and Security Agreement • January 24th, 2014 • Northern Lights Fund Trust • New York
THIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is effective as of the 12th day of November, 2013, by and between NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust (the “Trust”), on behalf of anchor Alternative Income Fund (the “Fund”) a series of the Trust, and the Advisor of the Fund, Genesis Capital, LLC (the “Advisor”).
SUBADVISORY AGREEMENTSubadvisory Agreement • January 24th, 2014 • Northern Lights Fund Trust • Washington
THIS AGREEMENT is made and entered into as of this 12th day of November, 2013, by and between GENESIS CAPITAL, LLC (the "Adviser"), a Washington limited liability company registered under the Investment Advisers Act of 1940, as amended (the “Advisers Act”) located at 7191 Wagner Way NW, Suite 302, Gig Harbor, WA 98335 and ANCHOR CAPITAL MANAGEMENT GROUP, INC. (the “Subadviser”), a Corporation organized under the laws of California and also registered under the Advisers Act, located at 15 Enterprise, Suite 450, Aliso Viejo, California 92656, with respect to Anchor Alternative Income Fund (the “Fund”), a series of the NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust (the “Trust”).
