INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • November 22nd, 2017 • Second Nature Series Trust • New York
AGREEMENT (the “Agreement”), made as of July 18, 2017 between SECOND NATURE SERIES TRUST, a Delaware statutory trust (the “Trust”), and SECOND NATURE INVESTMENTS LLC, a limited-liability company organized and existing under the laws of the State of Delaware (the “Adviser”) located at 8387 E. Twisted Leaf Drive, Gold Canyon, Arizona 85118.
CUSTODY AGREEMENTCustody Agreement • November 22nd, 2017 • Second Nature Series Trust • Minnesota
THIS AGREEMENT is made and entered into as of this 9th day of September, 2017, by and between SECOND NATURE SERIES TRUST, a Delaware statutory trust (the “Trust”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America (the “Custodian”).
TRI-PARTY AGREEMENT FOR DISTRIBUTION SERVICESDistribution Agreement • November 22nd, 2017 • Second Nature Series Trust • Ohio
THIS AGREEMENT is made as of November 8, 2017, between Second Nature Series Trust (the “Trust” and/or Investment Company ”IC”, or “Fund”), a Delaware statutory Trust/IC, Second Nature Investments, LLC the Registered Investment Advisor (the “RIA”) a Delaware corporation, and Arbor Court Capital (“ACC”), a limited liability corporation organized and existing under the laws of the State of Ohio.
SUBADVISORY AGREEMENTSubadvisory Agreement • November 22nd, 2017 • Second Nature Series Trust • New York
THIS AGREEMENT is effective as of November 20, 2017, by and between SECOND NATURE INVESTMENTS LLC (the "Adviser"), a Delaware limited liability company registered (or with a pending registration) under the Investment Advisers Act of 1940, as amended (the "Advisers Act"), and KBK CAPITAL MANAGEMENT LLC, a Florida limited liability company (the "Subadviser") and also registered under the Advisers Act, with respect to the SECOND NATURE SERIES TRUST (the "Fund" or the "Trust").
TRANSFER AGENT AGREEMENTTransfer Agent Agreement • November 22nd, 2017 • Second Nature Series Trust • Ohio
THIS AGREEMENT is made and entered into this 9th day of August, 2017, by and between the Second Nature Series Trust (the “Trust”), an Delaware business trust having its principal place of business at 8387 E. Twisted Leaf Dr., Gold Canyon, Arizona 85118, and Mutual Shareholder Services, LLC, a Delaware Limited Liability Company (“MSS”).
SCHEDULE A ACCOUNTING SERVICES AGREEMENTAccounting Services Agreement • November 22nd, 2017 • Second Nature Series Trust • Ohio
THIS is made and entered into this 9th day of August, 2017, by and between the Second Nature Series Trust (the “Trust”), an Delaware business trust having its principal place of business at 8387 E. Twisted Leaf Dr., Gold Canyon, Arizona 85118, and Mutual Shareholder Services, LLC, a Delaware Limited Liability Company (“MSS”).
Form of Dealer AgreementDealer Agreement • November 22nd, 2017 • Second Nature Series Trust • Ohio
Arbor Court Capital, LLC, (the “Distributor”) invites you, as a selected dealer, to participate as principal in the distribution of shares (the “Shares”) of the Second Series Trust (the “Fund”), of which it is the exclusive underwriter. The Distributor agrees to sell to you, subject to any limitations imposed by the Fund or any of its Portfolios (see Exhibit A), Shares issued by the Fund and to promptly confirm each sale to you. All sales will be made according to the following terms:
SECOND NATURE SERIES TRUST OPERATING EXPENSES LIMITATION AGREEMENTOperating Expenses Limitation Agreement • November 22nd, 2017 • Second Nature Series Trust • New York
WHEREAS, the Advisor renders advice and services to the Fund pursuant to the terms and provisions of an Investment Advisory Agreement between the Trust and the Advisor dated as of the July 18, 2017 (the “Investment Advisory Agreement”); and
COMPLIANCE CONSULTING AGREEMENTCompliance Consulting Agreement • November 22nd, 2017 • Second Nature Series Trust • Delaware
This Compliance Consulting Agreement (the "Agreement"), dated November 20, 2017 (the "Effective Date") is entered into by and between Clarity Audit Group, LLC, a limited liability company located at 768 South Main Street, PO Box 556, Bethel, Vermont, 05032 ("CAG") and Second Nature Series Trust, a registered investment company organized as a Delaware statutory trust, located at c/o Mutual Shareholder Services, LLC, 8000 Town Centre Drive, Suite 400, Broadview Heights, Ohio 44147, (the "Trust"), on behalf of each portfolio series listed on the attached Appendix A, as may be amended from time to time (each a "Fund" and collectively "Funds"). This document may be executed in one or more counterparts, each of which shall be deemed an original, but all of which together shall constitute one and the same instrument.
