CUSTODY AGREEMENTCustody Agreement • July 26th, 2004 • Clough Global Allocation Fund • New York
AGREEMENT, dated as of , 204 between Clough Global Allocation Fund, a statutory trust organized and existing under the laws of the State of Delaware having its principal office and place of business at 1625 Broadway, Suite 2200, Denver Colorado 80202 (the "Fund") and The Bank of New York, a New York corporation authorized to do a banking business having its principal office and place of business at One Wall Street, New York, New York 10286 ("Custodian").
STOCK TRANSFER AGENCY AGREEMENTTransfer Agency Agreement • July 26th, 2004 • Clough Global Allocation Fund • New York
AGREEMENT, made as of , by and between, CLOUGH GLOBAL ALLOCATION FUND, a statutory trust organized and existing under the laws of the State of Delaware (hereinafter referred to as the "Customer"), and THE BANK OF NEW YORK, a New York trust company (hereinafter referred to as the "Bank").
AMENDED AGREEMENT AND DECLARATION OF TRUSTClough Global Allocation Fund • July 26th, 2004 • Delaware
ADMINISTRATION, BOOKKEEPING AND PRICING SERVICES AGREEMENTPricing Services Agreement • July 26th, 2004 • Clough Global Allocation Fund • Colorado
THIS AGREEMENT is made as of , 2004, between Clough Global Allocation Fund, a Delaware Statutory Trust (the "Fund"), and ALPS Mutual Funds Services, Inc., a Colorado corporation ("ALPS").
INVESTMENT ADVISORY AND MANAGEMENT AGREEMENTAnd Management Agreement • July 26th, 2004 • Clough Global Allocation Fund • Delaware
THIS AGREEMENT is made and entered into as of 2004, by and between Clough Global Allocation Fund (the "Fund"), a Delaware statutory trust registered as a closed-end investment company under the Investment Company Act of 1940, as amended (the "Investment Company Act"), and Clough Capital Partners L.P. (the "Adviser"), a Delaware limited partnership registered as an investment adviser under the Investment Advisers Act of 1940, as amended (the "Advisers Act").
Clough Global Allocation Fund (a Delaware statutory trust) Common Shares of Beneficial Interest $20.00 per Share (No Par Value) PURCHASE AGREEMENTPurchase Agreement • July 26th, 2004 • Clough Global Allocation Fund • New York
Merrill Lynch & Co. Merrill Lynch, Pierce, Fenner & Smith Incorporated Raymond James & Associates, Inc. BB&T Capital Markets, a division of Scott & Stringfellow, Inc. BNY Capital Markets, Inc. Ferris, Baker Watts, Incorporated Legg Mason Wood Walker, Incorporated Oppenheimer & Co. Inc. RBC Capital Markets Corporation Stifel, Nicolaus & Company, Incorporated c/o Merrill Lynch, Pierce, Fenner & Smith Incorporated 4 World Financial Center New York, New York 10080
SUBSCRIPTION AGREEMENTClough Global Allocation Fund • July 26th, 2004
WHEREAS, there has been organized under the laws of the State of Delaware, a statutory trust known as the Clough Global Allocation Fund (the "Fund").
